Nbc Securities, Inc. First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Nbc Securities, Inc.

$1.23 Billion
Q2 2025

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2025 Apr 09, 2025	BUY	$4.12 - $4.64 $296,949 - $334,428	72,075 Added 1201250.0%	72,081 $309,000
Q4 2024 Jan 22, 2025	SELL	$4.05 - $4.36 $25,583 - $27,542	-6,317 Reduced 99.91%	6 $26,000
Q3 2023 Nov 03, 2023	BUY	$3.17 - $3.48 $20,043 - $22,004	6,323 New	6,323 $21,000

Others Institutions Holding FGB

# of Institutions

25

Shares Held

3.72M

Call Options Held

0

Put Options Held

0

Saba Capital Management, L.P. New York, NY

699K
Shares

$2.9 Million
0.08% of portfolio
Morgan Stanley New York, NY

667K
Shares

$2.77 Million
0.0% of portfolio
Almitas Capital LLC Santa Monica, CA

213K
Shares

$885,004
0.52% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

178K
Shares

$736,712
0.05% of portfolio
Atomi Financial Group, Inc. Irvine, CA

132K
Shares

$549,638
0.03% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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