Eqis Capital Management, Inc. Oxford Lane Capital Corp. Transaction History

Eqis Capital Management, Inc.

$1.19 Billion
Q1 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Jan 25, 2019	SELL	$8.21 - $11.0 $130,185 - $174,427	-15,857 Closed	0 $0
Q3 2018 Oct 17, 2018	SELL	$10.51 - $11.46 $17,383 - $18,954	-1,654 Reduced 9.45%	15,857 $171,000
Q2 2018 Jul 27, 2018	BUY	$10.2 - $11.56 $13,402 - $15,189	1,314 Added 8.11%	17,511 $182,000
Q1 2018 Apr 06, 2018	BUY	$9.45 - $10.49 $34,927 - $38,771	3,696 Added 29.57%	16,197 $164,000
Q4 2017 Jan 25, 2018	BUY	$9.16 - $10.94 $114,509 - $136,760	12,501	12,501 $126,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.4 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.82 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.78 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.06 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.82 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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