Founders Financial Securities LLC Closed Holding Positions

Founders Financial Securities LLC

  • $1.06 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
AYX
Alteryx, Inc.

Technology
Q1 2021 Filed on May 14, 2021
1,944
$79.46 - $138.66 $154K - $270K
FSLY
Fastly, Inc.

Technology
Q1 2021 Filed on May 14, 2021
4,464
$62.05 - $117.86 $277K - $526K
Alexion Pharmaceuticals Inc
Q1 2021 Filed on May 14, 2021
1,740
N/A
PLW
Invesco 1 30 Laddered Treasury

ETFs
Q4 2020 Filed on Feb 09, 2021
8,982
$38.11 - $39.3 $342K - $353K
IBND
Spdr Bloomberg International C

ETFs
Q4 2020 Filed on Feb 09, 2021
7,985
$35.57 - $38.08 $284K - $304K
Livongo Health Inc
Q4 2020 Filed on Feb 09, 2021
2,438
N/A
GRMN
Garmin LTD

Technology
Q4 2020 Filed on Feb 09, 2021
3,749
$94.68 - $122.85 $355K - $461K
JRO
Nuveen Floating Rate Income Opportunity Fund

Financial Services
Q4 2020 Filed on Feb 09, 2021
25,457
$7.84 - $8.72 $200K - $222K
GSK
Gsk PLC

Healthcare
Q4 2020 Filed on Feb 09, 2021
14,212
$34.07 - $39.94 $484K - $568K
DUK
Duke Energy Corp

Utilities
Q4 2020 Filed on Feb 09, 2021
7,267
$89.04 - $97.31 $647K - $707K
OKTA
Okta, Inc.

Technology
Q4 2020 Filed on Feb 09, 2021
1,485
$203.86 - $285.6 $303K - $424K
KMI
Kinder Morgan, Inc.

Energy
Q4 2020 Filed on Feb 09, 2021
19,756
$11.48 - $14.97 $227K - $296K
SPLB
Spdr Portfolio Long Term Corpo

ETFs
Q4 2020 Filed on Feb 09, 2021
8,370
$31.41 - $33.28 $263K - $279K
PSK
Spdr Ser Tr Spdr Ice Pfd Sec E

ETFs
Q4 2020 Filed on Feb 09, 2021
6,287
$43.06 - $44.41 $271K - $279K
Nantkwest Inc
Q3 2020 Filed on Nov 16, 2020
14,502
N/A
VSS
Vanguard Intl Eqty Ftse All Wo

ETFs
Q3 2020 Filed on Nov 16, 2020
27,304
$97.15 - $108.8 $2.65M - $2.97M
HEFA
Ishares Currency Hedged Msci E

ETFs
Q3 2020 Filed on Nov 16, 2020
107,924
$26.72 - $28.26 $2.88M - $3.05M
VEU
Vanguard Ftse All World Ex Us

ETFs
Q3 2020 Filed on Nov 16, 2020
109,220
$47.85 - $52.43 $5.23M - $5.73M
ATRO
Astronics Corp

Industrials
Q3 2020 Filed on Nov 16, 2020
11,000
$7.6 - $10.72 $83.6K - $118K
BB
Blackberry LTD

Technology
Q3 2020 Filed on Nov 16, 2020
32,470
$4.58 - $5.58 $149K - $181K
Colony Cr Real Estate Inc
Q3 2020 Filed on Nov 16, 2020
14,907
N/A
SUNW
Sunworks, Inc.

Technology
Q3 2020 Filed on Nov 16, 2020
25,000
$0.58 - $3.93 $14.5K - $98.3K
Apollo Global Mgmt Inc
Q3 2020 Filed on Nov 16, 2020
7,710
N/A
DAL
Delta Air Lines, Inc.

Industrials
Q2 2020 Filed on Aug 12, 2020
10,564
$19.19 - $36.97 $203K - $391K
RDS-A
Shell PLC

Energy
Q2 2020 Filed on Aug 12, 2020
9,583
$28.36 - $36.98 $272K - $354K
FXU
First Tr Exchange Traded Fd Ut

ETFs
Q2 2020 Filed on Aug 12, 2020
8,165
$23.06 - $29.3 $188K - $239K
United Technologies Corp
Q2 2020 Filed on Aug 12, 2020
3,305
N/A
EDV
Vanguard Extended Duration Tre

ETFs
Q2 2020 Filed on Aug 12, 2020
2,628
$155.69 - $176.87 $409K - $465K
FBZ
First Trust Brazil Alphadex Fu
Q1 2020 Filed on May 14, 2020
16,459
N/A
OXY
Occidental Petroleum Corp

Energy
Q1 2020 Filed on May 14, 2020
15,354
$9.69 - $47.26 $149K - $726K
SLB
Schlumberger Limited

Energy
Q1 2020 Filed on May 14, 2020
21,259
$12.05 - $40.82 $256K - $868K
FTA
First Tr Large Cap Value

ETFs
Q1 2020 Filed on May 14, 2020
57,427
$31.41 - $57.08 $1.8M - $3.28M
Raytheon CO
Q1 2020 Filed on May 14, 2020
1,032
N/A
PCY
Invesco Fd Tr Ii Emerging Mkts

ETFs
Q1 2020 Filed on May 14, 2020
11,973
$20.13 - $30.3 $241K - $363K
FLN
First Trust Latin America Alph

ETFs
Q1 2020 Filed on May 14, 2020
13,137
$10.06 - $23.81 $132K - $313K
FXO
First Tr Exchange Traded Fd Fi

ETFs
Q1 2020 Filed on May 14, 2020
17,102
$17.78 - $34.56 $304K - $591K
Old Line Bancshares Inc
Q4 2019 Filed on Feb 11, 2020
9,082
N/A
PWB
Invesco Exchange Traded Fd Tr

ETFs
Q4 2019 Filed on Feb 11, 2020
46,357
$46.94 - $51.63 $2.18M - $2.39M
DON
Wisdomtree Tr U.S. Midcap Divi

ETFs
Q4 2019 Filed on Feb 11, 2020
7,356
$34.97 - $38.17 $257K - $281K
CYBR
Cyber Ark Software Ltd.

Technology
Q4 2019 Filed on Feb 11, 2020
3,908
$96.94 - $126.35 $379K - $494K
ACWX
Ishares Msci Acwi Ex Us ETF

ETFs
Q4 2019 Filed on Feb 11, 2020
33,146
$44.83 - $49.24 $1.49M - $1.63M
SLGG
Super League Gaming, Inc.

Communication Services
Q3 2019 Filed on Oct 17, 2019
10,760
$3.96 - $8.35 $42.6K - $89.8K
FDT
First Trust Developed Markets

ETFs
Q3 2019 Filed on Oct 17, 2019
6,660
$49.32 - $54.68 $328K - $364K
FBT
First Trust Nyse Arca Biotechn

ETFs
Q3 2019 Filed on Oct 17, 2019
5,590
$123.44 - $131.99 $690K - $738K
FXI
Ishares Tr

ETFs
Q3 2019 Filed on Oct 17, 2019
207,260
$37.67 - $43.4 $7.81M - $9M
BOTZ
Global X Fds

ETFs
Q3 2019 Filed on Oct 17, 2019
17,789
$18.02 - $21.1 $321K - $375K
SJM
J M Smucker CO

Consumer Defensive
Q2 2019 Filed on Jul 22, 2019
6,811
$115.19 - $127.5 $785K - $868K
Allergan PLC
Q2 2019 Filed on Jul 22, 2019
4,300
N/A
XEL
Xcel Energy Inc

Utilities
Q2 2019 Filed on Jul 22, 2019
12,249
$54.68 - $61.54 $670K - $754K
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