Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

$5.11 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Gw Pharmaceuticals PLC	Q4 2020 Filed on Feb 12, 2021	724	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 12, 2021	7,981	N/A
Cloudera Inc	Q4 2020 Filed on Feb 12, 2021	2,210	N/A
Seattle Genetics Inc	Q4 2020 Filed on Feb 12, 2021	46	N/A
Zogenix Inc	Q4 2020 Filed on Feb 12, 2021	7,643	N/A
GSV Gold Standard Ventures Corp. Basic Materials	Q4 2020 Filed on Feb 12, 2021	7,500	$0.63 - $0.82 $4.73K - $6.15K
AGGY Wisdomtree Yield Enhanced U.S. ETFs	Q4 2020 Filed on Feb 12, 2021	351	$53.28 - $53.95 $18.7K - $18.9K
SMTC Semtech Corp Technology	Q4 2020 Filed on Feb 12, 2021	191	$52.17 - $73.33 $9.96K - $14K
Slack Technologies Inc	Q4 2020 Filed on Feb 12, 2021	10,000	N/A
SM Sm Energy CO Energy	Q4 2020 Filed on Feb 12, 2021	2,000	$1.4 - $6.67 $2.8K - $13.3K
Aarons Inc	Q4 2020 Filed on Feb 12, 2021	1,905	N/A
Acceleron Pharma Inc	Q4 2020 Filed on Feb 12, 2021	609	N/A
AMG Affiliated Managers Group, Inc. Financial Services	Q4 2020 Filed on Feb 12, 2021	38	$67.47 - $101.74 $2.56K - $3.87K
ALRM Alarm.Com Holdings, Inc. Technology	Q4 2020 Filed on Feb 12, 2021	203	$57.13 - $103.79 $11.6K - $21.1K
ALLK Allakos Inc. Healthcare	Q4 2020 Filed on Feb 12, 2021	464	$79.58 - $152.45 $36.9K - $70.7K
AOUT American Outdoor Brands, Inc. Consumer Cyclical	Q4 2020 Filed on Feb 12, 2021	599	$12.99 - $18.53 $7.78K - $11.1K
AU Anglogold Ashanti LTD Basic Materials	Q4 2020 Filed on Feb 12, 2021	61	$20.77 - $27.97 $1.27K - $1.71K
Apache Corp	Q4 2020 Filed on Feb 12, 2021	4,861	N/A
APOG Apogee Enterprises, Inc. Industrials	Q4 2020 Filed on Feb 12, 2021	639	$20.92 - $32.95 $13.4K - $21.1K
APEN Apollo Endosurgery, Inc. Healthcare	Q4 2020 Filed on Feb 12, 2021	5,550	$1.66 - $4.81 $9.21K - $26.7K
ARCB Arcbest Corp Industrials	Q4 2020 Filed on Feb 12, 2021	171	$29.99 - $44.99 $5.13K - $7.69K
ARNC Arconic Corp Industrials	Q4 2020 Filed on Feb 12, 2021	103	$18.83 - $30.9 $1.94K - $3.18K
ASUR Asure Software Inc Technology	Q4 2020 Filed on Feb 12, 2021	1,000	$6.95 - $8.63 $6.95K - $8.63K
AVRO Avrobio, Inc. Healthcare	Q4 2020 Filed on Feb 12, 2021	1,769	$12.79 - $17.1 $22.6K - $30.2K
Aytu Bioscience Inc	Q4 2020 Filed on Feb 12, 2021	11,435	N/A
AZUL Azul Sa Industrials	Q4 2020 Filed on Feb 12, 2021	190	$11.85 - $24.68 $2.25K - $4.69K
BZH Beazer Homes Usa Inc Consumer Cyclical	Q4 2020 Filed on Feb 12, 2021	375	$12.18 - $16.19 $4.57K - $6.07K
BJ Bj'S Wholesale Club Holdings, Inc. Consumer Defensive	Q4 2020 Filed on Feb 12, 2021	111	$37.08 - $44.55 $4.12K - $4.95K
BL Blackline, Inc. Technology	Q4 2020 Filed on Feb 12, 2021	82	$88.1 - $140.28 $7.22K - $11.5K
BGY Black Rock Enhanced International Dividend Trust Financial Services	Q4 2020 Filed on Feb 12, 2021	136	$4.97 - $5.91 $676 - $804
Blackrock Strategic Mun Tr	Q4 2020 Filed on Feb 12, 2021	1,425	N/A
BCOR Blucora, Inc. Financial Services	Q4 2020 Filed on Feb 12, 2021	150	$9.47 - $16.04 $1.42K - $2.41K
BOOT Boot Barn Holdings, Inc. Consumer Cyclical	Q4 2020 Filed on Feb 12, 2021	155	$29.38 - $43.79 $4.55K - $6.79K
Borr Drilling LTD	Q4 2020 Filed on Feb 12, 2021	400	N/A
BEP Brookfield Renewable Partners L.P. Utilities	Q4 2020 Filed on Feb 12, 2021	1,447	$34.18 - $43.15 $49.5K - $62.4K
Cadence Bancorporation	Q4 2020 Filed on Feb 12, 2021	4,442	N/A
CPB Campbell Soup CO Consumer Defensive	Q4 2020 Filed on Feb 12, 2021	81	$46.12 - $50.25 $3.74K - $4.07K
Carter Bk & Tr Martinsville	Q4 2020 Filed on Feb 12, 2021	31	N/A
CASS Cass Information Systems Inc Industrials	Q4 2020 Filed on Feb 12, 2021	56	$37.24 - $44.76 $2.09K - $2.51K
CVM Cel Sci Corp Healthcare	Q4 2020 Filed on Feb 12, 2021	725	$11.05 - $16.62 $8.01K - $12K
Central European Media Entrp	Q4 2020 Filed on Feb 12, 2021	433	N/A
CQP Cheniere Energy Partners, L.P. Energy	Q4 2020 Filed on Feb 12, 2021	740	$33.04 - $39.41 $24.4K - $29.2K
Cincinnati Bell Inc New	Q4 2020 Filed on Feb 12, 2021	108	N/A
CCO Clear Channel Outdoor Holdings, Inc. Communication Services	Q4 2020 Filed on Feb 12, 2021	500	$0.89 - $1.7 $445 - $850
Cohen & Steers Mlp Inc & Enr	Q4 2020 Filed on Feb 12, 2021	5,500	N/A
RFI Cohen & Steers Total Return Realty Fund Inc Financial Services	Q4 2020 Filed on Feb 12, 2021	700	$11.43 - $13.56 $8K - $9.49K
CHCT Community Healthcare Trust Inc Real Estate	Q4 2020 Filed on Feb 12, 2021	200	$44.76 - $50.79 $8.95K - $10.2K
Concho Res Inc	Q4 2020 Filed on Feb 12, 2021	7	N/A
Contura Energy Inc	Q4 2020 Filed on Feb 12, 2021	148	N/A
CVA Covanta Holding Corporation Industrials	Q4 2020 Filed on Feb 12, 2021	188	N/A

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