Founders Financial Securities LLC Closed Holding Positions

Founders Financial Securities LLC

  • $1.06 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
BIIB
Biogen Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
707
$282.99 - $369.05 $200K - $261K
CWB
Spdr Bloomberg Convertible Sec

ETFs
Q3 2021 Filed on Nov 15, 2021
6,953
$83.71 - $88.67 $582K - $617K
IP
International Paper CO

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
5,883
$52.29 - $58.94 $308K - $347K
TTD
Trade Desk, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
6,940
$67.81 - $87.53 $471K - $607K
ARKQ
Ark Autonomous Technology & Ro

ETFs
Q3 2021 Filed on Nov 15, 2021
3,067
$77.73 - $85.84 $238K - $263K
ARKG
Ark Genomic Revolution ETF (De

ETFs
Q3 2021 Filed on Nov 15, 2021
10,379
$73.87 - $92.86 $767K - $964K
TDOC
Teladoc Health, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
1,407
$125.92 - $164.64 $177K - $232K
SPDW
Spdr Ser Tr Fds Spdr Portfolio

ETFs
Q3 2021 Filed on Nov 15, 2021
111,899
$35.68 - $38.17 $3.99M - $4.27M
GNRC
Generac Holdings Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
559
$389.99 - $455.24 $218K - $254K
MRVL
Marvell Technology, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
4,593
$53.97 - $63.61 $248K - $292K
MRO
Marathon Oil Corp

Energy
Q3 2021 Filed on Nov 15, 2021
18,592
$10.68 - $14.17 $199K - $263K
PSCE
Invesco S&P Smallcap Energy Et

ETFs
Q3 2021 Filed on Nov 15, 2021
30,462
$5.7 - $8.24 $174K - $251K
VMW
Vmware, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
1,585
$138.03 - $159.48 $219K - $253K
HEDJ
Wisdomtree Europe Hedged Equit

ETFs
Q3 2021 Filed on Nov 15, 2021
4,000
$37.57 - $40.33 $150K - $161K
ENFR
Alerian Energy Infrastructure

ETFs
Q3 2021 Filed on Nov 15, 2021
16,562
$17.95 - $20.31 $297K - $336K
APPH
App Harvest, Inc.

Consumer Defensive
Q3 2021 Filed on Nov 15, 2021
16,178
$6.41 - $15.69 $104K - $254K
PSI
Invesco Exchange Traded Fd Tr

ETFs
Q3 2021 Filed on Nov 15, 2021
4,508
$39.26 - $45.49 $177K - $205K
NUE
Nucor Corp

Basic Materials
Q3 2021 Filed on Nov 15, 2021
2,761
$90.04 - $126.17 $249K - $348K
U
Unity Software Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
2,892
$96.71 - $142.52 $280K - $412K
PINS
Pinterest, Inc.

Communication Services
Q3 2021 Filed on Nov 15, 2021
2,714
$50.37 - $80.29 $137K - $218K
SAA
Proshares Ultra Smallcap600
Q3 2021 Filed on Nov 15, 2021
29,486
N/A
FGM
First Trust Germany Alphadex F

ETFs
Q2 2021 Filed on Aug 16, 2021
4,789
$54.71 - $60.75 $262K - $291K
FSZ
First Trust Switzerland Alphad

ETFs
Q2 2021 Filed on Aug 16, 2021
4,020
$63.32 - $69.49 $255K - $279K
Ishares Gold Tr
Q2 2021 Filed on Aug 16, 2021
12,477
N/A
QTEC
First Trust Nasdaq 100 Technol

ETFs
Q2 2021 Filed on Aug 16, 2021
3,626
$136.79 - $159.82 $496K - $580K
FTXR
First Tr ETF Vi Nasdaq Transn

ETFs
Q2 2021 Filed on Aug 16, 2021
17,060
$32.52 - $35.12 $555K - $599K
FXD
First Tr Exchange Traded Fd

ETFs
Q2 2021 Filed on Aug 16, 2021
9,762
$58.03 - $61.76 $566K - $603K
FNI
First Trust Chindia ETF

ETFs
Q2 2021 Filed on Aug 16, 2021
4,162
$56.97 - $63.09 $237K - $263K
FXR
First Trust Industrials/Produc

ETFs
Q2 2021 Filed on Aug 16, 2021
9,492
$57.0 - $61.09 $541K - $580K
BNS
Bank Of Nova Scotia

Financial Services
Q2 2021 Filed on Aug 16, 2021
19,216
$60.81 - $68.0 $1.17M - $1.31M
FXL
First Tr Exchange Traded Fd Fi

ETFs
Q2 2021 Filed on Aug 16, 2021
4,492
$109.97 - $125.18 $494K - $562K
RYE
Invesco Exchange Traded Fd Tr

ETFs
Q2 2021 Filed on Aug 16, 2021
10,551
$38.16 - $47.19 $403K - $498K
BDRY
ETF Managers Group Commodity Trust I

ETFs
Q2 2021 Filed on Aug 16, 2021
11,491
$16.53 - $30.14 $190K - $346K
RFG
Invesco Exchange Traded Fd Tr

ETFs
Q2 2021 Filed on Aug 16, 2021
5,221
$210.86 - $235.2 $1.1M - $1.23M
RFV
Invesco Exchange Traded Fd Tr

ETFs
Q2 2021 Filed on Aug 16, 2021
8,541
$89.64 - $98.3 $766K - $840K
BICK
First Trust Ise Bick Index Fun

ETFs
Q2 2021 Filed on Aug 16, 2021
6,683
$36.77 - $41.24 $246K - $276K
L Brands Inc
Q2 2021 Filed on Aug 16, 2021
3,449
N/A
PACW
Pacwest Bancorp

Financial Services
Q2 2021 Filed on Aug 16, 2021
10,197
$37.47 - $46.39 $382K - $473K
TAN
Invesco ETF Tr Ii Solar ETF

ETFs
Q2 2021 Filed on Aug 16, 2021
8,115
$69.1 - $91.88 $561K - $746K
TQQQ
Proshares Ultrapro Qqq

ETFs
Q2 2021 Filed on Aug 16, 2021
11,404
$44.13 - $61.52 $503K - $702K
FEP
First Trust Europe Alphadex Fu

ETFs
Q2 2021 Filed on Aug 16, 2021
6,167
$41.51 - $45.52 $256K - $281K
UPRO
Proshares Trust Proshares Ultr

ETFs
Q2 2021 Filed on Aug 16, 2021
11,692
$46.58 - $56.7 $545K - $663K
ACES
Alps ETF Tr Clean Energy ETF

ETFs
Q2 2021 Filed on Aug 16, 2021
2,615
$61.84 - $78.24 $162K - $205K
WEC
Wec Energy Group, Inc.

Utilities
Q2 2021 Filed on Aug 16, 2021
2,532
$88.95 - $99.26 $225K - $251K
EDOC
Global X Fds Telemedicine & Di

ETFs
Q1 2021 Filed on May 14, 2021
11,447
$18.1 - $22.63 $207K - $259K
STNE
Stone Co Ltd.

Technology
Q1 2021 Filed on May 14, 2021
3,026
$59.89 - $94.09 $181K - $285K
IJK
Ishares S&P Midcap 400 Growth

ETFs
Q1 2021 Filed on May 14, 2021
8,342
$71.22 - $80.18 $594K - $669K
General Electric CO
Q1 2021 Filed on May 14, 2021
10,346
N/A
Marvell Technology Group LTD
Q1 2021 Filed on May 14, 2021
4,376
N/A
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