D. E. Shaw & Co., Inc. Caterpillar Inc Call Options Transaction History

D. E. Shaw & Co., Inc.

$107 Billion
Q3 2024

Call Options

29 transactions

Quarter	Operation	Price Per call	calls change	calls Held
Q3 2024 Nov 14, 2024	SELL	$316.8 - $391.12 $13.2 Million - $16.3 Million	-41,600 Reduced 8.45%	450,500 $176 Million
Q2 2024 Aug 14, 2024	BUY	$321.47 - $379.3 $30.7 Million - $36.2 Million	95,500 Added 24.08%	492,100 $164 Million
Q1 2024 May 15, 2024	SELL	$278.63 - $366.43 $25.5 Million - $33.6 Million	-91,600 Reduced 18.76%	396,600 $145 Million
Q4 2023 Feb 14, 2024	BUY	$226.05 - $298.12 $858,990 - $1.13 Million	3,800 Added 0.78%	488,200 $144 Million
Q3 2023 Nov 14, 2023	BUY	$240.58 - $288.65 $21.6 Million - $25.9 Million	89,600 Added 22.7%	484,400 $132 Million
Q2 2023 Aug 14, 2023	BUY	$205.75 - $247.67 $20.8 Million - $25 Million	100,900 Added 34.33%	394,800 $97.1 Million
Q1 2023 May 15, 2023	SELL	$215.01 - $264.54 $22.2 Million - $27.3 Million	-103,300 Reduced 26.01%	293,900 $67.3 Million
Q4 2022 Feb 14, 2023	BUY	$171.23 - $243.14 $41.7 Million - $59.3 Million	243,800 Added 158.93%	397,200 $95.1 Million
Q3 2022 Nov 14, 2022	SELL	$162.44 - $198.25 $10.8 Million - $13.2 Million	-66,400 Reduced 30.21%	153,400 $25.2 Million
Q2 2022 Aug 15, 2022	SELL	$178.67 - $235.08 $6.79 Million - $8.93 Million	-38,000 Reduced 14.74%	219,800 $39.3 Million
Q1 2022 May 16, 2022	SELL	$182.83 - $229.87 $10.1 Million - $12.6 Million	-55,000 Reduced 17.58%	257,800 $57.4 Million
Q4 2021 Feb 14, 2022	BUY	$188.94 - $214.25 $41.8 Million - $47.4 Million	221,200 Added 241.48%	312,800 $64.7 Million
Q3 2021 Nov 15, 2021	SELL	$189.84 - $221.66 $4.67 Million - $5.45 Million	-24,600 Reduced 21.17%	91,600 $17.6 Million
Q2 2021 Aug 16, 2021	SELL	$208.86 - $244.79 $3.49 Million - $4.09 Million	-16,700 Reduced 12.57%	116,200 $25.3 Million
Q1 2021 May 17, 2021	SELL	$180.63 - $233.63 $17.3 Million - $22.3 Million	-95,600 Reduced 41.84%	132,900 $30.8 Million
Q4 2020 Feb 16, 2021	BUY	$146.71 - $182.21 $9.73 Million - $12.1 Million	66,300 Added 40.88%	228,500 $41.6 Million
Q3 2020 Nov 16, 2020	BUY	$125.73 - $153.87 $17.5 Million - $21.4 Million	139,200 Added 605.22%	162,200 $24.2 Million
Q2 2020 Aug 14, 2020	SELL	$104.48 - $137.72 $12.7 Million - $16.8 Million	-122,000 Reduced 84.14%	23,000 $2.91 Million
Q1 2020 May 15, 2020	SELL	$91.85 - $150.53 $27.3 Million - $44.7 Million	-297,200 Reduced 67.21%	145,000 $16.8 Million
Q4 2019 Feb 14, 2020	BUY	$117.97 - $148.5 $8.93 Million - $11.2 Million	75,700 Added 20.65%	442,200 $65.3 Million
Q3 2019 Nov 14, 2019	SELL	$113.38 - $139.64 $1.69 Million - $2.08 Million	-14,900 Reduced 3.91%	366,500 $46.3 Million
Q2 2019 Aug 14, 2019	SELL	$119.81 - $143.36 $18.6 Million - $22.2 Million	-155,200 Reduced 28.92%	381,400 $52 Million
Q1 2019 May 15, 2019	SELL	$121.51 - $141.41 $15.9 Million - $18.5 Million	-131,100 Reduced 19.63%	536,600 $72.7 Million
Q4 2018 Feb 14, 2019	BUY	$112.34 - $158.22 $9.03 Million - $12.7 Million	80,400 Added 13.69%	667,700 $84.8 Million
Q3 2018 Nov 14, 2018	BUY	$132.02 - $156.38 $21 Million - $24.9 Million	159,300 Added 37.22%	587,300 $89.6 Million
Q2 2018 Aug 14, 2018	BUY	$134.61 - $158.92 $16.2 Million - $19.1 Million	120,200 Added 39.05%	428,000 $58.1 Million
Q1 2018 May 15, 2018	BUY	$144.29 - $170.89 $11.4 Million - $13.5 Million	79,200 Added 34.65%	307,800 $45.4 Million
Q4 2017 Feb 14, 2018	SELL	$124.72 - $158.42 $27.2 Million - $34.5 Million	-217,800 Reduced 48.79%	228,600 $36 Million
Q3 2017 Nov 14, 2017	BUY	$112.85 - $125.23 $50.4 Million - $55.9 Million	446,400	446,400 $55.7 Million

Others Institutions Holding CAT

# of Institutions

3,125

Shares Held

335M

Call Options Held

6.57M

Put Options Held

7.63M

Vanguard Group Inc Valley Forge, PA

46.5M
Shares

$16.9 Billion
0.33% of portfolio
State Street Corp Boston, MA

36.4M
Shares

$13.2 Billion
0.59% of portfolio
Black Rock Inc. New York, NY

36.2M
Shares

$13.2 Billion
0.28% of portfolio
State Farm Mutual Automobile Insurance CO Bloomington, IL

17.7M
Shares

$6.45 Billion
6.04% of portfolio
Capital World Investors Los Angeles, CA

17.5M
Shares

$6.36 Billion
1.09% of portfolio

View Full List

About CATERPILLAR INC

Ticker CAT
Exchange NYSE
Sector Industrials
Industry Farm & Heavy Construction Machinery
Shares Outstandng 527,908,992
Market Cap $192B
Description
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, sit...

More about CAT

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of D. E. Shaw & Co., Inc., based on Form 13F filings with the SEC.

News

Stay updated on D. E. Shaw & Co., Inc. with notifications on news.

Account