Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $3.82 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Pimco Dynamic Cr Income Fd
Q4 2020 Filed on Feb 12, 2021
3,154
N/A
Pluralsight Inc
Q4 2020 Filed on Feb 12, 2021
1,725
N/A
Ppd Inc
Q4 2020 Filed on Feb 12, 2021
940
N/A
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
700
N/A
CLIX
Proshares Tr Long Online/Short

ETFs
Q4 2020 Filed on Feb 12, 2021
200
$79.99 - $97.86 $16K - $19.6K
UST
Proshares Ultra 7 10 Yr Treasu

ETFs
Q4 2020 Filed on Feb 12, 2021
90
$72.95 - $75.96 $6.57K - $6.84K
TQQQ
Proshares Ultrapro Qqq

ETFs
Q4 2020 Filed on Feb 12, 2021
100
$29.36 - $45.45 $2.94K - $4.55K
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
156
N/A
USD
Proshares Ultra Semiconductors

ETFs
Q4 2020 Filed on Feb 12, 2021
50
$17.86 - $26.39 $893 - $1.32K
PRTA
Prothena Corp Public LTD CO

Healthcare
Q4 2020 Filed on Feb 12, 2021
24
$10.12 - $13.94 $243 - $335
Quidel Corp
Q4 2020 Filed on Feb 12, 2021
1,020
N/A
RXT
Rackspace Technology, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
300
$15.58 - $20.84 $4.67K - $6.25K
Reality Shs ETF Tr
Q4 2020 Filed on Feb 12, 2021
100
N/A
Realpage Inc
Q4 2020 Filed on Feb 12, 2021
75
N/A
RIBT
Rice Bran Technologies

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
1,000
$0.39 - $0.72 $390 - $720
RCKT
Rocket Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,678
$23.3 - $59.57 $85.7K - $219K
SPNS
Sapiens International Corp N V

Technology
Q4 2020 Filed on Feb 12, 2021
9,212
$27.12 - $32.82 $250K - $302K
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,139
$3.56 - $5.09 $4.05K - $5.8K
SXT
Sensient Technologies Corp

Basic Materials
Q4 2020 Filed on Feb 12, 2021
40
$58.47 - $74.98 $2.34K - $3K
SQNS
Sequans Communications

Technology
Q4 2020 Filed on Feb 12, 2021
2,310
$3.92 - $6.34 $9.06K - $14.6K
SFL
Sfl Corp Ltd.

Industrials
Q4 2020 Filed on Feb 12, 2021
200
$5.92 - $7.95 $1.18K - $1.59K
SPWH
Sportsman'S Warehouse Holdings, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
100
$11.57 - $17.92 $1.16K - $1.79K
SYBT
Stock Yards Bancorp, Inc.

Financial Services
Q4 2020 Filed on Feb 12, 2021
28
$34.17 - $43.14 $957 - $1.21K
TAL
Tal Education Group

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
1,395
$66.34 - $80.32 $92.5K - $112K
TFX
Teleflex Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
45
$318.23 - $411.57 $14.3K - $18.5K
Telefonica Brasil Sa
Q4 2020 Filed on Feb 12, 2021
95
N/A
Texas Pac Ld Tr
Q4 2020 Filed on Feb 12, 2021
20
N/A
Tortoise Acquisition Corp
Q4 2020 Filed on Feb 12, 2021
200
N/A
TROX
Tronox Holdings PLC

Basic Materials
Q4 2020 Filed on Feb 12, 2021
475
$7.91 - $14.69 $3.76K - $6.98K
TKC
Turkcell Iletisim Hizmetleri A S

Communication Services
Q4 2020 Filed on Feb 12, 2021
239
$4.41 - $5.47 $1.05K - $1.31K
TPTX
Turning Point Therapeutics, Inc.
Q4 2020 Filed on Feb 12, 2021
1,014
$87.69 - $130.94 $88.9K - $133K
USM
United States Cellular Corp

Communication Services
Q4 2020 Filed on Feb 12, 2021
700
$28.39 - $32.53 $19.9K - $22.8K
UPWK
Upwork, Inc

Industrials
Q4 2020 Filed on Feb 12, 2021
325
$18.45 - $40.49 $6K - $13.2K
USNA
Usana Health Sciences Inc

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
17
$73.72 - $85.86 $1.25K - $1.46K
BBH
Vaneck ETF Tr Biotech ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
250
$152.3 - $177.17 $38.1K - $44.3K
SMB
Vaneck Short Muni ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
266
$17.98 - $18.16 $4.78K - $4.83K
VXRT
Vaxart, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
800
$3.5 - $7.98 $2.8K - $6.38K
Vereit Inc
Q4 2020 Filed on Feb 12, 2021
3,008
N/A
VSMV
Victoryshares Us Multifactor M

ETFs
Q4 2020 Filed on Feb 12, 2021
125
$30.59 - $34.01 $3.82K - $4.25K
WSBC
Wesbanco Inc

Financial Services
Q4 2020 Filed on Feb 12, 2021
107
$21.7 - $30.76 $2.32K - $3.29K
WTMF
Wisdomtree Tr Managed Futures

ETFs
Q4 2020 Filed on Feb 12, 2021
2,950
$34.75 - $37.09 $103K - $109K
INT
World Fuel Services Corp

Energy
Q4 2020 Filed on Feb 12, 2021
66
$19.1 - $32.01 $1.26K - $2.11K
Wyndham Destinations Inc
Q4 2020 Filed on Feb 12, 2021
100
N/A
Kirkland Lake Gold LTD
Q3 2020 Filed on Nov 04, 2020
6,836
N/A
MASI
Masimo Corp

Healthcare
Q3 2020 Filed on Nov 04, 2020
7,899
$209.49 - $246.81 $1.65M - $1.95M
Oasis Petroleum Inc
Q3 2020 Filed on Nov 04, 2020
10,200
N/A
U.S. Auto Parts Network Inc
Q3 2020 Filed on Nov 04, 2020
16,465
N/A
VIRT
Virtu Financial, Inc.

Financial Services
Q3 2020 Filed on Nov 04, 2020
29,225
$21.9 - $27.74 $640K - $811K
Alps ETF Tr
Q2 2020 Filed on Aug 07, 2020
180,239
N/A
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