Cwm, LLC Closed Holding Positions

Cwm, LLC

  • $33.3 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
FAS
Direxion Daily Financial Bull

ETFs
Q4 2021 Filed on Jan 31, 2022
2,005
$117.01 - $149.01 $235K - $299K
Tortoise Essential Assets In
Q4 2021 Filed on Jan 31, 2022
6
N/A
FCEF
First Tr Exchange Traded Fd Vi
Q4 2021 Filed on Jan 31, 2022
872
N/A
Nuveen Select Tax Free Incom
Q4 2021 Filed on Jan 31, 2022
47
N/A
Dicerna Pharmaceuticals Inc
Q4 2021 Filed on Jan 31, 2022
216,565
N/A
Capstead Mtg Corp
Q4 2021 Filed on Jan 31, 2022
2,000
N/A
Slack Technologies Inc
Q4 2021 Filed on Jan 31, 2022
1,942
N/A
Rmr Mortgage Tr
Q4 2021 Filed on Jan 31, 2022
259
N/A
Knowles Corp
Q4 2021 Filed on Jan 31, 2022
5,000
N/A
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Jan 31, 2022
1,096
N/A
Global X Fds
Q4 2021 Filed on Jan 31, 2022
365
N/A
NRXP
Nrx Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
320
$4.5 - $11.91 $1.44K - $3.81K
Navistar Intl Corp New
Q4 2021 Filed on Jan 31, 2022
3
N/A
Pra Health Sciences Inc
Q4 2021 Filed on Jan 31, 2022
27
N/A
Proofpoint Inc
Q4 2021 Filed on Jan 31, 2022
320
N/A
BKT
Blackrock Income Trust, Inc.

Financial Services
Q4 2021 Filed on Jan 31, 2022
350
$5.65 - $6.3 $1.98K - $2.21K
XSW
Spdr S&P Software & Services E

ETFs
Q4 2021 Filed on Jan 31, 2022
32
$159.01 - $186.85 $5.09K - $5.98K
DTF
Dtf Tax Free Income 2028 Term Fund Inc

Financial Services
Q4 2021 Filed on Jan 31, 2022
765
$14.2 - $14.5 $10.9K - $11.1K
Talend S A
Q4 2021 Filed on Jan 31, 2022
200
N/A
Software Acquisitn Grup Inc
Q4 2021 Filed on Jan 31, 2022
998
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Jan 31, 2022
856,262
N/A
RPTX
Repare Therapeutics Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
100
$19.66 - $28.11 $1.97K - $2.81K
TPGY
Tpg Pace Beneficial Finance Corp.

Financial Services
Q4 2021 Filed on Jan 31, 2022
1
$9.81 - $11.69 $9.81 - $11.7
GLIN
Vaneck ETF Tr India Growth Lea

ETFs
Q4 2021 Filed on Jan 31, 2022
18
$39.49 - $44.05 $711 - $793
Boston Private Finl Hldgs In
Q4 2021 Filed on Jan 31, 2022
581
N/A
Enable Midstream Partners LP
Q4 2021 Filed on Jan 31, 2022
1,199
N/A
Alaska Communications Sys Gr
Q4 2021 Filed on Jan 31, 2022
900
N/A
Meridian Bancorp Inc Md
Q4 2021 Filed on Jan 31, 2022
1,538
N/A
Pulmatrix Inc
Q4 2021 Filed on Jan 31, 2022
200
N/A
Washington Prime Group New
Q4 2021 Filed on Jan 31, 2022
69
N/A
RJI
Swedish Export Credit Corp

ETFs
Q4 2021 Filed on Jan 31, 2022
640
$6.43 - $7.15 $4.12K - $4.58K
ARD
Ardagh Group S.A.

Consumer Cyclical
Q4 2021 Filed on Jan 31, 2022
78
N/A
Domtar Corp
Q4 2021 Filed on Jan 31, 2022
10
N/A
Kadmon Hldgs Inc
Q4 2021 Filed on Jan 31, 2022
4,108
N/A
PSTH
Pershing Square Tontine Holdings, Ltd.

Financial Services
Q4 2021 Filed on Jan 31, 2022
50
$19.68 - $20.28 $984 - $1.01K
CSIQ
Canadian Solar Inc.

Technology
Q4 2021 Filed on Jan 31, 2022
100
$30.18 - $41.55 $3.02K - $4.16K
Kensington Capital Acquisiti
Q4 2021 Filed on Jan 31, 2022
1,804
N/A
FTEK
Fuel Tech, Inc.

Industrials
Q4 2021 Filed on Jan 31, 2022
88
$1.37 - $2.32 $121 - $204
Acceleron Pharma Inc
Q4 2021 Filed on Jan 31, 2022
21
N/A
MBRX
Moleculin Biotech, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
334
$1.64 - $2.83 $548 - $945
YYY
Amplify ETF Tr High Income ETF

ETFs
Q4 2021 Filed on Jan 31, 2022
1,272
$16.25 - $17.13 $20.7K - $21.8K
Foley Trasimene Acquistn Cor
Q4 2021 Filed on Jan 31, 2022
2,000
N/A
HRC
Hill Rom Holdings, Inc.

Healthcare
Q4 2021 Filed on Jan 31, 2022
30
N/A
Gabelli Equity Tr Inc
Q4 2021 Filed on Jan 31, 2022
12,560
N/A
Soaring Eagle Acquisition CO
Q4 2021 Filed on Jan 31, 2022
100
N/A
Allianzgi Conv Income Fd Ii
Q1 2019 Filed on Apr 22, 2019
5,491
N/A
GDL
Gdl Fund

Financial Services
Q1 2019 Filed on Apr 22, 2019
13,259
$9.04 - $9.63 $120K - $128K
Newfield Expl CO
Q1 2019 Filed on Apr 22, 2019
360
N/A
Carrizo Oil & Gas Inc
Q1 2019 Filed on Apr 22, 2019
92
N/A
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