Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

$5.11 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Advanced Micro Devices Inc	Q4 2018 Filed on Feb 13, 2019	500	N/A
Anadarko Pete Corp	Q4 2018 Filed on Feb 13, 2019	3,064	N/A
BPT Bp Prudhoe Bay Royalty Trust Energy	Q4 2018 Filed on Feb 13, 2019	7,154	$17.0 - $36.75 $122K - $263K
Micron Technology Inc	Q4 2018 Filed on Feb 13, 2019	500	N/A
Comstock Res Inc	Q3 2018 Filed on Oct 25, 2018	135,223	N/A
Kkr & CO L P Del	Q3 2018 Filed on Oct 25, 2018	35,518	N/A
Scana Corp New	Q3 2018 Filed on Oct 25, 2018	7,279	N/A
Vaneck Vectors ETF Tr	Q3 2018 Filed on Oct 25, 2018	10,901	N/A
ASTC Astrotech Corp Industrials	Q3 2018 Filed on Oct 25, 2018	15,192	$2.77 - $5.59 $42.1K - $84.9K
Encana Corp	Q3 2018 Filed on Oct 25, 2018	15,655	N/A
FLEX Flex Ltd. Technology	Q3 2018 Filed on Oct 25, 2018	12,737	$12.9 - $15.25 $164K - $194K
Xcerra Corp	Q3 2018 Filed on Oct 25, 2018	14,203	N/A
Callon Pete CO Del	Q3 2018 Filed on Oct 25, 2018	10,636	N/A
Dr Pepper Snapple Group Inc	Q3 2018 Filed on Oct 25, 2018	1,662	N/A
EELV Invesco ETF Tr Ii S&P Emerging ETFs	Q3 2018 Filed on Oct 25, 2018	8,855	$24.0 - $25.53 $213K - $226K
Kemet Corp	Q3 2018 Filed on Oct 25, 2018	8,096	N/A
Wgl Hldgs Inc	Q3 2018 Filed on Oct 25, 2018	2,800	N/A
Alps ETF Tr	Q2 2018 Filed on Jul 18, 2018	15,570	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	39,300	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	82,700	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	116,650	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	122,094	N/A
Contravir Pharmaceuticals In	Q2 2018 Filed on Jul 18, 2018	165,600	N/A
MITK Mitek Systems Inc Technology	Q2 2018 Filed on Jul 18, 2018	50,000	$7.23 - $9.45 $362K - $472K
Monsanto CO New	Q2 2018 Filed on Jul 18, 2018	3,013	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	21,560	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	11,225	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	148,082	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	24,219	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	31,388	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 18, 2018	741,514	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	698,178	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	112,803	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	28,577	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	12,113	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	1,932	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	7,047	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 18, 2018	13,974	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	132,814	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	193,333	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	36,790	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Jul 18, 2018	64,499	N/A
Powershares Qqq Trust	Q2 2018 Filed on Jul 18, 2018	66,687	N/A
Rydex ETF Trust	Q2 2018 Filed on Jul 18, 2018	23,150	N/A
Seadrill Limited	Q2 2018 Filed on Jul 18, 2018	31,440	N/A
Time Warner Inc	Q2 2018 Filed on Jul 18, 2018	3,557	N/A
Trovagene Inc	Q2 2018 Filed on Jul 18, 2018	127,350	N/A
Windstream Hldgs Inc	Q2 2018 Filed on Jul 18, 2018	10,077	N/A
Powershares Global ETF Fd	Q2 2018 Filed on Jul 18, 2018	42,158	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 18, 2018	17,600	N/A

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