D. E. Shaw & Co., Inc. Financial Institutions Inc Transaction History

D. E. Shaw & Co., Inc.

$107 Billion
Q3 2024

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 14, 2024	BUY	$16.34 - $19.32 $189,887 - $224,517	11,621 New	11,621 $224,000
Q4 2023 Feb 14, 2024	SELL	$15.49 - $21.71 $250,411 - $350,963	-16,166 Reduced 40.37%	23,878 $508,000
Q3 2023 Nov 14, 2023	BUY	$15.82 - $20.12 $89,430 - $113,738	5,653 Added 16.44%	40,044 $673,000
Q2 2023 Aug 14, 2023	BUY	$15.09 - $19.25 $518,960 - $662,026	34,391 New	34,391 $541,000
Q4 2022 Feb 14, 2023	SELL	$22.96 - $26.54 $89,658 - $103,638	-3,905 Reduced 31.72%	8,405 $204,000
Q3 2022 Nov 14, 2022	BUY	$23.86 - $28.34 $293,716 - $348,865	12,310 New	12,310 $296,000
Q2 2022 Aug 15, 2022	SELL	$25.74 - $30.17 $337,399 - $395,468	-13,108 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$30.13 - $33.61 $286,867 - $320,000	-9,521 Reduced 42.07%	13,108 $395,000
Q4 2021 Feb 14, 2022	SELL	$30.8 - $33.45 $29,537 - $32,078	-959 Reduced 4.07%	22,629 $720,000
Q3 2021 Nov 15, 2021	SELL	$28.13 - $33.29 $11,055 - $13,082	-393 Reduced 1.64%	23,588 $723,000
Q2 2021 Aug 16, 2021	SELL	$29.7 - $32.82 $192,248 - $212,443	-6,473 Reduced 21.26%	23,981 $720,000
Q1 2021 May 17, 2021	SELL	$22.39 - $32.0 $486,646 - $695,520	-21,735 Reduced 41.65%	30,454 $922,000
Q4 2020 Feb 16, 2021	BUY	$15.45 - $23.22 $355 - $534	23 Added 0.04%	52,189 $1.18 Million
Q3 2020 Nov 16, 2020	SELL	$14.34 - $18.09 $35,133 - $44,320	-2,450 Reduced 4.49%	52,166 $803,000
Q2 2020 Aug 14, 2020	BUY	$14.31 - $21.66 $140,366 - $212,462	9,809 Added 21.89%	54,616 $1.02 Million
Q1 2020 May 15, 2020	BUY	$14.28 - $32.29 $24,747 - $55,958	1,733 Added 4.02%	44,807 $813,000
Q4 2019 Feb 14, 2020	SELL	$29.16 - $33.21 $172,773 - $196,769	-5,925 Reduced 12.09%	43,074 $1.38 Million
Q3 2019 Nov 14, 2019	SELL	$26.95 - $31.24 $212,797 - $246,671	-7,896 Reduced 13.88%	48,999 $1.48 Million
Q2 2019 Aug 14, 2019	BUY	$27.03 - $29.15 $2,054 - $2,215	76 Added 0.13%	56,895 $1.66 Million
Q1 2019 May 15, 2019	SELL	$25.68 - $30.38 $214,196 - $253,399	-8,341 Reduced 12.8%	56,819 $1.55 Million
Q4 2018 Feb 14, 2019	BUY	$24.61 - $30.85 $37,382 - $46,861	1,519 Added 2.39%	65,160 $1.68 Million
Q3 2018 Nov 14, 2018	BUY	$31.3 - $33.4 $308,023 - $328,689	9,841 Added 18.29%	63,641 $2 Million
Q2 2018 Aug 14, 2018	SELL	$29.4 - $34.05 $71,559 - $82,877	-2,434 Reduced 4.33%	53,800 $1.77 Million
Q1 2018 May 15, 2018	BUY	$29.6 - $32.85 $69,530 - $77,164	2,349 Added 4.36%	56,234 $1.67 Million
Q4 2017 Feb 14, 2018	SELL	$29.45 - $33.7 $3,975 - $4,549	-135 Reduced 0.25%	53,885 $1.68 Million
Q3 2017 Nov 14, 2017	BUY	$25.8 - $29.4 $1.39 Million - $1.59 Million	54,020	54,020 $1.56 Million

Others Institutions Holding FISI

# of Institutions

125

Shares Held

12.7M

Call Options Held

Put Options Held

300

Pl Capital Advisors, LLC Naples, FL

1.77M
Shares

$46.7 Million
16.77% of portfolio
Black Rock Inc. New York, NY

1.4M
Shares

$36.8 Million
0.0% of portfolio
Dimensional Fund Advisors LP Austin, TX

957K
Shares

$25.2 Million
0.01% of portfolio
Vanguard Group Inc Valley Forge, PA

819K
Shares

$21.6 Million
0.0% of portfolio
Ategra Capital Management, LLC Vienna, VA

572K
Shares

$15.1 Million
10.35% of portfolio

View Full List

About FINANCIAL INSTITUTIONS INC

Ticker FISI
Exchange NASDAQ
Sector Financial Services
Industry Banks—Regional
Shares Outstandng 15,334,100
Market Cap $404M
Description
Financial Institutions, Inc. operates as a holding company for the Five Star Bank, a chartered bank that provides banking and financial services to individuals, municipalities, and businesses in New York. The company offers checking and savings account programs, including money market accounts, certificates of deposit, sweep investments, and ind...

More about FISI

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