Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $4.19 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
NCNO
N Cino, Inc.

Technology
Q2 2022 Filed on Aug 08, 2022
1,097
$25.65 - $46.82 $28.1K - $51.4K
NCR
Ncr Corp

Technology
Q2 2022 Filed on Aug 08, 2022
36
$28.67 - $42.8 $1.03K - $1.54K
NGD
New Gold Inc.

Basic Materials
Q2 2022 Filed on Aug 08, 2022
480
$1.07 - $1.91 $514 - $917
New Oriental Ed & Technology
Q2 2022 Filed on Aug 08, 2022
2,000
N/A
NWSA
News Corp

Communication Services
Q2 2022 Filed on Aug 08, 2022
10
$15.1 - $22.11 $151 - $221
NXRT
Nex Point Residential Trust, Inc.

Real Estate
Q2 2022 Filed on Aug 08, 2022
20
$58.26 - $95.0 $1.17K - $1.9K
NDAC
Night Dragon Acquisition Corp.

Financial Services
Q2 2022 Filed on Aug 08, 2022
250
$9.74 - $9.81 $2.44K - $2.45K
NKLA
Nikola Corp

Industrials
Q2 2022 Filed on Aug 08, 2022
691
$4.72 - $10.53 $3.26K - $7.28K
NKTX
Nkarta, Inc.

Healthcare
Q2 2022 Filed on Aug 08, 2022
50
$7.77 - $19.44 $389 - $972
QQH
Northern Lts Fd Tr Iii Hcm Def

ETFs
Q2 2022 Filed on Aug 08, 2022
1,256
$36.89 - $48.64 $46.3K - $61.1K
NOG
Northern Oil & Gas, Inc.

Energy
Q2 2022 Filed on Aug 08, 2022
20
$24.61 - $37.02 $492 - $740
NWE
Northwestern Corp

Utilities
Q2 2022 Filed on Aug 08, 2022
109
$54.58 - $62.72 $5.95K - $6.84K
NUSC
Nuveen Esg Small Cap ETF

ETFs
Q2 2022 Filed on Aug 08, 2022
400
$31.5 - $40.11 $12.6K - $16K
NUVA
Nuvasive Inc

Healthcare
Q2 2022 Filed on Aug 08, 2022
51
$46.84 - $59.75 $2.39K - $3.05K
NUW
Nuveen Amt Free Municipal Value Fund

Financial Services
Q2 2022 Filed on Aug 08, 2022
308
$13.58 - $14.87 $4.18K - $4.58K
NKX
Nuveen California Amt Free Quality Municipal Income Fund

Financial Services
Q2 2022 Filed on Aug 08, 2022
1,298
$12.12 - $14.0 $15.7K - $18.2K
NQP
Nuveen Pennsylvania Quality Municipal Income Fund

Financial Services
Q2 2022 Filed on Aug 08, 2022
870
$11.33 - $13.73 $9.86K - $11.9K
NPV
Nuveen Virginia Quality Municipal Income Fund

Financial Services
Q2 2022 Filed on Aug 08, 2022
390
$11.54 - $14.46 $4.5K - $5.64K
NVVE
Nuvve Holding Corp.

Consumer Cyclical
Q2 2022 Filed on Aug 08, 2022
362
$4.68 - $9.98 $1.69K - $3.61K
NVEE
Nv5 Global, Inc.

Industrials
Q2 2022 Filed on Aug 08, 2022
60
$106.35 - $139.22 $6.38K - $8.35K
CHRD
Oasis Petroleum Inc.

Energy
Q2 2022 Filed on Aug 08, 2022
18
$45.01 - $87.75 $810 - $1.58K
OPTT
Ocean Power Technologies, Inc.

Industrials
Q2 2022 Filed on Aug 08, 2022
750
$0.5 - $1.45 $375 - $1.09K
OCGN
Ocugen, Inc.

Healthcare
Q2 2022 Filed on Aug 08, 2022
3,600
$1.83 - $3.45 $6.59K - $12.4K
OPI
Office Properties Income Trust

Real Estate
Q2 2022 Filed on Aug 08, 2022
625
$18.84 - $26.18 $11.8K - $16.4K
OTRK
Ontrak, Inc.

Healthcare
Q2 2022 Filed on Aug 08, 2022
150
$2.3 - $9.97 $345 - $1.5K
OSUR
Orasure Technologies Inc

Healthcare
Q2 2022 Filed on Aug 08, 2022
517
$2.71 - $7.12 $1.4K - $3.68K
IX
Orix Corp

Financial Services
Q2 2022 Filed on Aug 08, 2022
3
$84.16 - $101.89 $252 - $306
ORA
Ormat Technologies, Inc.

Utilities
Q2 2022 Filed on Aug 08, 2022
500
$69.44 - $87.02 $34.7K - $43.5K
OMI
Owens & Minor Inc

Healthcare
Q2 2022 Filed on Aug 08, 2022
113
$29.71 - $43.76 $3.36K - $4.94K
TLK
Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk

Communication Services
Q2 2022 Filed on Aug 08, 2022
347
$27.0 - $32.96 $9.37K - $11.4K
SRVR
Pacer Fds Tr Benchmark Data &

ETFs
Q2 2022 Filed on Aug 08, 2022
42
$32.66 - $40.41 $1.37K - $1.7K
PTBD
Pacer Fds Tr Trendpilot U S Bo

ETFs
Q2 2022 Filed on Aug 08, 2022
14,010
$21.33 - $24.43 $299K - $342K
PCRX
Pacira Bio Sciences, Inc.

Healthcare
Q2 2022 Filed on Aug 08, 2022
1,020
$51.49 - $81.64 $52.5K - $83.3K
PRBM
Parabellum Acquisition Corp.

Financial Services
Q2 2022 Filed on Aug 08, 2022
120
$9.82 - $9.89 $1.18K - $1.19K
PK
Park Hotels & Resorts Inc.

Real Estate
Q2 2022 Filed on Aug 08, 2022
6,790
$13.49 - $20.43 $91.6K - $139K
PKOH
Park Ohio Holdings Corp

Industrials
Q2 2022 Filed on Aug 08, 2022
150
$9.59 - $20.18 $1.44K - $3.03K
PASG
Passage Bio, Inc.

Healthcare
Q2 2022 Filed on Aug 08, 2022
100
$1.63 - $3.46 $163 - $346
PYCR
Paycor Hcm, Inc.

Technology
Q2 2022 Filed on Aug 08, 2022
300
$21.32 - $30.57 $6.4K - $9.17K
PSO
Pearson PLC

Communication Services
Q2 2022 Filed on Aug 08, 2022
1,216
$8.92 - $10.29 $10.8K - $12.5K
PSTH
Pershing Square Tontine Holdings, Ltd.

Financial Services
Q2 2022 Filed on Aug 08, 2022
1,050
$19.83 - $19.98 $20.8K - $21K
WOOF
Petco Health & Wellness Company, Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 08, 2022
375
$14.6 - $22.4 $5.48K - $8.4K
GHY
Pgim Global High Yield Fund, Inc.

Financial Services
Q2 2022 Filed on Aug 08, 2022
19,073
$11.06 - $13.72 $211K - $262K
PLL
Piedmont Lithium Inc.

Basic Materials
Q2 2022 Filed on Aug 08, 2022
100
$36.41 - $78.39 $3.64K - $7.84K
PDO
Pimco Dynamic Income Opportunities Fund

Basic Materials
Q2 2022 Filed on Aug 08, 2022
5,000
$13.67 - $17.35 $68.4K - $86.8K
NRGX
Pimco Energy & Tactical Credit Opportunities Fund

N/A
Q2 2022 Filed on Aug 08, 2022
413
$12.43 - $16.12 $5.13K - $6.66K
SMMU
Pimco ETF Tr Sht Term Mun Bd A

ETFs
Q2 2022 Filed on Aug 08, 2022
7,541
$49.13 - $49.94 $370K - $377K
PING
Ping Identity Holding Corp.

Technology
Q2 2022 Filed on Aug 08, 2022
250
$16.48 - $30.25 $4.12K - $7.56K
BPOP
Popular, Inc.

Financial Services
Q2 2022 Filed on Aug 08, 2022
39
$74.83 - $83.56 $2.92K - $3.26K
PTLO
Portillo'S Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 08, 2022
150
$14.98 - $24.5 $2.25K - $3.68K
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