Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

$4.19 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Celgene Corp	Q4 2019 Filed on Feb 12, 2020	2,295	N/A
IIM Invesco Value Municipal Income Trust Financial Services	Q4 2019 Filed on Feb 12, 2020	25,422	$15.29 - $15.6 $389K - $397K
Transenterix Inc	Q4 2019 Filed on Feb 12, 2020	208,600	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2019 Filed on Feb 12, 2020	111,525	N/A
Cbs Corp New	Q4 2019 Filed on Feb 12, 2020	10,797	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2019 Filed on Feb 12, 2020	22,005	N/A
LL Ll Flooring Holdings, Inc. Consumer Cyclical	Q4 2019 Filed on Feb 12, 2020	13,501	$8.35 - $11.18 $113K - $151K
Pyxus Intl Inc	Q4 2019 Filed on Feb 12, 2020	16,000	N/A
HCAT Health Catalyst, Inc. Healthcare	Q4 2019 Filed on Feb 12, 2020	6,500	$26.44 - $40.63 $172K - $264K
Apollo Global Mgmt LLC	Q3 2019 Filed on Oct 22, 2019	51,913	N/A
Blackstone Group L P	Q3 2019 Filed on Oct 22, 2019	53,840	N/A
Harris Corp Del	Q3 2019 Filed on Oct 22, 2019	3,831	N/A
Liberty Media Corp	Q3 2019 Filed on Oct 22, 2019	30,000	N/A
VIOT Viomi Technology Co., LTD Consumer Cyclical	Q3 2019 Filed on Oct 22, 2019	13,500	$7.7 - $9.47 $104K - $128K
First Data Corp New	Q3 2019 Filed on Oct 22, 2019	7,086	N/A
Spdr Series Trust	Q2 2019 Filed on Aug 14, 2019	6,571	N/A
Contravir Pharmaceuticals In	Q2 2019 Filed on Aug 14, 2019	16,323	N/A
Briggs & Stratton Corp	Q2 2019 Filed on Aug 14, 2019	10,900	N/A
RWT Redwood Trust Inc Real Estate	Q2 2019 Filed on Aug 14, 2019	12,245	$15.91 - $16.53 $195K - $202K
Dowdupont Inc	Q4 2018 Filed on Feb 13, 2019	36,830	N/A
Energy Transfer Partners LP	Q4 2018 Filed on Feb 13, 2019	27,226	N/A
IOO Ishares Tr Global 100 ETF ETFs	Q4 2018 Filed on Feb 13, 2019	4,400	N/A
Praxair Inc	Q4 2018 Filed on Feb 13, 2019	1,586	N/A
Rockwell Collins Inc	Q4 2018 Filed on Feb 13, 2019	2,543	N/A
Senior Hsg Pptys Tr	Q4 2018 Filed on Feb 13, 2019	15,815	N/A
Spirit Rlty Cap Inc New	Q4 2018 Filed on Feb 13, 2019	10,270	N/A
China Mobile Limited	Q4 2018 Filed on Feb 13, 2019	8,200	N/A
Corporate Cap Tr Inc	Q4 2018 Filed on Feb 13, 2019	42,467	N/A
Red Hat Inc	Q4 2018 Filed on Feb 13, 2019	2,856	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 13, 2019	7,089	N/A
DBE Invesco Db Energy Fund ETFs	Q4 2018 Filed on Feb 13, 2019	11,050	$12.16 - $18.74 $134K - $207K
Invesco Exch Trd Slf Idx Fd	Q4 2018 Filed on Feb 13, 2019	110,261	N/A
Invesco Exchng Traded Fd Tr	Q4 2018 Filed on Feb 13, 2019	7,899	N/A
RRC Range Resources Corp Energy	Q4 2018 Filed on Feb 13, 2019	22,210	$9.42 - $18.48 $209K - $410K
SIG Signet Jewelers LTD Consumer Cyclical	Q4 2018 Filed on Feb 13, 2019	4,237	$29.34 - $64.96 $124K - $275K
Advanced Micro Devices Inc	Q4 2018 Filed on Feb 13, 2019	500	N/A
Anadarko Pete Corp	Q4 2018 Filed on Feb 13, 2019	3,064	N/A
BPT Bp Prudhoe Bay Royalty Trust Energy	Q4 2018 Filed on Feb 13, 2019	7,154	$17.0 - $36.75 $122K - $263K
Micron Technology Inc	Q4 2018 Filed on Feb 13, 2019	500	N/A
Comstock Res Inc	Q3 2018 Filed on Oct 25, 2018	135,223	N/A
Kkr & CO L P Del	Q3 2018 Filed on Oct 25, 2018	35,518	N/A
Scana Corp New	Q3 2018 Filed on Oct 25, 2018	7,279	N/A
Vaneck Vectors ETF Tr	Q3 2018 Filed on Oct 25, 2018	10,901	N/A
ASTC Astrotech Corp Industrials	Q3 2018 Filed on Oct 25, 2018	15,192	$2.77 - $5.59 $42.1K - $84.9K
Encana Corp	Q3 2018 Filed on Oct 25, 2018	15,655	N/A
FLEX Flex Ltd. Technology	Q3 2018 Filed on Oct 25, 2018	12,737	$12.9 - $15.25 $164K - $194K
Xcerra Corp	Q3 2018 Filed on Oct 25, 2018	14,203	N/A
Callon Pete CO Del	Q3 2018 Filed on Oct 25, 2018	10,636	N/A
Dr Pepper Snapple Group Inc	Q3 2018 Filed on Oct 25, 2018	1,662	N/A
EELV Invesco ETF Tr Ii S&P Emerging ETFs	Q3 2018 Filed on Oct 25, 2018	8,855	$24.0 - $25.53 $213K - $226K

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