Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$68.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
ADMP Adamis Pharmaceuticals Corp Healthcare	Q3 2020 Filed on Nov 05, 2020	17,500	$0.52 - $1.45 $9.1K - $25.4K
Bridge Bancorp Inc	Q3 2020 Filed on Nov 05, 2020	9,267	N/A
Briggs & Stratton Corp	Q3 2020 Filed on Nov 05, 2020	20,722	N/A
Genmark Diagnostics Inc	Q3 2020 Filed on Nov 05, 2020	10,237	N/A
Just Energy Group Inc	Q3 2020 Filed on Nov 05, 2020	51,275	N/A
Best Inc	Q3 2020 Filed on Nov 05, 2020	16,990	N/A
Fitbit Inc	Q3 2020 Filed on Nov 05, 2020	19,067	N/A
Scynexis Inc	Q3 2020 Filed on Nov 05, 2020	17,857	N/A
SNGX Soligenix, Inc. Healthcare	Q3 2020 Filed on Nov 05, 2020	36,150	$1.7 - $2.61 $61.5K - $94.4K
Clearbridge Energy Midstrm O	Q3 2020 Filed on Nov 05, 2020	156,994	N/A
Invesco Exch Trd Slf Idx Fd	Q3 2020 Filed on Nov 05, 2020	25,858	N/A
New Age Beverages Corp	Q3 2020 Filed on Nov 05, 2020	17,184	N/A
NMRK Newmark Group, Inc. Real Estate	Q3 2020 Filed on Nov 05, 2020	12,841	$3.96 - $4.76 $50.9K - $61.1K
Shiloh Inds Inc	Q3 2020 Filed on Nov 05, 2020	11,850	N/A
SIMS Spdr S&P Kensho Intelligent St ETFs	Q3 2020 Filed on Nov 05, 2020	46,502	$29.6 - $33.85 $1.38M - $1.57M
Ashford Hospitality Tr Inc	Q3 2020 Filed on Nov 05, 2020	37,870	N/A
Tsakos Energy Navigation LTD	Q3 2020 Filed on Nov 05, 2020	19,993	N/A
Valaris PLC	Q3 2020 Filed on Nov 05, 2020	12,218	N/A
Eldorado Resorts Inc	Q3 2020 Filed on Nov 05, 2020	8,115	N/A
Endologix Inc	Q3 2020 Filed on Nov 05, 2020	25,100	N/A
HDMV First Tr ETF Iii Horizon Manag ETFs	Q3 2020 Filed on Nov 05, 2020	8,004	$27.98 - $29.46 $224K - $236K
GSHD Goosehead Insurance, Inc. Financial Services	Q3 2020 Filed on Nov 05, 2020	4,539	$75.56 - $112.5 $343K - $511K
Jernigan Cap Inc	Q3 2020 Filed on Nov 05, 2020	12,693	N/A
Logmein Inc	Q3 2020 Filed on Nov 05, 2020	3,795	N/A
Menlo Therapeutics Inc	Q3 2020 Filed on Nov 05, 2020	103,863	N/A
Terraform Pwr Inc	Q3 2020 Filed on Nov 05, 2020	32,282	N/A
Condor Hospitality Tr Inc	Q3 2020 Filed on Nov 05, 2020	47,550	N/A
Crh Med Corp	Q3 2020 Filed on Nov 05, 2020	10,956	N/A
GDS Gds Holdings LTD Technology	Q3 2020 Filed on Nov 05, 2020	4,850	$71.1 - $88.96 $345K - $431K
Listed Fd Tr	Q3 2020 Filed on Nov 05, 2020	15,777	N/A
Office Depot Inc	Q3 2020 Filed on Nov 05, 2020	29,229	N/A
SBB Proshares Short Smallcap600 ETFs	Q3 2020 Filed on Nov 05, 2020	13,361	$27.45 - $31.98 $367K - $427K
JBSS Sanfilippo John B & Son Inc Consumer Defensive	Q3 2020 Filed on Nov 05, 2020	3,451	$71.56 - $91.25 $247K - $315K
BKD Brookdale Senior Living Inc. Healthcare	Q3 2020 Filed on Nov 05, 2020	10,394	$2.43 - $3.14 $25.3K - $32.6K
Central European Media Entrp	Q3 2020 Filed on Nov 05, 2020	13,550	N/A
Kitov Pharma LTD	Q3 2020 Filed on Nov 05, 2020	10,000	N/A
NLTX Neoleukin Therapeutics, Inc. Healthcare	Q3 2020 Filed on Nov 05, 2020	14,305	$9.68 - $17.01 $138K - $243K
Onconova Therapeutics Inc	Q3 2020 Filed on Nov 05, 2020	17,866	N/A
OGEN Oragenics Inc Healthcare	Q3 2020 Filed on Nov 05, 2020	10,000	$0.56 - $1.49 $5.6K - $14.9K
SJB Proshares Tr Short High Yield ETFs	Q3 2020 Filed on Nov 05, 2020	9,805	$19.65 - $20.84 $193K - $204K
T Mobile Us Inc	Q3 2020 Filed on Nov 05, 2020	146,496	N/A
Tailored Brands Inc	Q3 2020 Filed on Nov 05, 2020	11,993	N/A
Allergan PLC	Q2 2020 Filed on Aug 12, 2020	27,091	N/A
Alps ETF Tr	Q2 2020 Filed on Aug 12, 2020	952,927	N/A
Aon PLC	Q2 2020 Filed on Aug 12, 2020	27,736	N/A
Arconic Inc	Q2 2020 Filed on Aug 12, 2020	58,229	N/A
California Res Corp	Q2 2020 Filed on Aug 12, 2020	37,460	N/A
Carolina Finl Corp New	Q2 2020 Filed on Aug 12, 2020	16,400	N/A
Centerstate Bk Corp	Q2 2020 Filed on Aug 12, 2020	31,206	N/A
Chesapeake Energy Corp	Q2 2020 Filed on Aug 12, 2020	212,571	N/A

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