Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $4.19 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Ishares Gold Tr
Q2 2021 Filed on Aug 12, 2021
106,016
N/A
Novan Inc
Q2 2021 Filed on Aug 12, 2021
40,224
N/A
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 12, 2021
273,355
N/A
Listed Fd Tr
Q2 2021 Filed on Aug 12, 2021
20,125
N/A
TBT
Proshares Ultrashort 20+Year T

ETFs
Q2 2021 Filed on Aug 12, 2021
12,521
$18.52 - $21.55 $232K - $270K
DQ
Daqo New Energy Corp.

Technology
Q2 2021 Filed on Aug 12, 2021
24,985
$56.48 - $91.99 $1.41M - $2.3M
TPX
Tempur Sealy International, Inc.

Consumer Cyclical
Q2 2021 Filed on Aug 12, 2021
38,308
$35.69 - $40.64 $1.37M - $1.56M
Churchill Capital Corp Iv
Q2 2021 Filed on Aug 12, 2021
141,928
N/A
PHDG
Invesco Actively Mngd ETF Tr S

ETFs
Q2 2021 Filed on Aug 12, 2021
6,600
$33.9 - $35.87 $224K - $237K
Spdr Ser Tr
Q1 2021 Filed on May 06, 2021
1,242,012
N/A
Eaton Vance Corp
Q1 2021 Filed on May 06, 2021
12,717
N/A
FLDR
Fidelity Merrimack Str Tr Low

ETFs
Q1 2021 Filed on May 06, 2021
4,000
$50.71 - $51.03 $203K - $204K
VALT
ETF Managers Tr Etfmg Sit Ultr

ETFs
Q1 2021 Filed on May 06, 2021
8,300
$49.55 - $49.82 $411K - $414K
KALA
Kala Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 06, 2021
10,202
$6.24 - $9.58 $63.7K - $97.7K
Transenterix Inc
Q1 2021 Filed on May 06, 2021
93,231
N/A
PRTS
Car Parts.Com, Inc.

Consumer Cyclical
Q1 2021 Filed on May 06, 2021
16,660
$12.34 - $21.87 $206K - $364K
Michaels Cos Inc
Q1 2021 Filed on May 06, 2021
28,607
N/A
ORC
Orchid Island Capital, Inc.

Real Estate
Q1 2021 Filed on May 06, 2021
35,000
$5.09 - $6.04 $178K - $211K
Wpx Energy Inc
Q1 2021 Filed on May 06, 2021
132,806
N/A
Columbia Ppty Tr Inc
Q4 2020 Filed on Feb 12, 2021
1,300
N/A
Fireeye Inc
Q4 2020 Filed on Feb 12, 2021
523
N/A
First Tr Exch Traded Fd Iii
Q4 2020 Filed on Feb 12, 2021
564
N/A
REFR
Research Frontiers Inc

Technology
Q4 2020 Filed on Feb 12, 2021
750
$2.59 - $3.06 $1.94K - $2.3K
Indexiq ETF Tr
Q4 2020 Filed on Feb 12, 2021
7,346
N/A
Blackrock Mun 2020 Term Tr
Q4 2020 Filed on Feb 12, 2021
16,122
N/A
Highpoint Res Corp
Q4 2020 Filed on Feb 12, 2021
13,526
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q4 2020 Filed on Feb 12, 2021
5,410
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
1,600
N/A
Seagate Technology PLC
Q4 2020 Filed on Feb 12, 2021
1,206
N/A
Glu Mobile Inc
Q4 2020 Filed on Feb 12, 2021
83
N/A
Unilever N V
Q4 2020 Filed on Feb 12, 2021
387
N/A
Gw Pharmaceuticals PLC
Q4 2020 Filed on Feb 12, 2021
724
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
7,981
N/A
Cloudera Inc
Q4 2020 Filed on Feb 12, 2021
2,210
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
46
N/A
Zogenix Inc
Q4 2020 Filed on Feb 12, 2021
7,643
N/A
GSV
Gold Standard Ventures Corp.

Basic Materials
Q4 2020 Filed on Feb 12, 2021
7,500
$0.63 - $0.82 $4.73K - $6.15K
AGGY
Wisdomtree Yield Enhanced U.S.

ETFs
Q4 2020 Filed on Feb 12, 2021
351
$53.28 - $53.95 $18.7K - $18.9K
SMTC
Semtech Corp

Technology
Q4 2020 Filed on Feb 12, 2021
191
$52.17 - $73.33 $9.96K - $14K
Slack Technologies Inc
Q4 2020 Filed on Feb 12, 2021
10,000
N/A
SM
Sm Energy CO

Energy
Q4 2020 Filed on Feb 12, 2021
2,000
$1.4 - $6.67 $2.8K - $13.3K
Aarons Inc
Q4 2020 Filed on Feb 12, 2021
1,905
N/A
Acceleron Pharma Inc
Q4 2020 Filed on Feb 12, 2021
609
N/A
AMG
Affiliated Managers Group, Inc.

Financial Services
Q4 2020 Filed on Feb 12, 2021
38
$67.47 - $101.74 $2.56K - $3.87K
ALRM
Alarm.Com Holdings, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
203
$57.13 - $103.79 $11.6K - $21.1K
ALLK
Allakos Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
464
$79.58 - $152.45 $36.9K - $70.7K
AOUT
American Outdoor Brands, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
599
$12.99 - $18.53 $7.78K - $11.1K
AU
Anglogold Ashanti LTD

Basic Materials
Q4 2020 Filed on Feb 12, 2021
61
$20.77 - $27.97 $1.27K - $1.71K
Apache Corp
Q4 2020 Filed on Feb 12, 2021
4,861
N/A
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