Cwm, LLC Closed Holding Positions

Cwm, LLC

$33.3 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
PHB Invesco Fd Tr Ii Fundamental H ETFs	Q3 2025 Filed on Oct 15, 2025	3,000	$18.32 - $18.72 $55K - $56.2K
CTEC Global X Fds Cleantech ETF ETFs	Q1 2024 Filed on Apr 05, 2024	1,581	$8.72 - $10.54 $13.8K - $16.7K
WFH Direxion Shs ETF Tr Work From Technology	Q4 2023 Filed on Feb 01, 2024	218	$44.09 - $54.95 $9.61K - $12K
PHUN Phunware, Inc. Technology	Q2 2022 Filed on Jul 28, 2022	617	$1.07 - $2.6 $660 - $1.6K
Sk Telecom LTD	Q2 2022 Filed on Jul 28, 2022	128	N/A
Holicity Inc	Q2 2022 Filed on Jul 28, 2022	113	N/A
Anaplan Inc	Q2 2022 Filed on Jul 28, 2022	576	N/A
GP Greenpower Motor CO Inc. Consumer Cyclical	Q2 2022 Filed on Jul 28, 2022	320	$3.27 - $9.05 $1.05K - $2.9K
OCX Oncocyte Corp Healthcare	Q2 2022 Filed on Jul 28, 2022	100	$0.86 - $1.53 $86 - $153
ZYNE Zynerba Pharmaceuticals, Inc. Healthcare	Q2 2022 Filed on Jul 28, 2022	101	$0.86 - $2.06 $86.9 - $208
SMTSF Sierra Metals, Inc. Ordinary S	Q2 2022 Filed on Jul 28, 2022	623	N/A
Therapeuticsmd Inc	Q2 2022 Filed on Jul 28, 2022	2,000	N/A
Colony Cr Real Estate Inc	Q2 2022 Filed on Jul 28, 2022	23,229	N/A
LSAF Two Rds Shared Tr ETFs	Q2 2022 Filed on Jul 28, 2022	744	$27.25 - $33.27 $20.3K - $24.8K
America First Multifamily In	Q2 2022 Filed on Jul 28, 2022	13,424	N/A
Us Ecology Inc	Q2 2022 Filed on Jul 28, 2022	1,120	N/A
Discovery Inc	Q2 2022 Filed on Jul 28, 2022	1,624	N/A
Investors Bancorp Inc New	Q2 2022 Filed on Jul 28, 2022	1,345	N/A
SQEW Two Rds Shared Tr Leadershares ETFs	Q2 2022 Filed on Jul 28, 2022	117	$27.09 - $33.11 $3.17K - $3.87K
Cleveland Biolabs Inc	Q2 2022 Filed on Jul 28, 2022	450	N/A
Quidel Corp	Q2 2022 Filed on Jul 28, 2022	184	N/A
Draftkings Inc	Q2 2022 Filed on Jul 28, 2022	9,461	N/A
Sl Green Rlty Corp	Q2 2022 Filed on Jul 28, 2022	64	N/A
KLDO Kaleido Biosciences, Inc. Healthcare	Q2 2022 Filed on Jul 28, 2022	12	$0.05 - $1.7 $0.6 - $20.4
J P Morgan Exchange Traded F	Q2 2022 Filed on Jul 28, 2022	182,941	N/A
Peoples United Financial Inc	Q2 2022 Filed on Jul 28, 2022	2,153	N/A
PRAX Praxis Precision Medicines, Inc. Healthcare	Q2 2022 Filed on Jul 28, 2022	37	$1.75 - $11.34 $64.8 - $420
J P Morgan Exchange Traded F	Q2 2022 Filed on Jul 28, 2022	102,161	N/A
Gores Metropoulos Ii Inc	Q2 2022 Filed on Jul 28, 2022	100	N/A
ETF Managers Tr	Q2 2022 Filed on Jul 28, 2022	12	N/A
Galileo Acquisition Corp	Q2 2022 Filed on Jul 28, 2022	60	N/A
J P Morgan Exchange Traded F	Q2 2022 Filed on Jul 28, 2022	41,057	N/A
Veoneer Inc	Q2 2022 Filed on Jul 28, 2022	200	N/A
Colony Cap Inc New	Q2 2022 Filed on Jul 28, 2022	12,620	N/A
PSL Invesco Dwa Consumer Staples M	Q2 2022 Filed on Jul 28, 2022	88	N/A
Reinvent Technology Partners	Q2 2022 Filed on Jul 28, 2022	2,995	N/A
J P Morgan Exchange Traded F	Q2 2022 Filed on Jul 28, 2022	440	N/A
SPRU Spruce Pwr Hldg Corp Com	Q2 2022 Filed on Jul 28, 2022	2,010	N/A
DADA Dada Nexus LTD Consumer Cyclical	Q2 2022 Filed on Jul 28, 2022	119	$5.68 - $10.23 $676 - $1.22K
Stable Rd Acquisition Corp	Q2 2022 Filed on Jul 28, 2022	2,500	N/A
American National Group Inc	Q2 2022 Filed on Jul 28, 2022	40	N/A
NDMO Nuveen Dynamic Municipal Opportunities Fund ETFs	Q2 2022 Filed on Jul 28, 2022	930	$10.56 - $13.33 $9.82K - $12.4K
Ishares Gold Tr	Q2 2022 Filed on Jul 28, 2022	149,745	N/A
Spx Flow Inc	Q2 2022 Filed on Jul 28, 2022	1,137	N/A
Cree Inc	Q2 2022 Filed on Jul 28, 2022	2,050	N/A
ENDPQ Endo Intl PLC Ord Shs (Irl)	Q2 2022 Filed on Jul 28, 2022	701	N/A
DISCK Warner Bros. Discovery, Inc. Communication Services	Q2 2022 Filed on Jul 28, 2022	2,008	$23.08 - $25.81 $46.3K - $51.8K
Bancorpsouth Bk Tupelo Miss	Q2 2022 Filed on Jul 28, 2022	73,509	N/A
Proshares Tr Ii	Q2 2022 Filed on Jul 28, 2022	460	N/A
Companhia Paranaense Energ C	Q2 2022 Filed on Jul 28, 2022	3,364	N/A

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