Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $5.11 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Ingersoll Rand PLC
Q1 2020 Filed on May 15, 2020
2,402
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 15, 2020
16,982
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 15, 2020
128,810
N/A
Mcdermott Intl Inc
Q1 2020 Filed on May 15, 2020
66,851
N/A
SHYD
Vaneck Short High Yield Muni E

ETFs
Q1 2020 Filed on May 15, 2020
22,510
$17.75 - $25.87 $400K - $582K
PUI
Invesco Exchange Traded Fd Tr

ETFs
Q1 2020 Filed on May 15, 2020
10,060
$24.07 - $37.61 $242K - $378K
HLX
Helix Energy Solutions Group Inc

Energy
Q1 2020 Filed on May 15, 2020
18,441
$1.33 - $9.66 $24.5K - $178K
LGLV
Spdr Ssga Us Large Cap Low Vol

ETFs
Q1 2020 Filed on May 15, 2020
7,500
$76.56 - $121.5 $574K - $911K
PPLT
Abrdn Platinum ETF Trust

ETFs
Q1 2020 Filed on May 15, 2020
6,700
$55.36 - $96.29 $371K - $645K
Aimmune Therapeutics Inc
Q1 2020 Filed on May 15, 2020
6,803
N/A
CRUS
Cirrus Logic, Inc.

Technology
Q1 2020 Filed on May 15, 2020
20,063
$50.55 - $86.04 $1.01M - $1.73M
UTRN
Exch Traded Concepts Tr

ETFs
Q1 2020 Filed on May 15, 2020
22,101
$16.47 - $27.18 $364K - $601K
LKNCY
Luckin Coffee Inc.

Consumer Cyclical
Q1 2020 Filed on May 15, 2020
5,475
$23.84 - $50.02 $131K - $274K
NVR
Nvr Inc

Consumer Cyclical
Q1 2020 Filed on May 15, 2020
559
$2175.0 - $4037.77 $1.22M - $2.26M
Bb&T Corp
Q4 2019 Filed on Feb 12, 2020
14,071
N/A
Celgene Corp
Q4 2019 Filed on Feb 12, 2020
2,295
N/A
Transenterix Inc
Q4 2019 Filed on Feb 12, 2020
208,600
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 12, 2020
111,525
N/A
Cbs Corp New
Q4 2019 Filed on Feb 12, 2020
10,797
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 12, 2020
22,005
N/A
LL
Ll Flooring Holdings, Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 12, 2020
13,501
$8.35 - $11.18 $113K - $151K
Pyxus Intl Inc
Q4 2019 Filed on Feb 12, 2020
16,000
N/A
HCAT
Health Catalyst, Inc.

Healthcare
Q4 2019 Filed on Feb 12, 2020
6,500
$26.44 - $40.63 $172K - $264K
Apollo Global Mgmt LLC
Q3 2019 Filed on Oct 22, 2019
51,913
N/A
Blackstone Group L P
Q3 2019 Filed on Oct 22, 2019
53,840
N/A
Harris Corp Del
Q3 2019 Filed on Oct 22, 2019
3,831
N/A
Liberty Media Corp
Q3 2019 Filed on Oct 22, 2019
30,000
N/A
VIOT
Viomi Technology Co., LTD

Consumer Cyclical
Q3 2019 Filed on Oct 22, 2019
13,500
$7.7 - $9.47 $104K - $128K
First Data Corp New
Q3 2019 Filed on Oct 22, 2019
7,086
N/A
Spdr Series Trust
Q2 2019 Filed on Aug 14, 2019
6,571
N/A
Contravir Pharmaceuticals In
Q2 2019 Filed on Aug 14, 2019
16,323
N/A
Briggs & Stratton Corp
Q2 2019 Filed on Aug 14, 2019
10,900
N/A
RWT
Redwood Trust Inc

Real Estate
Q2 2019 Filed on Aug 14, 2019
12,245
$15.91 - $16.53 $195K - $202K
Dowdupont Inc
Q4 2018 Filed on Feb 13, 2019
36,830
N/A
Energy Transfer Partners LP
Q4 2018 Filed on Feb 13, 2019
27,226
N/A
IOO
Ishares Tr Global 100 ETF

ETFs
Q4 2018 Filed on Feb 13, 2019
4,400
N/A
Praxair Inc
Q4 2018 Filed on Feb 13, 2019
1,586
N/A
Rockwell Collins Inc
Q4 2018 Filed on Feb 13, 2019
2,543
N/A
Senior Hsg Pptys Tr
Q4 2018 Filed on Feb 13, 2019
15,815
N/A
Spirit Rlty Cap Inc New
Q4 2018 Filed on Feb 13, 2019
10,270
N/A
China Mobile Limited
Q4 2018 Filed on Feb 13, 2019
8,200
N/A
Corporate Cap Tr Inc
Q4 2018 Filed on Feb 13, 2019
42,467
N/A
Red Hat Inc
Q4 2018 Filed on Feb 13, 2019
2,856
N/A
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 13, 2019
7,089
N/A
DBE
Invesco Db Energy Fund

ETFs
Q4 2018 Filed on Feb 13, 2019
11,050
$12.16 - $18.74 $134K - $207K
Invesco Exch Trd Slf Idx Fd
Q4 2018 Filed on Feb 13, 2019
110,261
N/A
Invesco Exchng Traded Fd Tr
Q4 2018 Filed on Feb 13, 2019
7,899
N/A
RRC
Range Resources Corp

Energy
Q4 2018 Filed on Feb 13, 2019
22,210
$9.42 - $18.48 $209K - $410K
SIG
Signet Jewelers LTD

Consumer Cyclical
Q4 2018 Filed on Feb 13, 2019
4,237
$29.34 - $64.96 $124K - $275K
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