Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $3.82 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
VFMV
Vanguard Wellington Fd

ETFs
Q1 2022 Filed on May 04, 2022
2,975
$97.11 - $106.16 $289K - $316K
PFI
Invesco Exchange Traded Fd Tr

ETFs
Q1 2022 Filed on May 04, 2022
18,042
$45.4 - $54.71 $819K - $987K
IVOG
Vanguard S&P Mid Cap 400 Growt

ETFs
Q1 2022 Filed on May 04, 2022
1,470
$89.67 - $105.46 $132K - $155K
CRTO
Criteo S.A.

Communication Services
Q1 2022 Filed on May 04, 2022
26,783
$25.04 - $38.88 $671K - $1.04M
EGP
Eastgroup Properties Inc

Real Estate
Q1 2022 Filed on May 04, 2022
11,559
$184.81 - $224.78 $2.14M - $2.6M
FBND
Fidelity Merrimack Str Tr Tota

ETFs
Q1 2022 Filed on May 04, 2022
5,300
$49.44 - $52.65 $262K - $279K
MCY
Mercury General Corp

Financial Services
Q1 2022 Filed on May 04, 2022
48,689
$52.09 - $56.27 $2.54M - $2.74M
Alps ETF Tr
Q4 2021 Filed on Feb 10, 2022
16,017
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 10, 2022
131,283
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 10, 2022
72,327
N/A
Federal Rlty Invt Tr
Q4 2021 Filed on Feb 10, 2022
8,965
N/A
Firstcash Inc
Q4 2021 Filed on Feb 10, 2022
12,843
N/A
FBCG
Fidelity Covington Tr Blue Chi

ETFs
Q4 2021 Filed on Feb 10, 2022
20,250
$31.98 - $36.4 $648K - $737K
ASXC
Asensus Surgical, Inc.

Healthcare
Q4 2021 Filed on Feb 10, 2022
40,731
$1.03 - $2.31 $42K - $94.1K
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 10, 2022
15,950
N/A
Trillium Therapeutics Inc
Q4 2021 Filed on Feb 10, 2022
18,625
N/A
OIH
Vaneck ETF Tr Oil Services ETF

ETFs
Q4 2021 Filed on Feb 10, 2022
2,058
$174.93 - $227.37 $360K - $468K
General Electric CO
Q3 2021 Filed on Nov 12, 2021
90,781
N/A
GBIL
Goldman Sachs Access Treasury

ETFs
Q3 2021 Filed on Nov 12, 2021
2,775
$100.08 - $100.11 $278K - $278K
Xilinx Inc
Q3 2021 Filed on Nov 12, 2021
1,548
N/A
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 12, 2021
1,989
N/A
BNO
United States Brent Oil Fund, LP

ETFs
Q3 2021 Filed on Nov 12, 2021
31,400
$16.87 - $20.76 $530K - $652K
IBUY
Amplify ETF Tr Amplify Online

ETFs
Q3 2021 Filed on Nov 12, 2021
3,242
$109.27 - $129.35 $354K - $419K
Chiasma Inc
Q3 2021 Filed on Nov 12, 2021
10,845
N/A
Cree Inc
Q3 2021 Filed on Nov 12, 2021
6,907
N/A
GNMA
Ishares Gnma Bond ETF

ETFs
Q3 2021 Filed on Nov 12, 2021
40,537
$49.96 - $50.23 $2.03M - $2.04M
ZLAB
Zai Lab LTD

Healthcare
Q3 2021 Filed on Nov 12, 2021
3,043
$105.0 - $178.37 $320K - $543K
OR
Osisko Gold Royalties LTD

Basic Materials
Q3 2021 Filed on Nov 12, 2021
10,600
$11.07 - $14.0 $117K - $148K
FTCH
Farfetch LTD

Consumer Cyclical
Q3 2021 Filed on Nov 12, 2021
16,458
$36.9 - $50.66 $607K - $834K
PRGO
Perrigo CO PLC

Healthcare
Q3 2021 Filed on Nov 12, 2021
85,884
$39.75 - $49.17 $3.41M - $4.22M
Stamps Com Inc
Q3 2021 Filed on Nov 12, 2021
2,456
N/A
VFQY
Vanguard Wellington Fd U S Qua

ETFs
Q3 2021 Filed on Nov 12, 2021
2,464
$114.77 - $123.33 $283K - $304K
Vereit Inc
Q3 2021 Filed on Nov 12, 2021
4,672
N/A
Ishares Gold Tr
Q2 2021 Filed on Aug 12, 2021
106,016
N/A
Novan Inc
Q2 2021 Filed on Aug 12, 2021
40,224
N/A
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 12, 2021
273,355
N/A
Listed Fd Tr
Q2 2021 Filed on Aug 12, 2021
20,125
N/A
TBT
Proshares Ultrashort 20+Year T

ETFs
Q2 2021 Filed on Aug 12, 2021
12,521
$18.52 - $21.55 $232K - $270K
DQ
Daqo New Energy Corp.

Technology
Q2 2021 Filed on Aug 12, 2021
24,985
$56.48 - $91.99 $1.41M - $2.3M
UWM
Proshares Ultra Russell 2000

ETFs
Q2 2021 Filed on Aug 12, 2021
13,818
$51.16 - $61.63 $707K - $852K
TPX
Tempur Sealy International, Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 12, 2021
38,308
$35.69 - $40.64 $1.37M - $1.56M
Churchill Capital Corp Iv
Q2 2021 Filed on Aug 12, 2021
141,928
N/A
PHDG
Invesco Actively Mngd ETF Tr S

ETFs
Q2 2021 Filed on Aug 12, 2021
6,600
$33.9 - $35.87 $224K - $237K
Spdr Ser Tr
Q1 2021 Filed on May 06, 2021
1,242,012
N/A
Eaton Vance Corp
Q1 2021 Filed on May 06, 2021
12,717
N/A
FLDR
Fidelity Merrimack Str Tr Low

ETFs
Q1 2021 Filed on May 06, 2021
4,000
$50.71 - $51.03 $203K - $204K
VALT
ETF Managers Tr Etfmg Sit Ultr

ETFs
Q1 2021 Filed on May 06, 2021
8,300
$49.55 - $49.82 $411K - $414K
KALA
Kala Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 06, 2021
10,202
$6.24 - $9.58 $63.7K - $97.7K
Transenterix Inc
Q1 2021 Filed on May 06, 2021
93,231
N/A
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