Founders Financial Securities LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Founders Financial Securities LLC

$1.06 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2020 Feb 09, 2021	SELL	$7.84 - $8.72 $199,582 - $221,985	-25,457 Closed	0 $0
Q3 2020 Nov 16, 2020	SELL	$7.74 - $8.4 $413,393 - $448,644	-53,410 Reduced 67.72%	25,457 $209,000
Q2 2020 Aug 12, 2020	SELL	$6.93 - $8.2 $967,393 - $1.14 Million	-139,595 Reduced 63.9%	78,867 $629,000
Q1 2020 May 14, 2020	BUY	$5.64 - $10.15 $1.23 Million - $2.22 Million	218,462 New	218,462 $1.62 Million
Q4 2019 Feb 11, 2020	SELL	$9.3 - $9.99 $2.07 Million - $2.22 Million	-222,626 Closed	0 $0
Q3 2019 Oct 17, 2019	BUY	$9.42 - $9.78 $2.1 Million - $2.18 Million	222,626 New	222,626 $2.12 Million
Q2 2019 Jul 22, 2019	SELL	$9.54 - $10.03 $1.92 Million - $2.02 Million	-201,681 Closed	0 $0
Q1 2019 Apr 25, 2019	SELL	$9.25 - $10.27 $19,425 - $21,567	-2,100 Reduced 1.03%	201,681 $1.97 Million
Q4 2018 Feb 14, 2019	BUY	$8.74 - $10.35 $119,126 - $141,070	13,630 Added 7.17%	203,781 $1.84 Million
Q3 2018 Oct 17, 2018	SELL	$10.1 - $10.41 $17.9 Million - $18.4 Million	-1,770,306 Reduced 90.3%	190,151 $1.96 Million
Q3 2018 Oct 17, 2018	BUY	$10.1 - $10.41 $19.8 Million - $20.4 Million	1,960,457 New	1,960,457 $190,000
Q2 2018 Jul 18, 2018	SELL	$10.34 - $10.91 $2.01 Million - $2.12 Million	-194,103 Closed	0 $0
Q4 2017 Jan 25, 2018	BUY	$10.62 - $11.84 $21,473 - $23,940	2,022 Added 1.05%	194,103 $2.21 Million
Q3 2017 Nov 09, 2017	BUY	$11.56 - $11.87 $2.22 Million - $2.28 Million	192,081	192,081 $2.27 Million

Others Institutions Holding JRO

# of Institutions

7

Shares Held

446K

Call Options Held

0

Put Options Held

0

About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Founders Financial Securities LLC, based on Form 13F filings with the SEC.

News

Stay updated on Founders Financial Securities LLC with notifications on news.