Cwm, LLC Closed Holding Positions

Cwm, LLC

$33.3 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Arrow Invts Tr	Q1 2022 Filed on Apr 21, 2022	1,000	N/A
XOS Xos, Inc. Industrials	Q1 2022 Filed on Apr 21, 2022	500	$2.05 - $3.46 $1.03K - $1.73K
POLY Plantronics Inc Technology	Q1 2022 Filed on Apr 21, 2022	107	$23.51 - $39.99 $2.52K - $4.28K
CLOV Clover Health Investments, Corp. Healthcare	Q1 2022 Filed on Apr 21, 2022	800	$2.01 - $4.05 $1.61K - $3.24K
Royal Dutch Shell PLC	Q1 2022 Filed on Apr 21, 2022	4,591	N/A
Ortho Clinical Diagnostics H	Q1 2022 Filed on Apr 21, 2022	7	N/A
NLS Nautilus, Inc. Consumer Cyclical	Q1 2022 Filed on Apr 21, 2022	200	$3.98 - $6.33 $796 - $1.27K
Nuveen Enhanced Mun Value Fd	Q4 2021 Filed on Jan 31, 2022	300	N/A
POLA Polar Power, Inc. Industrials	Q4 2021 Filed on Jan 31, 2022	150	$3.54 - $6.96 $531 - $1.04K
Contango Oil & Gas CO	Q4 2021 Filed on Jan 31, 2022	3,504	N/A
KSU Kansas City Southern Industrials	Q4 2021 Filed on Jan 31, 2022	127	N/A
IYLD Ishares Tr Ishares Morningstar ETFs	Q4 2021 Filed on Jan 31, 2022	158	$23.68 - $24.27 $3.74K - $3.83K
Columbia Ppty Tr Inc	Q4 2021 Filed on Jan 31, 2022	6,822	N/A
CODX Co Diagnostics, Inc. Healthcare	Q4 2021 Filed on Jan 31, 2022	500	$8.12 - $10.37 $4.06K - $5.19K
Grace W R & CO Del New	Q4 2021 Filed on Jan 31, 2022	9	N/A
Raven Inds Inc	Q4 2021 Filed on Jan 31, 2022	1,650	N/A
Sykes Enterprises Inc	Q4 2021 Filed on Jan 31, 2022	347	N/A
Coresite Rlty Corp	Q4 2021 Filed on Jan 31, 2022	308	N/A
ACTV Two Rds Shared Tr Leadershares ETFs	Q4 2021 Filed on Jan 31, 2022	290	$35.44 - $39.6 $10.3K - $11.5K
Cimarex Energy CO	Q4 2021 Filed on Jan 31, 2022	43	N/A
Brookfield Ppty Reit Inc	Q4 2021 Filed on Jan 31, 2022	529	N/A
Flexion Therapeutics Inc	Q4 2021 Filed on Jan 31, 2022	1,150	N/A
Score Media & Gaming Inc	Q4 2021 Filed on Jan 31, 2022	450	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2021 Filed on Jan 31, 2022	523,483	N/A
Solarwinds Corp	Q4 2021 Filed on Jan 31, 2022	10	N/A
Qts Rlty Tr Inc	Q4 2021 Filed on Jan 31, 2022	21	N/A
SFIG Wisdomtree U.S. Short Term Cor ETFs	Q4 2021 Filed on Jan 31, 2022	495	$50.46 - $51.37 $25K - $25.4K
SRNE Sorrento Therapeutics, Inc. Healthcare	Q4 2021 Filed on Jan 31, 2022	150	$4.65 - $7.23 $698 - $1.08K
FPL First Trust New Opportunities Mlp & Energy Fund Financial Services	Q4 2021 Filed on Jan 31, 2022	342	$5.23 - $5.98 $1.79K - $2.05K
Maxim Integrated Prods Inc	Q4 2021 Filed on Jan 31, 2022	2,458	N/A
Kindred Biosciences Inc	Q4 2021 Filed on Jan 31, 2022	676	N/A
BWEN Broadwind, Inc. Industrials	Q4 2021 Filed on Jan 31, 2022	300	$1.88 - $3.51 $564 - $1.05K
CYB Wisdomtree Chinese Yuan Strate ETFs	Q4 2021 Filed on Jan 31, 2022	202	N/A
Wisdomtree Tr	Q4 2021 Filed on Jan 31, 2022	261	N/A
JHI John Hancock Investors Trust Financial Services	Q4 2021 Filed on Jan 31, 2022	329	$18.44 - $19.35 $6.07K - $6.37K
INTZ Intrusion Inc Technology	Q4 2021 Filed on Jan 31, 2022	3,724	$3.28 - $4.5 $12.2K - $16.8K
ROM Proshares Ultra Technology ETFs	Q4 2021 Filed on Jan 31, 2022	82	$48.42 - $66.3 $3.97K - $5.44K
Evofem Biosciences Inc	Q4 2021 Filed on Jan 31, 2022	66	N/A
FFTY Innovator Etfs Tr Ibd 50 ETF ( ETFs	Q4 2021 Filed on Jan 31, 2022	80	$42.31 - $52.28 $3.38K - $4.18K
Knoll Inc	Q4 2021 Filed on Jan 31, 2022	40	N/A
Msg Network Inc	Q4 2021 Filed on Jan 31, 2022	12	N/A
Alexion Pharmaceuticals Inc	Q4 2021 Filed on Jan 31, 2022	293	N/A
RBACWS Redball Acquisition Corp Wt Ex	Q4 2021 Filed on Jan 31, 2022	100	N/A
MUX Mc Ewen Mining Inc. Basic Materials	Q4 2021 Filed on Jan 31, 2022	50	$8.3 - $12.0 $415 - $600
TRHC Tabula Rasa Health Care, Inc. Healthcare	Q4 2021 Filed on Jan 31, 2022	35	$10.35 - $31.18 $362 - $1.09K
Retail Pptys Amer Inc	Q4 2021 Filed on Jan 31, 2022	6,713	N/A
Vereit Inc	Q4 2021 Filed on Jan 31, 2022	779	N/A
Twc Tech Hldgs Ii Corp	Q4 2021 Filed on Jan 31, 2022	50	N/A
Fts International Inc	Q4 2021 Filed on Jan 31, 2022	28	N/A
EWUS Ishares Msci United Kingdom Sm ETFs	Q4 2021 Filed on Jan 31, 2022	818	$42.92 - $48.15 $35.1K - $39.4K

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