Commonwealth Equity Services, LLC Closed Holding Positions

Commonwealth Equity Services, LLC

$68.4 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Duff & Phelps Util Corp Bd T	Q1 2019 Filed on May 13, 2019	10,464	N/A
Eaton Vance Ohio Municipal B	Q1 2019 Filed on May 13, 2019	30,244	N/A
Government Pptys Income Tr	Q1 2019 Filed on May 13, 2019	45,604	N/A
Ideal Pwr Inc	Q1 2019 Filed on May 13, 2019	34,363	N/A
Illumina Inc	Q1 2019 Filed on May 13, 2019	16,000	N/A
EWP Ishares Inc Msci Spain ETF ETFs	Q1 2019 Filed on May 13, 2019	10,251	$26.87 - $29.8 $275K - $305K
Jp Morgan Exchange Traded Fd	Q1 2019 Filed on May 13, 2019	3,808	N/A
Kb Home	Q1 2019 Filed on May 13, 2019	24,000	N/A
Liberty Media Corp Delaware	Q1 2019 Filed on May 13, 2019	16,000	N/A
Mindbody Inc	Q1 2019 Filed on May 13, 2019	7,410	N/A
Modern Media Acquisition	Q1 2019 Filed on May 13, 2019	11,100	N/A
Nuveen Tx Adv Total Ret Strg	Q1 2019 Filed on May 13, 2019	10,494	N/A
Pandora Media Inc	Q1 2019 Filed on May 13, 2019	33,079	N/A
Pensare Acquisition Corp	Q1 2019 Filed on May 13, 2019	12,175	N/A
Photronics Inc	Q1 2019 Filed on May 13, 2019	25,000	N/A
Pier 1 Imports Inc	Q1 2019 Filed on May 13, 2019	11,082	N/A
Prospect Capital Corporation	Q1 2019 Filed on May 13, 2019	152,000	N/A
Randgold Res LTD	Q1 2019 Filed on May 13, 2019	3,555	N/A
Scana Corp New	Q1 2019 Filed on May 13, 2019	19,269	N/A
Select Income Reit	Q1 2019 Filed on May 13, 2019	13,555	N/A
Shire PLC	Q1 2019 Filed on May 13, 2019	6,702	N/A
Steris PLC	Q1 2019 Filed on May 13, 2019	2,352	N/A
Synergy Pharmaceuticals Del	Q1 2019 Filed on May 13, 2019	25,069	N/A
Tahoe Res Inc	Q1 2019 Filed on May 13, 2019	42,406	N/A
Tesaro Inc	Q1 2019 Filed on May 13, 2019	7,019	N/A
Tesla Inc	Q1 2019 Filed on May 13, 2019	16,000	N/A
Tortoise Energy Independenc	Q1 2019 Filed on May 13, 2019	25,610	N/A
Transmontaigne Partners L P	Q1 2019 Filed on May 13, 2019	10,256	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 13, 2019	16,066	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 13, 2019	5,516	N/A
Vaneck Vectors ETF Tr	Q1 2019 Filed on May 13, 2019	14,238	N/A
Vectren Corp	Q1 2019 Filed on May 13, 2019	20,832	N/A
CIZ Victory Portfolios Ii Shs Dev ETFs	Q1 2019 Filed on May 13, 2019	39,921	N/A
VRAY View Ray, Inc. Healthcare	Q1 2019 Filed on May 13, 2019	11,338	$5.7 - $8.73 $64.6K - $99K
Weight Watchers Intl Inc New	Q1 2019 Filed on May 13, 2019	11,404	N/A
Western Gas Partners LP	Q1 2019 Filed on May 13, 2019	5,130	N/A
Apollo Coml Real Est Fin Inc	Q1 2019 Filed on May 13, 2019	25,000	N/A
Asia Pac Fd Inc	Q1 2019 Filed on May 13, 2019	11,474	N/A
Bio Path Holdings Inc	Q1 2019 Filed on May 13, 2019	42,146	N/A
Canadian Solar Inc	Q1 2019 Filed on May 13, 2019	15,000	N/A
Dun & Bradstreet Corp Del Ne	Q1 2019 Filed on May 13, 2019	2,458	N/A
CNCR ETF Ser Solutions Loncar Cance ETFs	Q1 2019 Filed on May 13, 2019	10,317	N/A
Guaranty Bancorp Del	Q1 2019 Filed on May 13, 2019	46,644	N/A
Hci Group Inc	Q1 2019 Filed on May 13, 2019	38,000	N/A
Tivo Corp	Q1 2019 Filed on May 13, 2019	20,086	N/A
UCTT Ultra Clean Holdings, Inc. Technology	Q1 2019 Filed on May 13, 2019	14,735	$8.36 - $12.85 $123K - $189K
CID Victory Portfolios Ii Shs Intl ETFs	Q1 2019 Filed on May 13, 2019	58,304	N/A
Invesco Actively Managd ETF	Q1 2019 Filed on May 13, 2019	34,388	N/A
Windstream Hldgs Inc	Q1 2019 Filed on May 13, 2019	16,285	N/A
Contrafect Corp	Q1 2019 Filed on May 13, 2019	32,027	N/A

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