Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

$4.19 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Kemet Corp	Q3 2018 Filed on Oct 25, 2018	8,096	N/A
Wgl Hldgs Inc	Q3 2018 Filed on Oct 25, 2018	2,800	N/A
Alps ETF Tr	Q2 2018 Filed on Jul 18, 2018	15,570	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	39,300	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	82,700	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	116,650	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	122,094	N/A
Contravir Pharmaceuticals In	Q2 2018 Filed on Jul 18, 2018	165,600	N/A
MITK Mitek Systems Inc Technology	Q2 2018 Filed on Jul 18, 2018	50,000	$7.23 - $9.45 $362K - $472K
Monsanto CO New	Q2 2018 Filed on Jul 18, 2018	3,013	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	21,560	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	11,225	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	148,082	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	24,219	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	31,388	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	741,514	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	698,178	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	112,803	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	28,577	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	12,113	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	1,932	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	7,047	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	13,974	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	132,814	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	193,333	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	36,790	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	64,499	N/A
Powershares Qqq Trust	Q2 2018 Filed on Jul 18, 2018	66,687	N/A
Rydex ETF Trust	Q2 2018 Filed on Jul 18, 2018	23,150	N/A
Seadrill Limited	Q2 2018 Filed on Jul 18, 2018	31,440	N/A
Time Warner Inc	Q2 2018 Filed on Jul 18, 2018	3,557	N/A
Trovagene Inc	Q2 2018 Filed on Jul 18, 2018	127,350	N/A
Windstream Hldgs Inc	Q2 2018 Filed on Jul 18, 2018	10,077	N/A
Powershares Global ETF Fd	Q2 2018 Filed on Jul 18, 2018	42,158	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	17,600	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	7,899	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	9,381	N/A
Powershs Db Multi Sect Comm	Q2 2018 Filed on Jul 18, 2018	13,350	N/A
Alps ETF Tr	Q1 2018 Filed on Apr 12, 2018	14,085	N/A
Barrett Bill Corp	Q1 2018 Filed on Apr 12, 2018	14,690	N/A
Central Fd Cda LTD	Q1 2018 Filed on Apr 12, 2018	10,440	N/A
Dynex Cap Inc	Q1 2018 Filed on Apr 12, 2018	13,468	N/A
Powershares ETF Trust Ii	Q1 2018 Filed on Apr 12, 2018	7,340	N/A
Rydex ETF Trust	Q1 2018 Filed on Apr 12, 2018	3,625	N/A
FFTY Innovator Etfs Tr Ibd 50 ETF ( ETFs	Q1 2018 Filed on Apr 12, 2018	6,200	N/A
EWY Ishares Inc Msci South Korea E ETFs	Q1 2018 Filed on Apr 12, 2018	2,684	$68.93 - $79.04 $185K - $212K
Powershares ETF Tr Ii	Q1 2018 Filed on Apr 12, 2018	8,572	N/A
Snyders Lance Inc	Q1 2018 Filed on Apr 12, 2018	4,000	N/A
Arconic Inc	Q4 2017 Filed on Jan 24, 2018	8,511	N/A
Astrotech Corp	Q4 2017 Filed on Jan 24, 2018	75,977	N/A

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