D. E. Shaw & Co., Inc. Prospect Capital Corp Transaction History

D. E. Shaw & Co., Inc.

$107 Billion
Q3 2024

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 15, 2024	SELL	$5.33 - $6.24 $527,494 - $617,554	-98,967 Reduced 79.53%	25,470 $140,000
Q4 2023 Feb 14, 2024	BUY	$5.08 - $6.18 $632,139 - $769,020	124,437 New	124,437 $745,000
Q2 2023 Aug 14, 2023	BUY	$6.08 - $6.94 $114,942 - $131,200	18,905 New	18,905 $117,000
Q4 2022 Feb 14, 2023	BUY	$6.39 - $7.82 $520,548 - $637,040	81,463 Added 122.42%	148,007 $1.03 Million
Q3 2022 Nov 14, 2022	SELL	$6.11 - $19.55 $416,280 - $1.33 Million	-68,131 Reduced 50.59%	66,544 $413,000
Q2 2022 Aug 15, 2022	SELL	$6.68 - $8.48 $208,729 - $264,974	-31,247 Reduced 18.83%	134,675 $941,000
Q1 2022 May 16, 2022	SELL	$7.86 - $8.89 $2.31 Million - $2.62 Million	-294,416 Reduced 63.96%	165,922 $1.37 Million
Q4 2021 Feb 14, 2022	SELL	$7.83 - $9.0 $3.19 Million - $3.66 Million	-406,846 Reduced 46.92%	460,338 $3.87 Million
Q3 2021 Nov 15, 2021	BUY	$7.69 - $8.46 $467,136 - $513,911	60,746 Added 7.53%	867,184 $6.68 Million
Q2 2021 Aug 16, 2021	BUY	$7.62 - $9.22 $6.15 Million - $7.44 Million	806,438 New	806,438 $6.77 Million
Q1 2021 May 17, 2021	SELL	$5.51 - $7.98 $1.32 Million - $1.91 Million	-239,417 Closed	0 $0
Q4 2020 Feb 16, 2021	BUY	$4.95 - $5.6 $1.19 Million - $1.34 Million	239,417 New	239,417 $1.3 Million
Q1 2020 May 15, 2020	SELL	$4.04 - $6.61 $807,927 - $1.32 Million	-199,982 Closed	0 $0
Q4 2019 Feb 14, 2020	BUY	$6.37 - $6.7 $1.05 Million - $1.11 Million	165,051 Added 472.51%	199,982 $1.29 Million
Q3 2019 Nov 14, 2019	SELL	$6.3 - $6.73 $549,126 - $586,606	-87,163 Reduced 71.39%	34,931 $230,000
Q2 2019 Aug 14, 2019	BUY	$6.24 - $6.83 $551,940 - $604,127	88,452 Added 262.92%	122,094 $797,000
Q1 2019 May 15, 2019	SELL	$6.27 - $6.93 $2.78 Million - $3.07 Million	-443,710 Reduced 92.95%	33,642 $219,000
Q3 2018 Nov 14, 2018	BUY	$6.67 - $7.58 $1.47 Million - $1.67 Million	219,729 Added 85.29%	477,352 $3.5 Million
Q2 2018 Aug 14, 2018	BUY	$6.3 - $6.93 $1.62 Million - $1.79 Million	257,623 New	257,623 $1.73 Million
Q1 2018 May 15, 2018	SELL	$6.21 - $7.01 $149,325 - $168,562	-24,046 Closed	0 $0
Q4 2017 Feb 14, 2018	SELL	$5.56 - $7.26 $3.08 Million - $4.02 Million	-553,076 Reduced 95.83%	24,046 $162,000
Q3 2017 Nov 14, 2017	BUY	$6.55 - $8.18 $3.78 Million - $4.72 Million	577,122	577,122 $3.88 Million

Others Institutions Holding PSEC

# of Institutions

251

Shares Held

39.6M

Call Options Held

979K

Put Options Held

9.39M

View Full List

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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