D. E. Shaw & Co., Inc. Caterpillar Inc Put Options Transaction History

D. E. Shaw & Co., Inc.

$107 Billion
Q3 2024

Put Options

29 transactions

Quarter	Operation	Price Per put	puts change	puts Held
Q3 2024 Nov 14, 2024	BUY	$316.8 - $391.12 $8.3 Million - $10.2 Million	26,200 Added 17.67%	174,500 $68.3 Million
Q2 2024 Aug 14, 2024	BUY	$321.47 - $379.3 $13.1 Million - $15.4 Million	40,600 Added 37.7%	148,300 $49.4 Million
Q1 2024 May 15, 2024	SELL	$278.63 - $366.43 $36.3 Million - $47.8 Million	-130,400 Reduced 54.77%	107,700 $39.5 Million
Q4 2023 Feb 14, 2024	SELL	$226.05 - $298.12 $28.5 Million - $37.6 Million	-126,000 Reduced 34.61%	238,100 $70.4 Million
Q3 2023 Nov 14, 2023	SELL	$240.58 - $288.65 $24.3 Million - $29.1 Million	-100,900 Reduced 21.7%	364,100 $99.4 Million
Q2 2023 Aug 14, 2023	BUY	$205.75 - $247.67 $267,475 - $321,971	1,300 Added 0.28%	465,000 $114 Million
Q1 2023 May 15, 2023	SELL	$215.01 - $264.54 $5.27 Million - $6.48 Million	-24,500 Reduced 5.02%	463,700 $106 Million
Q4 2022 Feb 14, 2023	SELL	$171.23 - $243.14 $46.9 Million - $66.6 Million	-273,900 Reduced 35.94%	488,200 $117 Million
Q3 2022 Nov 14, 2022	BUY	$162.44 - $198.25 $63.6 Million - $77.7 Million	391,800 Added 105.81%	762,100 $125 Million
Q2 2022 Aug 15, 2022	BUY	$178.67 - $235.08 $27.2 Million - $35.8 Million	152,100 Added 69.71%	370,300 $66.2 Million
Q1 2022 May 16, 2022	SELL	$182.83 - $229.87 $10.4 Million - $13.1 Million	-57,000 Reduced 20.71%	218,200 $48.6 Million
Q4 2021 Feb 14, 2022	BUY	$188.94 - $214.25 $13.3 Million - $15.1 Million	70,500 Added 34.44%	275,200 $56.9 Million
Q3 2021 Nov 15, 2021	SELL	$189.84 - $221.66 $13.8 Million - $16.1 Million	-72,500 Reduced 26.15%	204,700 $39.3 Million
Q2 2021 Aug 16, 2021	BUY	$208.86 - $244.79 $15 Million - $17.6 Million	71,700 Added 34.89%	277,200 $60.3 Million
Q1 2021 May 17, 2021	SELL	$180.63 - $233.63 $42.3 Million - $54.8 Million	-234,400 Reduced 53.28%	205,500 $47.6 Million
Q4 2020 Feb 16, 2021	BUY	$146.71 - $182.21 $27.7 Million - $34.5 Million	189,100 Added 75.4%	439,900 $80.1 Million
Q3 2020 Nov 16, 2020	BUY	$125.73 - $153.87 $3.87 Million - $4.74 Million	30,800 Added 14.0%	250,800 $37.4 Million
Q2 2020 Aug 14, 2020	SELL	$104.48 - $137.72 $14.7 Million - $19.3 Million	-140,400 Reduced 38.96%	220,000 $27.8 Million
Q1 2020 May 15, 2020	SELL	$91.85 - $150.53 $44.9 Million - $73.5 Million	-488,500 Reduced 57.55%	360,400 $41.8 Million
Q4 2019 Feb 14, 2020	SELL	$117.97 - $148.5 $8.97 Million - $11.3 Million	-76,000 Reduced 8.22%	848,900 $125 Million
Q3 2019 Nov 14, 2019	BUY	$113.38 - $139.64 $12.2 Million - $15 Million	107,200 Added 13.11%	924,900 $117 Million
Q2 2019 Aug 14, 2019	BUY	$119.81 - $143.36 $15.5 Million - $18.5 Million	129,300 Added 18.78%	817,700 $111 Million
Q1 2019 May 15, 2019	SELL	$121.51 - $141.41 $57.8 Million - $67.3 Million	-475,800 Reduced 40.87%	688,400 $93.3 Million
Q4 2018 Feb 14, 2019	BUY	$112.34 - $158.22 $45.9 Million - $64.7 Million	409,000 Added 54.16%	1,164,200 $148 Million
Q3 2018 Nov 14, 2018	BUY	$132.02 - $156.38 $40.2 Million - $47.6 Million	304,600 Added 67.6%	755,200 $115 Million
Q2 2018 Aug 14, 2018	SELL	$134.61 - $158.92 $36.1 Million - $42.6 Million	-268,100 Reduced 37.3%	450,600 $61.1 Million
Q1 2018 May 15, 2018	SELL	$144.29 - $170.89 $20.5 Million - $24.3 Million	-142,200 Reduced 16.52%	718,700 $106 Million
Q4 2017 Feb 14, 2018	BUY	$124.72 - $158.42 $35.1 Million - $44.6 Million	281,800 Added 48.66%	860,900 $136 Million
Q3 2017 Nov 14, 2017	BUY	$112.85 - $125.23 $65.4 Million - $72.5 Million	579,100	579,100 $72.2 Million

Others Institutions Holding CAT

# of Institutions

3,125

Shares Held

335M

Call Options Held

6.57M

Put Options Held

7.63M

Vanguard Group Inc Valley Forge, PA

46.5M
Shares

$16.9 Billion
0.33% of portfolio
State Street Corp Boston, MA

36.4M
Shares

$13.2 Billion
0.59% of portfolio
Black Rock Inc. New York, NY

36.2M
Shares

$13.2 Billion
0.28% of portfolio
State Farm Mutual Automobile Insurance CO Bloomington, IL

17.7M
Shares

$6.45 Billion
6.04% of portfolio
Capital World Investors Los Angeles, CA

17.5M
Shares

$6.36 Billion
1.09% of portfolio

View Full List

About CATERPILLAR INC

Ticker CAT
Exchange NYSE
Sector Industrials
Industry Farm & Heavy Construction Machinery
Shares Outstandng 527,908,992
Market Cap $192B
Description
Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines worldwide. Its Construction Industries segment offers asphalt pavers, backhoe loaders, compactors, cold planers, compact track and multi-terrain loaders, excavators, motorgraders, pipelayers, road reclaimers, sit...

More about CAT

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