Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $3.82 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
ABR
Arbor Realty Trust Inc

Real Estate
Q2 2020 Filed on Aug 07, 2020
13,336
$4.06 - $11.0 $54.1K - $147K
Chesapeake Energy Corp
Q2 2020 Filed on Aug 07, 2020
48,479
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 07, 2020
82,481
N/A
Global X Fds
Q2 2020 Filed on Aug 07, 2020
80,061
N/A
Raytheon CO
Q2 2020 Filed on Aug 07, 2020
4,669
N/A
United Technologies Corp
Q2 2020 Filed on Aug 07, 2020
24,726
N/A
Allergan PLC
Q2 2020 Filed on Aug 07, 2020
4,319
N/A
Nuveen All Cap Ene Mlp Oppo
Q2 2020 Filed on Aug 07, 2020
31,336
N/A
Sprint Corporation
Q2 2020 Filed on Aug 07, 2020
18,405
N/A
United States Oil Fund LP
Q2 2020 Filed on Aug 07, 2020
509,196
N/A
Trovagene Inc
Q2 2020 Filed on Aug 07, 2020
23,270
N/A
MYOV
Myovant Sciences Ltd.

Healthcare
Q2 2020 Filed on Aug 07, 2020
10,643
$7.34 - $20.84 $78.1K - $222K
Stemline Therapeutics Inc
Q2 2020 Filed on Aug 07, 2020
21,100
N/A
MLN
Vaneck Long Muni ETF

ETFs
Q2 2020 Filed on Aug 07, 2020
9,811
$19.24 - $21.15 $189K - $208K
AMED
Amedisys Inc

Healthcare
Q2 2020 Filed on Aug 07, 2020
9,320
$169.77 - $213.81 $1.58M - $1.99M
Carolina Finl Corp New
Q2 2020 Filed on Aug 07, 2020
11,991
N/A
VIPS
Vipshop Holdings LTD

Consumer Cyclical
Q2 2020 Filed on Aug 07, 2020
11,601
$14.11 - $21.19 $164K - $246K
Carlyle Group L P
Q1 2020 Filed on May 15, 2020
139,310
N/A
Carolina Tr Bancshares Inc
Q1 2020 Filed on May 15, 2020
39,357
N/A
Centerstate Bk Corp
Q1 2020 Filed on May 15, 2020
13,125
N/A
Iberiabank Corp
Q1 2020 Filed on May 15, 2020
2,925
N/A
Ingersoll Rand PLC
Q1 2020 Filed on May 15, 2020
2,402
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 15, 2020
16,982
N/A
Invesco Exchng Traded Fd Tr
Q1 2020 Filed on May 15, 2020
128,810
N/A
Mcdermott Intl Inc
Q1 2020 Filed on May 15, 2020
66,851
N/A
SHYD
Vaneck Short High Yield Muni E

ETFs
Q1 2020 Filed on May 15, 2020
22,510
$17.75 - $25.87 $400K - $582K
PUI
Invesco Exchange Traded Fd Tr

ETFs
Q1 2020 Filed on May 15, 2020
10,060
$24.07 - $37.61 $242K - $378K
HLX
Helix Energy Solutions Group Inc

Energy
Q1 2020 Filed on May 15, 2020
18,441
$1.33 - $9.66 $24.5K - $178K
LGLV
Spdr Ssga Us Large Cap Low Vol

ETFs
Q1 2020 Filed on May 15, 2020
7,500
$76.56 - $121.5 $574K - $911K
PPLT
Abrdn Platinum ETF Trust

ETFs
Q1 2020 Filed on May 15, 2020
6,700
$55.36 - $96.29 $371K - $645K
Aimmune Therapeutics Inc
Q1 2020 Filed on May 15, 2020
6,803
N/A
CRUS
Cirrus Logic, Inc.

Technology
Q1 2020 Filed on May 15, 2020
20,063
$50.55 - $86.04 $1.01M - $1.73M
UTRN
Exch Traded Concepts Tr

ETFs
Q1 2020 Filed on May 15, 2020
22,101
$16.47 - $27.18 $364K - $601K
LKNCY
Luckin Coffee Inc.

Consumer Cyclical
Q1 2020 Filed on May 15, 2020
5,475
$23.84 - $50.02 $131K - $274K
NVR
Nvr Inc

Consumer Cyclical
Q1 2020 Filed on May 15, 2020
559
$2175.0 - $4037.77 $1.22M - $2.26M
Bb&T Corp
Q4 2019 Filed on Feb 12, 2020
14,071
N/A
Celgene Corp
Q4 2019 Filed on Feb 12, 2020
2,295
N/A
IIM
Invesco Value Municipal Income Trust

Financial Services
Q4 2019 Filed on Feb 12, 2020
25,422
$15.29 - $15.6 $389K - $397K
Transenterix Inc
Q4 2019 Filed on Feb 12, 2020
208,600
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 12, 2020
111,525
N/A
Cbs Corp New
Q4 2019 Filed on Feb 12, 2020
10,797
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 12, 2020
22,005
N/A
LL
Ll Flooring Holdings, Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 12, 2020
13,501
$8.35 - $11.18 $113K - $151K
Pyxus Intl Inc
Q4 2019 Filed on Feb 12, 2020
16,000
N/A
HCAT
Health Catalyst, Inc.

Healthcare
Q4 2019 Filed on Feb 12, 2020
6,500
$26.44 - $40.63 $172K - $264K
Apollo Global Mgmt LLC
Q3 2019 Filed on Oct 22, 2019
51,913
N/A
Blackstone Group L P
Q3 2019 Filed on Oct 22, 2019
53,840
N/A
Harris Corp Del
Q3 2019 Filed on Oct 22, 2019
3,831
N/A
Liberty Media Corp
Q3 2019 Filed on Oct 22, 2019
30,000
N/A
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