Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $4.19 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
National Oilwell Varco Inc
Q4 2020 Filed on Feb 12, 2021
316
N/A
NLTX
Neoleukin Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
840
$10.17 - $14.56 $8.54K - $12.2K
NBEVQ
Newage Inc. Com
Q4 2020 Filed on Feb 12, 2021
1,430
N/A
NGL
Ngl Energy Partners LP

Energy
Q4 2020 Filed on Feb 12, 2021
275
$2.18 - $4.34 $600 - $1.19K
Noble Energy Inc
Q4 2020 Filed on Feb 12, 2021
679
N/A
Nuance Communications Inc
Q4 2020 Filed on Feb 12, 2021
95
N/A
Nuveen Select Tax Free Incom
Q4 2020 Filed on Feb 12, 2021
2,028
N/A
OPCH
Option Care Health, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
250
$12.86 - $16.55 $3.22K - $4.14K
Osi ETF Tr
Q4 2020 Filed on Feb 12, 2021
1,509
N/A
PDSB
Pds Biotechnology Corp

Healthcare
Q4 2020 Filed on Feb 12, 2021
100
$1.91 - $2.67 $191 - $267
PRFT
Perficient Inc

Technology
Q4 2020 Filed on Feb 12, 2021
189
$38.42 - $49.1 $7.26K - $9.28K
Perspecta Inc
Q4 2020 Filed on Feb 12, 2021
181
N/A
PCG
Pg&E Corp

Utilities
Q4 2020 Filed on Feb 12, 2021
589
$9.56 - $12.82 $5.63K - $7.55K
Phillips 66 Partners LP
Q4 2020 Filed on Feb 12, 2021
445
N/A
Pimco Dynamic Cr Income Fd
Q4 2020 Filed on Feb 12, 2021
3,154
N/A
Pluralsight Inc
Q4 2020 Filed on Feb 12, 2021
1,725
N/A
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
700
N/A
CLIX
Proshares Tr Long Online/Short

ETFs
Q4 2020 Filed on Feb 12, 2021
200
$79.99 - $97.86 $16K - $19.6K
UST
Proshares Ultra 7 10 Yr Treasu

ETFs
Q4 2020 Filed on Feb 12, 2021
90
$72.95 - $75.96 $6.57K - $6.84K
TQQQ
Proshares Ultrapro Qqq

ETFs
Q4 2020 Filed on Feb 12, 2021
100
$29.36 - $45.45 $2.94K - $4.55K
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
156
N/A
USD
Proshares Ultra Semiconductors

ETFs
Q4 2020 Filed on Feb 12, 2021
50
$17.86 - $26.39 $893 - $1.32K
PRTA
Prothena Corp Public LTD CO

Healthcare
Q4 2020 Filed on Feb 12, 2021
24
$10.12 - $13.94 $243 - $335
Quidel Corp
Q4 2020 Filed on Feb 12, 2021
1,020
N/A
RXT
Rackspace Technology, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
300
$15.58 - $20.84 $4.67K - $6.25K
Reality Shs ETF Tr
Q4 2020 Filed on Feb 12, 2021
100
N/A
Realpage Inc
Q4 2020 Filed on Feb 12, 2021
75
N/A
RIBT
Rice Bran Technologies

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
1,000
$0.39 - $0.72 $390 - $720
RCKT
Rocket Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,678
$23.3 - $59.57 $85.7K - $219K
SAFE
Safehold Inc.

Real Estate
Q4 2020 Filed on Feb 12, 2021
192
$62.55 - $74.0 $12K - $14.2K
SPNS
Sapiens International Corp N V

Technology
Q4 2020 Filed on Feb 12, 2021
9,212
$27.12 - $32.82 $250K - $302K
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,139
$3.56 - $5.09 $4.05K - $5.8K
SXT
Sensient Technologies Corp

Basic Materials
Q4 2020 Filed on Feb 12, 2021
40
$58.47 - $74.98 $2.34K - $3K
SQNS
Sequans Communications

Technology
Q4 2020 Filed on Feb 12, 2021
2,310
$3.92 - $6.34 $9.06K - $14.6K
SPWH
Sportsman'S Warehouse Holdings, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
100
$11.57 - $17.92 $1.16K - $1.79K
SYBT
Stock Yards Bancorp, Inc.

Financial Services
Q4 2020 Filed on Feb 12, 2021
28
$34.17 - $43.14 $957 - $1.21K
TAL
Tal Education Group

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
1,395
$66.34 - $80.32 $92.5K - $112K
TFX
Teleflex Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
45
$318.23 - $411.57 $14.3K - $18.5K
Telefonica Brasil Sa
Q4 2020 Filed on Feb 12, 2021
95
N/A
Texas Pac Ld Tr
Q4 2020 Filed on Feb 12, 2021
20
N/A
Tortoise Acquisition Corp
Q4 2020 Filed on Feb 12, 2021
200
N/A
TROX
Tronox Holdings PLC

Basic Materials
Q4 2020 Filed on Feb 12, 2021
475
$7.91 - $14.69 $3.76K - $6.98K
TKC
Turkcell Iletisim Hizmetleri A S

Communication Services
Q4 2020 Filed on Feb 12, 2021
239
$4.41 - $5.47 $1.05K - $1.31K
TPTX
Turning Point Therapeutics, Inc.
Q4 2020 Filed on Feb 12, 2021
1,014
$87.69 - $130.94 $88.9K - $133K
USM
United States Cellular Corp

Communication Services
Q4 2020 Filed on Feb 12, 2021
700
$28.39 - $32.53 $19.9K - $22.8K
UPWK
Upwork, Inc

Industrials
Q4 2020 Filed on Feb 12, 2021
325
$18.45 - $40.49 $6K - $13.2K
USNA
Usana Health Sciences Inc

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
17
$73.72 - $85.86 $1.25K - $1.46K
BBH
Vaneck ETF Tr Biotech ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
250
$152.3 - $177.17 $38.1K - $44.3K
SMB
Vaneck Short Muni ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
266
$17.98 - $18.16 $4.78K - $4.83K
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