First Foundation Advisors Closed Holding Positions

First Foundation Advisors

  • $2.63 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Discovery Inc
Q4 2021 Filed on Feb 14, 2022
91,543
N/A
BKLN
Invesco ETF Tr Ii Sr Ln ETF

ETFs
Q4 2021 Filed on Feb 14, 2022
17,854
$21.8 - $22.18 $389K - $396K
SPEU
Spdr Index Shs Fds Spdr Portfo

ETFs
Q4 2021 Filed on Feb 14, 2022
6,059
$40.72 - $43.68 $247K - $265K
LWLG
Lightwave Logic, Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
199,498
$8.67 - $19.56 $1.73M - $3.9M
MRNA
Moderna, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
1,051
$225.82 - $368.51 $237K - $387K
RGEN
Repligen Corp

Healthcare
Q4 2021 Filed on Feb 14, 2022
710
$247.59 - $304.47 $176K - $216K
IQI
Invesco Quality Municipal Income Trust

Financial Services
Q4 2021 Filed on Feb 14, 2022
14,803
$12.82 - $13.64 $190K - $202K
HTRB
Hartford Fds Total Return Bd E

ETFs
Q4 2021 Filed on Feb 14, 2022
5,160
$39.69 - $41.02 $205K - $212K
Blackrock Muniyield Calif Qu
Q4 2021 Filed on Feb 14, 2022
58,981
N/A
BRSP
Bright Spire Capital, Inc.

Real Estate
Q4 2021 Filed on Feb 14, 2022
94,825
$9.25 - $10.26 $877K - $973K
Royal Dutch Shell PLC
Q4 2021 Filed on Feb 14, 2022
4,890
N/A
Rivernorth Doubleline Strate
Q4 2021 Filed on Feb 14, 2022
136,754
N/A
PCG
Pg&E Corp

Utilities
Q3 2021 Filed on Nov 15, 2021
955,450
$8.29 - $10.5 $7.92M - $10M
MBB
Ishares Tr

ETFs
Q3 2021 Filed on Nov 15, 2021
1,855
$107.99 - $108.77 $200K - $202K
MKTX
Marketaxess Holdings Inc

Financial Services
Q3 2021 Filed on Nov 15, 2021
1,658
$417.22 - $492.13 $692K - $816K
LVS
Las Vegas Sands Corp

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
5,550
$35.59 - $53.13 $198K - $295K
BHK
Blackrock Core Bond Trust

Financial Services
Q3 2021 Filed on Nov 15, 2021
202,405
$16.13 - $17.22 $3.26M - $3.49M
IAG
Iamgold Corp

Basic Materials
Q3 2021 Filed on Nov 15, 2021
44,665
$2.16 - $3.01 $96.5K - $134K
PINS
Pinterest, Inc.

Communication Services
Q3 2021 Filed on Nov 15, 2021
3,282
$50.37 - $80.29 $165K - $264K
SAND
Sandstorm Gold LTD

Basic Materials
Q3 2021 Filed on Nov 15, 2021
55,909
$5.6 - $7.96 $313K - $445K
RQI
Cohen & Steers Quality Income Realty Fund Inc

Financial Services
Q3 2021 Filed on Nov 15, 2021
27,340
$14.9 - $16.69 $407K - $456K
CGAU
Centerra Gold Inc.

Basic Materials
Q3 2021 Filed on Nov 15, 2021
49,400
$6.65 - $8.1 $329K - $400K
BUD
Anheuser Busch In Bev Sa

Consumer Defensive
Q3 2021 Filed on Nov 15, 2021
3,445
$56.38 - $72.1 $194K - $248K
JPC
Nuveen Preferred & Income Opportunities Fund

Financial Services
Q3 2021 Filed on Nov 15, 2021
70,465
$9.81 - $10.06 $691K - $709K
EFT
Eaton Vance Floating Rate Income Trust

Financial Services
Q3 2021 Filed on Nov 15, 2021
15,665
$14.21 - $15.52 $223K - $243K
KF
Korea Fund Inc

Financial Services
Q3 2021 Filed on Nov 15, 2021
4,501
$40.42 - $46.15 $182K - $208K
Maui Ld & Pineapple Inc
Q3 2021 Filed on Nov 15, 2021
25,000
N/A
Proshares Tr
Q3 2021 Filed on Nov 15, 2021
23,500
N/A
WDAY
Workday, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
4,226
$226.15 - $277.74 $956K - $1.17M
General Electric CO
Q3 2021 Filed on Nov 15, 2021
33,958
N/A
Qts Rlty Tr Inc
Q3 2021 Filed on Nov 15, 2021
2,735
N/A
DGRW
Wisdomtree Tr Us Quality Divid

ETFs
Q3 2021 Filed on Nov 15, 2021
8,339
$58.84 - $62.73 $491K - $523K
Colony Cap Inc New
Q2 2021 Filed on Aug 13, 2021
140,903
N/A
Ishares Gold Tr
Q2 2021 Filed on Aug 13, 2021
5,892,836
N/A
KKR
Kkr & Co. Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
16,518
$50.35 - $60.76 $832K - $1M
INVH
Invitation Homes Inc.

Real Estate
Q2 2021 Filed on Aug 13, 2021
8,897
$32.35 - $37.95 $288K - $338K
NID
Nuveen Intermediate Duration Municipal Term Fund

Financial Services
Q2 2021 Filed on Aug 13, 2021
14,458
$14.09 - $14.98 $204K - $217K
VMO
Invesco Municipal Opportunity Trust

Financial Services
Q2 2021 Filed on Aug 13, 2021
17,697
$13.2 - $13.79 $234K - $244K
HPE
Hewlett Packard Enterprise CO

Technology
Q2 2021 Filed on Aug 13, 2021
11,502
$14.45 - $16.54 $166K - $190K
CHW
Calamos Global Dynamic Income Fund

Financial Services
Q2 2021 Filed on Aug 13, 2021
10,000
$10.12 - $11.03 $101K - $110K
Colony Cr Real Estate Inc
Q2 2021 Filed on Aug 13, 2021
121,465
N/A
UL
Unilever PLC

Consumer Defensive
Q2 2021 Filed on Aug 13, 2021
3,913
$55.86 - $61.05 $219K - $239K
CLRB
Cellectar Biosciences, Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
10,000
$11.8 - $18.2 $118K - $182K
Voya Prime Rate Tr
Q2 2021 Filed on Aug 13, 2021
46,646
N/A
IWY
Ishares Tr Russell 200 Growth

ETFs
Q2 2021 Filed on Aug 13, 2021
1,727
$136.12 - $150.82 $235K - $260K
RMT
Royce Micro Cap Trust, Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
14,208
$11.19 - $12.55 $159K - $178K
Trebia Acquisition Corp
Q2 2021 Filed on Aug 13, 2021
21,000
N/A
ERC
Allspring Multi Sector Income Fund

Financial Services
Q2 2021 Filed on Aug 13, 2021
17,979
$12.41 - $13.04 $223K - $234K
PSEC
Prospect Capital Corp

Financial Services
Q2 2021 Filed on Aug 13, 2021
12,947
$7.62 - $9.22 $98.7K - $119K
Track This Portfolio

Track First Foundation Advisors Portfolio

Follow First Foundation Advisors and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of First Foundation Advisors, based on Form 13F filings with the SEC.

News

Stay updated on First Foundation Advisors with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email