Golden State Wealth Management, LLC Main Stay Mac Kay Defined Term Municipal Opportunities Fund Transaction History

Golden State Wealth Management, LLC

$667 Billion
Q4 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2024 Jan 28, 2025	SELL	$14.59 - $16.93 $307,878 - $357,256	-21,102 Closed	0 $0
Q1 2022 May 19, 2022	SELL	$18.4 - $21.43 $7,451 - $8,679	-405 Reduced 1.88%	21,102 $396,000
Q1 2022 May 16, 2022	BUY	$18.4 - $21.43 $12,511 - $14,572	680 Added 3.26%	21,507 $477,000
Q4 2021 Feb 14, 2022	BUY	$20.66 - $21.8 $5,103 - $5,384	247 Added 1.2%	20,827 $454,000
Q3 2021 Nov 15, 2021	SELL	$21.65 - $23.15 $25,308 - $27,062	-1,169 Reduced 5.37%	20,580 $451,000
Q2 2021 Aug 12, 2021	BUY	$22.0 - $22.94 $5,324 - $5,551	242 Added 1.13%	21,749 $486,000
Q1 2021 May 14, 2021	BUY	$21.25 - $22.55 $5,185 - $5,502	244 Added 1.15%	21,507 $477,000
Q4 2020 Jan 28, 2021	BUY	$20.44 - $21.94 $5,069 - $5,441	248 Added 1.18%	21,263 $463,000
Q3 2020 Nov 12, 2020	BUY	$20.36 - $21.8 $5,069 - $5,428	249 Added 1.2%	21,015 $435,000
Q2 2020 Aug 13, 2020	BUY	$18.31 - $21.01 $380,225 - $436,293	20,766 New	20,766 $423,000
Q2 2020 Aug 11, 2020	SELL	$18.31 - $21.01 $375,483 - $430,852	-20,507 Closed	0 $0
Q1 2020 Apr 17, 2020	BUY	$16.9 - $22.5 $346,568 - $461,407	20,507 New	20,507 $394,000

Others Institutions Holding MMD

# of Institutions

68

Shares Held

7.44M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.15M
Shares

$17.7 Million
0.43% of portfolio
Morgan Stanley New York, NY

814K
Shares

$12.5 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

738K
Shares

$11.3 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

692K
Shares

$10.6 Million
0.0% of portfolio
Almitas Capital LLC Santa Monica, CA

587K
Shares

$9.02 Million
4.62% of portfolio

About MainStay MacKay DefinedTerm Municipal Opportunities Fund

Ticker MMD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
MainStay DefinedTerm Municipal Opportunities Fund is a closed-ended fixed income mutual fund launched and managed by New York Life Investment Management LLC. The fund is co-managed by MacKay Shields LLC. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade municipal bonds which are exempt fr...

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