Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Spdr S&P 600 Small Cap Growth Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$3.31 Billion
Q1 2024

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2019 Nov 13, 2019	SELL	N/A	-12,000 Closed	0 $0
Q2 2018 Aug 13, 2018	BUY	N/A	9,000 Added 300.0%	12,000 $758,000
Q2 2017 Aug 10, 2017	BUY	N/A	3,000	3,000 $649,000

Others Institutions Holding SLYG

# of Institutions

463

Shares Held

25.8M

Call Options Held

Put Options Held

Lpl Financial LLC Fort Mill, SC

2.16M
Shares

$184 Million
0.1% of portfolio
Citigroup Inc

1.61M
Shares

$137 Million
0.09% of portfolio
Bank Of America Corp Charlotte, NC

1.58M
Shares

$135 Million
0.01% of portfolio
Financial Engines Advisors L.L.C. Santa Clara, CA

1.36M
Shares

$116 Million
0.27% of portfolio
Stifel Financial Corp St. Louis, MO

675K
Shares

$57.5 Million
0.07% of portfolio

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