Kestra Private Wealth Services, LLC Oxford Lane Capital Corp. Transaction History

Kestra Private Wealth Services, LLC

$4.36 Billion
Q1 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 12, 2022	SELL	$5.55 - $7.26 $75,502 - $98,765	-13,604 Closed	0 $0
Q1 2022 May 26, 2022	SELL	$7.0 - $8.39 $310,954 - $372,700	-44,422 Reduced 76.56%	13,604 $98,000
Q3 2021 Oct 21, 2021	SELL	$6.97 - $7.6 $82,266 - $89,702	-11,803 Reduced 16.9%	58,026 $418,000
Q2 2021 Jul 30, 2021	SELL	$6.29 - $7.82 $48,810 - $60,683	-7,760 Reduced 10.0%	69,829 $517,000
Q1 2021 May 11, 2021	SELL	$5.5 - $6.88 $528,203 - $660,734	-96,037 Reduced 55.31%	77,589 $488,000

Q4 2020 Jan 21, 2021	SELL	$4.24 - $6.02 $156,858 - $222,709	-36,995 Reduced 17.56%	173,626 $905 Million
Q3 2020 Nov 09, 2020	BUY	$4.02 - $4.65 $846,696 - $979,387	210,621 New	210,621 $926,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.3 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.79 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.75 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.04 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.8 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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