Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $66 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
EEMX
Spdr Idx Shs Fds Msci Emerging
Q1 2020 Filed on May 11, 2020
8,596
N/A
U S Gold Corp
Q1 2020 Filed on May 11, 2020
50,000
N/A
PUTW
Wisdomtree Tr Cboe S&P 500 Put

ETFs
Q1 2020 Filed on May 11, 2020
14,082
$20.8 - $29.05 $293K - $409K
180 Degree Cap Corp
Q1 2020 Filed on May 11, 2020
11,059
N/A
Invesco Exch Trd Slf Idx Fd
Q1 2020 Filed on May 11, 2020
9,674
N/A
RETA
Reata Pharmaceuticals Inc

Healthcare
Q1 2020 Filed on May 11, 2020
1,017
$124.16 - $247.74 $126K - $252K
Yrc Worldwide Inc
Q1 2020 Filed on May 11, 2020
17,151
N/A
Acorda Therapeutics Inc
Q1 2020 Filed on May 11, 2020
15,545
N/A
AMEH
Apollo Medical Holdings, Inc.

Healthcare
Q1 2020 Filed on May 11, 2020
10,000
$9.55 - $18.88 $95.5K - $189K
Collaborative Investmnt Ser
Q1 2020 Filed on May 11, 2020
90,478
N/A
Energizer Hldgs Inc New
Q1 2020 Filed on May 11, 2020
5,900
N/A
IGN
Ishares Tr North Amern Tech Mu

ETFs
Q1 2020 Filed on May 11, 2020
4,710
N/A
Option Care Health Inc
Q1 2020 Filed on May 11, 2020
14,532
N/A
Principal Exchange Traded Fd
Q1 2020 Filed on May 11, 2020
9,506
N/A
RLJ
Rlj Lodging Trust

Real Estate
Q1 2020 Filed on May 11, 2020
28,579
$4.28 - $17.56 $122K - $502K
Zayo Group Hldgs Inc
Q1 2020 Filed on May 11, 2020
16,411
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 11, 2020
2,961
N/A
HEWG
Ishares Currency Hedged Msci G

ETFs
Q1 2020 Filed on May 11, 2020
7,380
$18.36 - $30.28 $135K - $223K
Jason Inds Inc
Q1 2020 Filed on May 11, 2020
12,000
N/A
LSXMK
Liberty Media Corp

Communication Services
Q1 2020 Filed on May 11, 2020
10,274
$24.33 - $50.29 $250K - $517K
Manager Directed Portfolios
Q1 2020 Filed on May 11, 2020
15,869
N/A
NVRO
Nevro Corp

Healthcare
Q1 2020 Filed on May 11, 2020
1,805
$70.23 - $144.31 $127K - $260K
ROIC
Retail Opportunity Investments Corp

Real Estate
Q1 2020 Filed on May 11, 2020
11,527
$6.72 - $17.57 $77.5K - $203K
QURE
Uni Qure N.V.

Healthcare
Q1 2020 Filed on May 11, 2020
2,825
$40.01 - $73.97 $113K - $209K
Abraxas Pete Corp
Q4 2019 Filed on Feb 05, 2020
15,311
N/A
Altaba Inc
Q4 2019 Filed on Feb 05, 2020
38,411
N/A
Ani Pharmaceuticals Inc
Q4 2019 Filed on Feb 05, 2020
29,000
N/A
Applied Dna Sciences Inc
Q4 2019 Filed on Feb 05, 2020
19,488
N/A
Arotech Corp
Q4 2019 Filed on Feb 05, 2020
10,001
N/A
Bb&T Corp
Q4 2019 Filed on Feb 05, 2020
387,711
N/A
Blackrock Municipal Bond Tr
Q4 2019 Filed on Feb 05, 2020
12,458
N/A
Buckeye Partners L P
Q4 2019 Filed on Feb 05, 2020
44,571
N/A
Cbs Corp New
Q4 2019 Filed on Feb 05, 2020
32,970
N/A
Celgene Corp
Q4 2019 Filed on Feb 05, 2020
137,710
N/A
CNX
Cnx Resources Corp

Energy
Q4 2019 Filed on Feb 05, 2020
13,485
$6.52 - $9.37 $87.9K - $126K
Cohen & Steers Global Inc Bl
Q4 2019 Filed on Feb 05, 2020
13,112
N/A
Connecticut Wtr Svc Inc
Q4 2019 Filed on Feb 05, 2020
11,870
N/A
Ctrip Com Intl LTD
Q4 2019 Filed on Feb 05, 2020
15,841
N/A
Exchange Traded Concepts Tr
Q4 2019 Filed on Feb 05, 2020
108,979
N/A
FCBC
First Community Bankshares Inc

Financial Services
Q4 2019 Filed on Feb 05, 2020
14,961
$29.88 - $32.62 $447K - $488K
Gannett CO Inc
Q4 2019 Filed on Feb 05, 2020
23,638
N/A
Hcp Inc
Q4 2019 Filed on Feb 05, 2020
269,772
N/A
HYXU
Ishares Global Ex Usd High Yie

ETFs
Q4 2019 Filed on Feb 05, 2020
4,072
$49.69 - $52.07 $202K - $212K
Ishares Tr
Q4 2019 Filed on Feb 05, 2020
97,599
N/A
Lightbridge Corp
Q4 2019 Filed on Feb 05, 2020
11,266
N/A
Nuveen Connecticut Qlty Mun
Q4 2019 Filed on Feb 05, 2020
199,653
N/A
Nuveen High Income Decmbr 20
Q4 2019 Filed on Feb 05, 2020
122,845
N/A
Nuveen North Carolina Qlty M
Q4 2019 Filed on Feb 05, 2020
18,647
N/A
Oha Invt Corp
Q4 2019 Filed on Feb 05, 2020
58,871
N/A
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