Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

  • $70.7 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
SIMS
Spdr S&P Kensho Intelligent St

ETFs
Q3 2020 Filed on Nov 05, 2020
46,502
$29.6 - $33.85 $1.38M - $1.57M
Ashford Hospitality Tr Inc
Q3 2020 Filed on Nov 05, 2020
37,870
N/A
Tsakos Energy Navigation LTD
Q3 2020 Filed on Nov 05, 2020
19,993
N/A
Valaris PLC
Q3 2020 Filed on Nov 05, 2020
12,218
N/A
Eldorado Resorts Inc
Q3 2020 Filed on Nov 05, 2020
8,115
N/A
Endologix Inc
Q3 2020 Filed on Nov 05, 2020
25,100
N/A
HDMV
First Tr ETF Iii Horizon Manag

ETFs
Q3 2020 Filed on Nov 05, 2020
8,004
$27.98 - $29.46 $224K - $236K
GSHD
Goosehead Insurance, Inc.

Financial Services
Q3 2020 Filed on Nov 05, 2020
4,539
$75.56 - $112.5 $343K - $511K
Jernigan Cap Inc
Q3 2020 Filed on Nov 05, 2020
12,693
N/A
Logmein Inc
Q3 2020 Filed on Nov 05, 2020
3,795
N/A
Menlo Therapeutics Inc
Q3 2020 Filed on Nov 05, 2020
103,863
N/A
Terraform Pwr Inc
Q3 2020 Filed on Nov 05, 2020
32,282
N/A
Condor Hospitality Tr Inc
Q3 2020 Filed on Nov 05, 2020
47,550
N/A
Crh Med Corp
Q3 2020 Filed on Nov 05, 2020
10,956
N/A
GDS
Gds Holdings LTD

Technology
Q3 2020 Filed on Nov 05, 2020
4,850
$71.1 - $88.96 $345K - $431K
Listed Fd Tr
Q3 2020 Filed on Nov 05, 2020
15,777
N/A
SBB
Proshares Short Smallcap600

ETFs
Q3 2020 Filed on Nov 05, 2020
13,361
$27.45 - $31.98 $367K - $427K
JBSS
Sanfilippo John B & Son Inc

Consumer Defensive
Q3 2020 Filed on Nov 05, 2020
3,451
$71.56 - $91.25 $247K - $315K
BKD
Brookdale Senior Living Inc.

Healthcare
Q3 2020 Filed on Nov 05, 2020
10,394
$2.43 - $3.14 $25.3K - $32.6K
Central European Media Entrp
Q3 2020 Filed on Nov 05, 2020
13,550
N/A
Kitov Pharma LTD
Q3 2020 Filed on Nov 05, 2020
10,000
N/A
NLTX
Neoleukin Therapeutics, Inc.

Healthcare
Q3 2020 Filed on Nov 05, 2020
14,305
$9.68 - $17.01 $138K - $243K
Onconova Therapeutics Inc
Q3 2020 Filed on Nov 05, 2020
17,866
N/A
OGEN
Oragenics Inc

Healthcare
Q3 2020 Filed on Nov 05, 2020
10,000
$0.56 - $1.49 $5.6K - $14.9K
SJB
Proshares Tr Short High Yield

ETFs
Q3 2020 Filed on Nov 05, 2020
9,805
$19.65 - $20.84 $193K - $204K
T Mobile Us Inc
Q3 2020 Filed on Nov 05, 2020
146,496
N/A
Tailored Brands Inc
Q3 2020 Filed on Nov 05, 2020
11,993
N/A
Allergan PLC
Q2 2020 Filed on Aug 12, 2020
27,091
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 12, 2020
952,927
N/A
Aon PLC
Q2 2020 Filed on Aug 12, 2020
27,736
N/A
Arconic Inc
Q2 2020 Filed on Aug 12, 2020
58,229
N/A
California Res Corp
Q2 2020 Filed on Aug 12, 2020
37,460
N/A
Carolina Finl Corp New
Q2 2020 Filed on Aug 12, 2020
16,400
N/A
Centerstate Bk Corp
Q2 2020 Filed on Aug 12, 2020
31,206
N/A
Chesapeake Energy Corp
Q2 2020 Filed on Aug 12, 2020
212,571
N/A
CNDT
Conduent Inc

Technology
Q2 2020 Filed on Aug 12, 2020
10,448
$1.74 - $3.55 $18.2K - $37.1K
Cypress Semiconductor Corp
Q2 2020 Filed on Aug 12, 2020
20,012
N/A
Exchange Listed Fds Tr
Q2 2020 Filed on Aug 12, 2020
12,652
N/A
Frontier Communications Corp
Q2 2020 Filed on Aug 12, 2020
12,031
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 12, 2020
9,342,465
N/A
Global X Fds
Q2 2020 Filed on Aug 12, 2020
54,236
N/A
Global X Fds
Q2 2020 Filed on Aug 12, 2020
25,505
N/A
Ishares Tr
Q2 2020 Filed on Aug 12, 2020
9,420
N/A
ITUB
Itau Unibanco Holding S.A.

Financial Services
Q2 2020 Filed on Aug 12, 2020
47,596
$3.02 - $4.82 $144K - $229K
J Jill Inc
Q2 2020 Filed on Aug 12, 2020
164,851
N/A
Nabors Industries LTD
Q2 2020 Filed on Aug 12, 2020
108,895
N/A
National Oilwell Varco Inc
Q2 2020 Filed on Aug 12, 2020
10,741
N/A
Noble Corp PLC
Q2 2020 Filed on Aug 12, 2020
11,020
N/A
Nuveen All Cap Ene Mlp Oppo
Q2 2020 Filed on Aug 12, 2020
277,833
N/A
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