Nwam LLC Liberty All Star Equity Fund Transaction History

Nwam LLC

$1.6 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Jan 23, 2020	SELL	$6.23 - $6.77 $71,526 - $77,726	-11,481 Closed	0 $0
Q3 2019 Oct 15, 2019	SELL	$6.02 - $6.64 $133,650 - $147,414	-22,201 Reduced 65.91%	11,481 $73,000
Q2 2019 Jul 18, 2019	SELL	$5.92 - $6.44 $203,067 - $220,904	-34,302 Reduced 50.46%	33,682 $216,000
Q1 2019 Apr 17, 2019	SELL	$5.28 - $6.17 $168,996 - $197,483	-32,007 Reduced 32.01%	67,984 $415,000
Q4 2018 Jan 30, 2019	SELL	$4.95 - $6.83 $42,753 - $58,990	-8,637 Reduced 7.95%	99,991 $538,000
Q3 2018 Oct 09, 2018	SELL	$6.44 - $6.85 $69,017 - $73,411	-10,717 Reduced 8.98%	108,628 $740,000
Q2 2018 Jul 16, 2018	BUY	$6.01 - $6.64 $212,916 - $235,235	35,427 Added 42.22%	119,345 $764,000
Q1 2018 Apr 16, 2018	BUY	$6.02 - $6.77 $505,186 - $568,124	83,918 New	83,918 $514,000

Others Institutions Holding USA

# of Institutions

192

Shares Held

29.8M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

3.54M
Shares

$24.6 Million
0.01% of portfolio
Morgan Stanley New York, NY

3.04M
Shares

$21.2 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

1.68M
Shares

$11.7 Million
0.01% of portfolio
Bensler, LLC Bellevue, WA

1.62M
Shares

$11.3 Million
1.45% of portfolio
Ameriprise Financial Inc Minneapolis, MN

1.49M
Shares

$10.3 Million
0.0% of portfolio

About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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