Founders Financial Securities LLC Closed Holding Positions

Founders Financial Securities LLC

  • $1.06 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
NXPI
Nxp Semiconductors N.V.

Technology
Q2 2022 Filed on Jul 27, 2022
1,145
$148.03 - $195.93 $169K - $224K
PPLT
Abrdn Platinum ETF Trust

ETFs
Q2 2022 Filed on Jul 27, 2022
3,436
$83.1 - $95.41 $286K - $328K
ZOM
Zomedica Corp.

Healthcare
Q2 2022 Filed on Jul 27, 2022
11,915
$0.2 - $0.34 $2.38K - $4.05K
AGGY
Wisdomtree Yield Enhanced U.S.

ETFs
Q2 2022 Filed on Jul 27, 2022
5,363
$43.6 - $47.89 $234K - $257K
BJAN
Innovator U.S. Equity Buffer E

ETFs
Q2 2022 Filed on Jul 27, 2022
5,903
$31.3 - $36.38 $185K - $215K
TTAC
Fcf Us Quality ETF

ETFs
Q2 2022 Filed on Jul 27, 2022
44,414
$43.77 - $52.43 $1.94M - $2.33M
DIA
Spdr Dow Jones Industrial Average ETF Trust

ETFs
Q2 2022 Filed on Jul 27, 2022
2,225
$298.72 - $351.53 $665K - $782K
ULTA
Ulta Beauty, Inc.

Consumer Cyclical
Q2 2022 Filed on Jul 27, 2022
829
$342.08 - $431.38 $284K - $358K
IYR
Ishares Tr

ETFs
Q2 2022 Filed on Jul 27, 2022
6,707
$86.95 - $112.38 $583K - $754K
PHB
Invesco Fd Tr Ii Fundamental H

ETFs
Q2 2022 Filed on Jul 27, 2022
170,828
$16.74 - $18.47 $2.86M - $3.16M
RPV
Invesco Exchange Traded Fd Tr

ETFs
Q2 2022 Filed on Jul 27, 2022
5,949
$74.17 - $88.24 $441K - $525K
RYF
Invesco S&P 500 Equal Weight F

ETFs
Q2 2022 Filed on Jul 27, 2022
4,901
$51.8 - $63.55 $254K - $311K
FIDI
Fidelity Covington Tr

ETFs
Q2 2022 Filed on Jul 27, 2022
34,499
$18.18 - $21.29 $627K - $734K
SECT
Sector 10, Inc.

ETFs
Q2 2022 Filed on Jul 27, 2022
9,961
$35.46 - $42.94 $353K - $428K
DIAL
Columbia ETF Tr I Diversified

ETFs
Q2 2022 Filed on Jul 27, 2022
13,714
$17.32 - $19.44 $238K - $267K
SPMD
Spdr Portfolio

ETFs
Q1 2022 Filed on May 13, 2022
381,242
$44.15 - $50.14 $16.8M - $19.1M
FLDR
Fidelity Merrimack Str Tr Low

ETFs
Q1 2022 Filed on May 13, 2022
18,553
$50.08 - $50.68 $929K - $940K
VGIT
Vanguard Intermediate Term Tre

ETFs
Q1 2022 Filed on May 13, 2022
3,037
$62.43 - $66.15 $190K - $201K
BMRN
Biomarin Pharmaceutical Inc

Healthcare
Q1 2022 Filed on May 13, 2022
2,450
$74.28 - $92.69 $182K - $227K
Advaxis Inc
Q1 2022 Filed on May 13, 2022
40,000
N/A
VLUE
Ishares Msci Usa Value Factor

ETFs
Q1 2022 Filed on May 13, 2022
92,746
$100.54 - $114.92 $9.32M - $10.7M
PGX
Invesco ETF Tr Ii Pfd ETF

ETFs
Q1 2022 Filed on May 13, 2022
18,984
$13.13 - $14.91 $249K - $283K
STX
Seagate Technology Holdings PLC

Technology
Q1 2022 Filed on May 13, 2022
1,998
$86.35 - $116.02 $173K - $232K
IJJ
Ishares S&P Midcap 400 Value E

ETFs
Q1 2022 Filed on May 13, 2022
6,192
$102.52 - $112.86 $635K - $699K
CAR
Avis Budget Group, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
2,758
$120.94 - $357.17 $334K - $985K
IJS
Ishares S&P Smallcap 600 Value

ETFs
Q4 2021 Filed on Feb 14, 2022
6,190
$99.12 - $110.76 $614K - $686K
RAIL
Freight Car America, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
25,000
$3.36 - $5.1 $84K - $127K
PTBD
Pacer Fds Tr Trendpilot U S Bo

ETFs
Q4 2021 Filed on Feb 14, 2022
17,266
$26.52 - $27.2 $458K - $470K
MRNA
Moderna, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
1,143
$225.82 - $368.51 $258K - $421K
IYM
Ishares Tr

ETFs
Q4 2021 Filed on Feb 14, 2022
4,983
$125.86 - $141.73 $627K - $706K
AKAM
Akamai Technologies Inc

Technology
Q4 2021 Filed on Feb 14, 2022
2,017
$101.57 - $118.45 $205K - $239K
SQ
Block, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
1,132
$158.3 - $265.08 $179K - $300K
IGIB
Ishares Trust Ishares 5 10 Yea

ETFs
Q4 2021 Filed on Feb 14, 2022
11,673
$58.91 - $60.23 $688K - $703K
SHOP
Shopify Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
186
$128.22 - $169.06 $23.8K - $31.4K
IJT
Ishares S&P Small Cap 600 Grow

ETFs
Q4 2021 Filed on Feb 14, 2022
5,275
$130.52 - $143.62 $688K - $758K
IGSB
Ishares Trust Ishares 1 5 Year

ETFs
Q4 2021 Filed on Feb 14, 2022
24,345
$53.82 - $54.66 $1.31M - $1.33M
Document Sec Sys Inc
Q4 2021 Filed on Feb 14, 2022
15,000
N/A
QLD
Proshares Ultra Qqq

ETFs
Q4 2021 Filed on Feb 14, 2022
16,650
$70.69 - $92.38 $1.18M - $1.54M
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
22,200
N/A
TWTR
Twitter, Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
3,566
$42.07 - $66.11 $150K - $236K
DWAS
Invesco ETF Tr Ii Dwa Smallcap

ETFs
Q4 2021 Filed on Feb 14, 2022
8,426
$83.8 - $99.82 $706K - $841K
TBF
Proshares Trust Short 20+ Trea

ETFs
Q4 2021 Filed on Feb 14, 2022
22,523
$15.45 - $16.97 $348K - $382K
USSG
Dbx ETF Tr Xtrackers Msci Usa

ETFs
Q3 2021 Filed on Nov 15, 2021
23,253
$39.34 - $42.01 $915K - $977K
DOCU
Docusign, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
2,163
$256.89 - $310.05 $556K - $671K
ARKW
Ark Next Generation Internet E

ETFs
Q3 2021 Filed on Nov 15, 2021
5,360
$137.41 - $154.33 $737K - $827K
MELI
Mercadolibre Inc

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
167
$1497.27 - $1953.83 $250K - $326K
ROKU
Roku, Inc

Communication Services
Q3 2021 Filed on Nov 15, 2021
1,407
$302.92 - $479.5 $426K - $675K
SRVR
Pacer Fds Tr Benchmark Data &

ETFs
Q3 2021 Filed on Nov 15, 2021
23,001
$38.92 - $43.2 $895K - $994K
REGL
Proshares Tr S&P Midcap 400 Di

ETFs
Q3 2021 Filed on Nov 15, 2021
6,856
$67.58 - $72.75 $463K - $499K
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