Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $66 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Global X Fds
Q1 2020 Filed on May 11, 2020
157,470
N/A
GEF
Greif, Inc

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
6,088
$25.13 - $46.53 $153K - $283K
Hsbc Hldgs PLC
Q1 2020 Filed on May 11, 2020
47,088
N/A
Indexiq ETF Tr
Q1 2020 Filed on May 11, 2020
50,830
N/A
Ingersoll Rand PLC
Q1 2020 Filed on May 11, 2020
25,328
N/A
Internap Corp
Q1 2020 Filed on May 11, 2020
53,937
N/A
Intrexon Corp
Q1 2020 Filed on May 11, 2020
57,398
N/A
Ishares Tr
Q1 2020 Filed on May 11, 2020
88,838
N/A
CACG
Legg Mason ETF Invt Tr Clearbr

ETFs
Q1 2020 Filed on May 11, 2020
5,956
N/A
Liberty Ppty Tr
Q1 2020 Filed on May 11, 2020
9,031
N/A
Moleculin Biotech Inc
Q1 2020 Filed on May 11, 2020
12,000
N/A
NKSH
National Bankshares Inc

Financial Services
Q1 2020 Filed on May 11, 2020
5,200
$28.4 - $43.8 $148K - $228K
Nuance Communications Inc
Q1 2020 Filed on May 11, 2020
15,000
N/A
Sanofi
Q1 2020 Filed on May 11, 2020
41,260
N/A
Seaspan Corp
Q1 2020 Filed on May 11, 2020
13,413
N/A
Senior Hsg Pptys Tr
Q1 2020 Filed on May 11, 2020
79,895
N/A
Spdr Series Trust
Q1 2020 Filed on May 11, 2020
101,719
N/A
Summer Infant Inc
Q1 2020 Filed on May 11, 2020
30,960
N/A
Ubs Ag Jersey Brh
Q1 2020 Filed on May 11, 2020
14,626
N/A
United Cmnty Finl Corp Ohio
Q1 2020 Filed on May 11, 2020
96,035
N/A
Weingarten Rlty Invs
Q1 2020 Filed on May 11, 2020
8,484
N/A
Aveo Pharmaceuticals Inc
Q1 2020 Filed on May 11, 2020
10,500
N/A
DS
Drive Shack Inc.

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
87,600
$1.25 - $4.14 $110K - $363K
Ubs Ag London Brh
Q1 2020 Filed on May 11, 2020
10,000
N/A
Aptose Biosciences Inc
Q1 2020 Filed on May 11, 2020
10,200
N/A
GVAL
Cambria Global Value ETF
Q1 2020 Filed on May 11, 2020
13,095
N/A
E Trade Financial Corp
Q1 2020 Filed on May 11, 2020
4,428
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 11, 2020
11,509
N/A
KBWR
Invesco ETF Tr Ii Kbw Regional

ETFs
Q1 2020 Filed on May 11, 2020
3,785
$27.59 - $54.04 $104K - $205K
Mcdermott Intl Inc
Q1 2020 Filed on May 11, 2020
78,103
N/A
TRHC
Tabula Rasa Health Care, Inc.

Healthcare
Q1 2020 Filed on May 11, 2020
16,718
$36.13 - $69.2 $604K - $1.16M
Wellcare Health Plans Inc
Q1 2020 Filed on May 11, 2020
999
N/A
GWRE
Guidewire Software, Inc.

Technology
Q1 2020 Filed on May 11, 2020
2,632
$76.06 - $122.6 $200K - $323K
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 11, 2020
12,196
N/A
Pattern Energy Group Inc
Q1 2020 Filed on May 11, 2020
10,779
N/A
Perspecta Inc
Q1 2020 Filed on May 11, 2020
8,013
N/A
Spx Corp
Q1 2020 Filed on May 11, 2020
4,417
N/A
TPZ
Tortoise Power & Energy Infrastructure Fund Inc

Financial Services
Q1 2020 Filed on May 11, 2020
10,484
$4.21 - $17.49 $44.1K - $183K
CHMI
Cherry Hill Mortgage Investment Corp

Real Estate
Q1 2020 Filed on May 11, 2020
23,059
$4.75 - $16.31 $110K - $376K
Instructure Inc
Q1 2020 Filed on May 11, 2020
5,328
N/A
Wabco Hldgs Inc
Q1 2020 Filed on May 11, 2020
2,298
N/A
BZUN
Baozun Inc.

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
6,667
$22.96 - $36.89 $153K - $246K
CNTTQ
Cann Trust Holdings Inc.

Healthcare
Q1 2020 Filed on May 11, 2020
14,427
$0.4 - $1.19 $5.77K - $17.2K
Carter Bk & Tr Martinsville
Q1 2020 Filed on May 11, 2020
17,151
N/A
Eagle Grwth & Income Oppty F
Q1 2020 Filed on May 11, 2020
10,700
N/A
EPPRC
El Paso Enr Cp Tsti 4.75%
Q1 2020 Filed on May 11, 2020
4,214
N/A
JHI
John Hancock Investors Trust

Financial Services
Q1 2020 Filed on May 11, 2020
10,337
$10.33 - $18.47 $107K - $191K
LBTYK
Liberty Global PLC

Communication Services
Q1 2020 Filed on May 11, 2020
9,854
$14.75 - $21.6 $145K - $213K
SBGI
Sinclair Broadcast Group Inc

Communication Services
Q1 2020 Filed on May 11, 2020
7,010
$12.7 - $34.0 $89K - $238K
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