D. E. Shaw & Co., Inc. Horizon Technology Finance Corp Transaction History

D. E. Shaw & Co., Inc.

$107 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	BUY	$10.86 - $13.44 $309,086 - $382,515	28,461 New	28,461 $374,000
Q2 2022 Aug 15, 2022	SELL	$10.73 - $14.3 $144,114 - $192,063	-13,431 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$13.32 - $16.41 $63,642 - $78,406	-4,778 Reduced 26.24%	13,431 $187,000
Q4 2021 Feb 14, 2022	BUY	$15.48 - $18.5 $281,875 - $336,866	18,209 New	18,209 $290,000
Q1 2021 May 17, 2021	SELL	$12.6 - $15.01 $916,297 - $1.09 Million	-72,722 Closed	0 $0
Q4 2020 Feb 16, 2021	BUY	$11.3 - $13.33 $821,758 - $969,384	72,722 New	72,722 $963,000
Q2 2020 Aug 14, 2020	SELL	$7.09 - $11.95 $331,173 - $558,184	-46,710 Closed	0 $0
Q1 2020 May 15, 2020	SELL	$5.25 - $13.69 $432,757 - $1.13 Million	-82,430 Reduced 63.83%	46,710 $379,000
Q4 2019 Feb 14, 2020	BUY	$11.67 - $12.93 $1.09 Million - $1.21 Million	93,458 Added 261.92%	129,140 $1.67 Million
Q3 2019 Nov 14, 2019	BUY	$11.8 - $12.23 $421,047 - $436,390	35,682 New	35,682 $422,000
Q3 2018 Nov 14, 2018	SELL	$10.28 - $11.92 $295,478 - $342,616	-28,743 Closed	0 $0
Q2 2018 Aug 14, 2018	BUY	$9.97 - $10.59 $286,567 - $304,388	28,743 New	28,743 $290,000

Others Institutions Holding HRZN

# of Institutions

73

Shares Held

2.61M

Call Options Held

100K

Put Options Held

189K

Legal & General Group PLC London, X0

246K
Shares

$2.17 Million
0.0% of portfolio
Green Alpha Advisors, LLC

227K
Shares

$1.99 Million
1.95% of portfolio
Connecticut Wealth Management, LLC

210K
Shares

$1.85 Million
0.11% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

203K
Shares

$1.79 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

161K
Shares

$1.42 Million
0.0% of portfolio

About Horizon Technology Finance Corp

Ticker HRZN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. ...

More about HRZN

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