Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $70.7 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Wellcare Health Plans Inc
Q1 2020 Filed on May 11, 2020
999
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 11, 2020
12,196
N/A
Pattern Energy Group Inc
Q1 2020 Filed on May 11, 2020
10,779
N/A
Perspecta Inc
Q1 2020 Filed on May 11, 2020
8,013
N/A
Spx Corp
Q1 2020 Filed on May 11, 2020
4,417
N/A
TPZ
Tortoise Power & Energy Infrastructure Fund Inc

Financial Services
Q1 2020 Filed on May 11, 2020
10,484
$4.21 - $17.49 $44.1K - $183K
CHMI
Cherry Hill Mortgage Investment Corp

Real Estate
Q1 2020 Filed on May 11, 2020
23,059
$4.75 - $16.31 $110K - $376K
Instructure Inc
Q1 2020 Filed on May 11, 2020
5,328
N/A
Wabco Hldgs Inc
Q1 2020 Filed on May 11, 2020
2,298
N/A
BZUN
Baozun Inc.

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
6,667
$22.96 - $36.89 $153K - $246K
CNTTQ
Cann Trust Holdings Inc.

Healthcare
Q1 2020 Filed on May 11, 2020
14,427
$0.4 - $1.19 $5.77K - $17.2K
Carter Bk & Tr Martinsville
Q1 2020 Filed on May 11, 2020
17,151
N/A
Eagle Grwth & Income Oppty F
Q1 2020 Filed on May 11, 2020
10,700
N/A
EPPRC
El Paso Enr Cp Tsti 4.75%
Q1 2020 Filed on May 11, 2020
4,214
N/A
JHI
John Hancock Investors Trust

Financial Services
Q1 2020 Filed on May 11, 2020
10,337
$10.33 - $18.47 $107K - $191K
LBTYK
Liberty Global PLC

Communication Services
Q1 2020 Filed on May 11, 2020
9,854
$14.75 - $21.6 $145K - $213K
EEMX
Spdr Idx Shs Fds Msci Emerging
Q1 2020 Filed on May 11, 2020
8,596
N/A
U S Gold Corp
Q1 2020 Filed on May 11, 2020
50,000
N/A
PUTW
Wisdomtree Tr Cboe S&P 500 Put

ETFs
Q1 2020 Filed on May 11, 2020
14,082
$20.8 - $29.05 $293K - $409K
180 Degree Cap Corp
Q1 2020 Filed on May 11, 2020
11,059
N/A
Invesco Exch Trd Slf Idx Fd
Q1 2020 Filed on May 11, 2020
9,674
N/A
RETA
Reata Pharmaceuticals Inc

Healthcare
Q1 2020 Filed on May 11, 2020
1,017
$124.16 - $247.74 $126K - $252K
Yrc Worldwide Inc
Q1 2020 Filed on May 11, 2020
17,151
N/A
Acorda Therapeutics Inc
Q1 2020 Filed on May 11, 2020
15,545
N/A
AMEH
Apollo Medical Holdings, Inc.

Healthcare
Q1 2020 Filed on May 11, 2020
10,000
$9.55 - $18.88 $95.5K - $189K
Collaborative Investmnt Ser
Q1 2020 Filed on May 11, 2020
90,478
N/A
Energizer Hldgs Inc New
Q1 2020 Filed on May 11, 2020
5,900
N/A
IGN
Ishares Tr North Amern Tech Mu

ETFs
Q1 2020 Filed on May 11, 2020
4,710
N/A
Option Care Health Inc
Q1 2020 Filed on May 11, 2020
14,532
N/A
Principal Exchange Traded Fd
Q1 2020 Filed on May 11, 2020
9,506
N/A
RLJ
Rlj Lodging Trust

Real Estate
Q1 2020 Filed on May 11, 2020
28,579
$4.28 - $17.56 $122K - $502K
Zayo Group Hldgs Inc
Q1 2020 Filed on May 11, 2020
16,411
N/A
Alcentra Cap Corp
Q1 2020 Filed on May 11, 2020
22,019
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 11, 2020
2,961
N/A
HEWG
Ishares Currency Hedged Msci G

ETFs
Q1 2020 Filed on May 11, 2020
7,380
$18.36 - $30.28 $135K - $223K
Jason Inds Inc
Q1 2020 Filed on May 11, 2020
12,000
N/A
LSXMK
Liberty Media Corp

Communication Services
Q1 2020 Filed on May 11, 2020
10,274
$24.33 - $50.29 $250K - $517K
Manager Directed Portfolios
Q1 2020 Filed on May 11, 2020
15,869
N/A
NVRO
Nevro Corp

Healthcare
Q1 2020 Filed on May 11, 2020
1,805
$70.23 - $144.31 $127K - $260K
ROIC
Retail Opportunity Investments Corp

Real Estate
Q1 2020 Filed on May 11, 2020
11,527
$6.72 - $17.57 $77.5K - $203K
QURE
Uni Qure N.V.

Healthcare
Q1 2020 Filed on May 11, 2020
2,825
$40.01 - $73.97 $113K - $209K
Abraxas Pete Corp
Q4 2019 Filed on Feb 05, 2020
15,311
N/A
Altaba Inc
Q4 2019 Filed on Feb 05, 2020
38,411
N/A
Ani Pharmaceuticals Inc
Q4 2019 Filed on Feb 05, 2020
29,000
N/A
Applied Dna Sciences Inc
Q4 2019 Filed on Feb 05, 2020
19,488
N/A
Arotech Corp
Q4 2019 Filed on Feb 05, 2020
10,001
N/A
Bb&T Corp
Q4 2019 Filed on Feb 05, 2020
387,711
N/A
Blackrock Municipal Bond Tr
Q4 2019 Filed on Feb 05, 2020
12,458
N/A
Buckeye Partners L P
Q4 2019 Filed on Feb 05, 2020
44,571
N/A
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