Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $66 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Central European Media Entrp
Q3 2020 Filed on Nov 05, 2020
13,550
N/A
Kitov Pharma LTD
Q3 2020 Filed on Nov 05, 2020
10,000
N/A
NLTX
Neoleukin Therapeutics, Inc.

Healthcare
Q3 2020 Filed on Nov 05, 2020
14,305
$9.68 - $17.01 $138K - $243K
Onconova Therapeutics Inc
Q3 2020 Filed on Nov 05, 2020
17,866
N/A
OGEN
Oragenics Inc

Healthcare
Q3 2020 Filed on Nov 05, 2020
10,000
$0.56 - $1.49 $5.6K - $14.9K
SJB
Proshares Tr Short High Yield

ETFs
Q3 2020 Filed on Nov 05, 2020
9,805
$19.65 - $20.84 $193K - $204K
T Mobile Us Inc
Q3 2020 Filed on Nov 05, 2020
146,496
N/A
Tailored Brands Inc
Q3 2020 Filed on Nov 05, 2020
11,993
N/A
Allergan PLC
Q2 2020 Filed on Aug 12, 2020
27,091
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 12, 2020
952,927
N/A
Aon PLC
Q2 2020 Filed on Aug 12, 2020
27,736
N/A
Arconic Inc
Q2 2020 Filed on Aug 12, 2020
58,229
N/A
California Res Corp
Q2 2020 Filed on Aug 12, 2020
37,460
N/A
Carolina Finl Corp New
Q2 2020 Filed on Aug 12, 2020
16,400
N/A
Centerstate Bk Corp
Q2 2020 Filed on Aug 12, 2020
31,206
N/A
Chesapeake Energy Corp
Q2 2020 Filed on Aug 12, 2020
212,571
N/A
Cypress Semiconductor Corp
Q2 2020 Filed on Aug 12, 2020
20,012
N/A
Exchange Listed Fds Tr
Q2 2020 Filed on Aug 12, 2020
12,652
N/A
Frontier Communications Corp
Q2 2020 Filed on Aug 12, 2020
12,031
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 12, 2020
9,342,465
N/A
Global X Fds
Q2 2020 Filed on Aug 12, 2020
54,236
N/A
Global X Fds
Q2 2020 Filed on Aug 12, 2020
25,505
N/A
Ishares Tr
Q2 2020 Filed on Aug 12, 2020
9,420
N/A
ITUB
Itau Unibanco Holding S.A.

Financial Services
Q2 2020 Filed on Aug 12, 2020
47,596
$3.02 - $4.82 $144K - $229K
J Jill Inc
Q2 2020 Filed on Aug 12, 2020
164,851
N/A
LCNB
Lcnb Corp

Financial Services
Q2 2020 Filed on Aug 12, 2020
12,167
$10.8 - $16.26 $131K - $198K
Nabors Industries LTD
Q2 2020 Filed on Aug 12, 2020
108,895
N/A
National Oilwell Varco Inc
Q2 2020 Filed on Aug 12, 2020
10,741
N/A
Noble Corp PLC
Q2 2020 Filed on Aug 12, 2020
11,020
N/A
Nuveen All Cap Ene Mlp Oppo
Q2 2020 Filed on Aug 12, 2020
277,833
N/A
Nuveen Energy Mlp Totl Rtrnf
Q2 2020 Filed on Aug 12, 2020
133,678
N/A
Pb Bancorp Inc
Q2 2020 Filed on Aug 12, 2020
290,340
N/A
Penney J C Corp Inc
Q2 2020 Filed on Aug 12, 2020
50,338
N/A
Proshares Tr
Q2 2020 Filed on Aug 12, 2020
322,019
N/A
Prospect Capital Corporation
Q2 2020 Filed on Aug 12, 2020
577,000
N/A
Raytheon CO
Q2 2020 Filed on Aug 12, 2020
122,796
N/A
Spartan Mtrs Inc
Q2 2020 Filed on Aug 12, 2020
53,085
N/A
Sprint Corporation
Q2 2020 Filed on Aug 12, 2020
52,060
N/A
Strategy Shs
Q2 2020 Filed on Aug 12, 2020
13,723
N/A
Tortoise Energy Infra Corp
Q2 2020 Filed on Aug 12, 2020
129,068
N/A
Tortoise Midstrm Energy Fd I
Q2 2020 Filed on Aug 12, 2020
80,555
N/A
Tpg Specialty Lending Inc
Q2 2020 Filed on Aug 12, 2020
146,303
N/A
United States Oil Fund LP
Q2 2020 Filed on Aug 12, 2020
2,440,249
N/A
United Technologies Corp
Q2 2020 Filed on Aug 12, 2020
399,096
N/A
Vaneck Vectors ETF Tr
Q2 2020 Filed on Aug 12, 2020
156,385
N/A
Wellesley Bancorp Inc
Q2 2020 Filed on Aug 12, 2020
15,984
N/A
Wells Fargo & CO
Q2 2020 Filed on Aug 12, 2020
10,000
N/A
Arbor Rlty Tr Inc
Q2 2020 Filed on Aug 12, 2020
40,000
N/A
Blackrock Ny Municipal Bond
Q2 2020 Filed on Aug 12, 2020
10,392
N/A
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