Cowen Investment Management LLC Sumitomo Mitsui Financial Group, Inc. Transaction History

Cowen Investment Management LLC

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 Aug 29, 2024	SELL	$9.6 - $12.33 $8.16 Million - $10.5 Million	-850,000 Reduced 20.47%	3,301,575 $38.9 Million
Q4 2023 Aug 29, 2024	SELL	$9.05 - $10.15 $9,050 - $10,150	-1,000 Reduced 0.02%	4,151,575 $40.2 Million
Q3 2023 Nov 13, 2023	SELL	$8.56 - $10.35 $2.56 Million - $3.1 Million	-299,300 Reduced 6.72%	4,152,575 $40.9 Million
Q2 2023 Aug 15, 2023	SELL	$7.84 - $8.63 $9.35 Million - $10.3 Million	-1,192,000 Reduced 21.12%	4,451,875 $38.3 Million
Q1 2023 May 11, 2023	SELL	$7.66 - $9.03 $7.66 Million - $9.03 Million	-1,000,000 Reduced 15.05%	5,643,875 $45.2 Million
Q4 2022 Feb 13, 2023	SELL	$5.39 - $8.05 $2.96 Million - $4.43 Million	-550,000 Reduced 7.65%	6,643,875 $53.3 Million
Q3 2022 Nov 14, 2022	SELL	$5.5 - $31.5 $15 Million - $85.7 Million	-2,721,725 Reduced 27.45%	7,193,875 $39.6 Million
Q1 2022 May 16, 2022	SELL	$6.27 - $7.7 $2.79 Million - $3.43 Million	-445,000 Reduced 4.3%	9,915,600 $62.2 Million
Q2 2021 Aug 11, 2021	SELL	$6.88 - $7.44 $172,000 - $186,000	-25,000 Reduced 0.24%	10,360,600 $71.4 Million
Q1 2021 May 14, 2021	SELL	$6.1 - $7.88 $488,000 - $630,400	-80,000 Reduced 0.76%	10,385,600 $75.3 Million
Q4 2020 Feb 12, 2021	SELL	$5.4 - $6.23 $1.54 Million - $1.77 Million	-284,400 Reduced 2.65%	10,465,600 $64.6 Million
Q3 2020 Nov 12, 2020	SELL	$5.35 - $5.95 $1.34 Million - $1.49 Million	-250,000 Reduced 2.27%	10,750,000 $60.1 Million
Q1 2020 May 14, 2020	BUY	$4.61 - $7.47 $50.7 Million - $82.2 Million	11,000,000 New	11,000,000 $52.7 Million

353

87.8M

3.54M

7.5K

Ticker SMFG
Exchange OTC
Sector Financial Services
Industry Banks—Diversified
Shares Outstandng 6,856,130,048
Market Cap $96.5B
Description
Sumitomo Mitsui Financial Group, Inc., together with its subsidiaries, provides commercial banking, leasing, securities, consumer finance, and other services in Japan, the Americas, Europe, the Middle East, Asia, and Oceania. It operates through four segments: Wholesale Business Unit, Retail Business Unit, Global Business Unit, and Global Market...

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