Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $4.19 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
First Tr Exch Trd Alphdx Fd
Q4 2020 Filed on Feb 12, 2021
71
N/A
FAN
First Tr Exchange Traded Fd Ii
Q4 2020 Filed on Feb 12, 2021
1,474
N/A
ERM
First Tr ETF Viii Equitycompas

ETFs
Q4 2020 Filed on Feb 12, 2021
1,022
$17.3 - $20.94 $17.7K - $21.4K
DJUN
First Tr Ex Trd Viii Cboe Vest

Technology
Q4 2020 Filed on Feb 12, 2021
500
$31.06 - $32.45 $15.5K - $16.2K
Fitbit Inc
Q4 2020 Filed on Feb 12, 2021
100
N/A
Flir Sys Inc
Q4 2020 Filed on Feb 12, 2021
21
N/A
LAB
Standard Biotools Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
640
$5.45 - $8.65 $3.49K - $5.54K
Forterra Inc
Q4 2020 Filed on Feb 12, 2021
743
N/A
FLHY
Franklin Templeton ETF Tr Libe

ETFs
Q4 2020 Filed on Feb 12, 2021
200
$25.37 - $26.62 $5.07K - $5.32K
GLPG
Galapagos Nv

Healthcare
Q4 2020 Filed on Feb 12, 2021
308
$96.85 - $148.25 $29.8K - $45.7K
GGN
Gamco Global Gold, Natural Resources & Income Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
2,500
$3.27 - $3.58 $8.18K - $8.95K
Gci Liberty Inc
Q4 2020 Filed on Feb 12, 2021
26
N/A
GNUS
Genius Brands International, Inc.

Communication Services
Q4 2020 Filed on Feb 12, 2021
2,793
$1.03 - $1.83 $2.88K - $5.11K
GNPX
Genprex, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,000
$3.03 - $5.51 $3.03K - $5.51K
GBT
Global Blood Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,633
$37.65 - $63.77 $61.5K - $104K
GRPN
Groupon, Inc.

Communication Services
Q4 2020 Filed on Feb 12, 2021
560
$19.25 - $39.99 $10.8K - $22.4K
HALL
Hallmark Financial Services Inc

Financial Services
Q4 2020 Filed on Feb 12, 2021
83
$2.67 - $3.69 $222 - $306
Hd Supply Hldgs Inc
Q4 2020 Filed on Feb 12, 2021
500
N/A
HCSG
Healthcare Services Group Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
70
$21.73 - $28.1 $1.52K - $1.97K
HRTX
Heron Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
7,042
$14.61 - $22.14 $103K - $156K
HESM
Hess Midstream LP

Energy
Q4 2020 Filed on Feb 12, 2021
435
$14.94 - $21.75 $6.5K - $9.46K
HRC
Hill Rom Holdings, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
200
N/A
Ihs Markit LTD
Q4 2020 Filed on Feb 12, 2021
181
N/A
Immunomedics Inc
Q4 2020 Filed on Feb 12, 2021
1,190
N/A
QMN
Iq Hedge Market Neutral ETF
Q4 2020 Filed on Feb 12, 2021
3,016
N/A
INMB
Inmune Bio, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
175
$7.51 - $17.22 $1.31K - $3.01K
Inphi Corp
Q4 2020 Filed on Feb 12, 2021
440
N/A
INSG
Inseego Corp.

Technology
Q4 2020 Filed on Feb 12, 2021
4,270
$8.38 - $17.75 $35.8K - $75.8K
VKI
Invesco Advantage Municipal Income Trust Ii

Financial Services
Q4 2020 Filed on Feb 12, 2021
462
$10.63 - $11.53 $4.91K - $5.33K
DGL
Invesco Db Gold Fund

ETFs
Q4 2020 Filed on Feb 12, 2021
500
$51.82 - $57.1 $25.9K - $28.6K
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
400
N/A
AGZ
Ishares Agency Bond ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
784
$119.34 - $121.14 $93.6K - $95K
EPU
Ishares Msci Peru ETF
Q4 2020 Filed on Feb 12, 2021
8
N/A
JELD
Jeld Wen Holding, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
150
$20.87 - $26.74 $3.13K - $4.01K
KSU
Kansas City Southern

Industrials
Q4 2020 Filed on Feb 12, 2021
529
N/A
KOS
Kosmos Energy Ltd.

Energy
Q4 2020 Filed on Feb 12, 2021
500
$0.98 - $2.51 $490 - $1.26K
L Brands Inc
Q4 2020 Filed on Feb 12, 2021
38
N/A
LAZ
Lazard LTD

Financial Services
Q4 2020 Filed on Feb 12, 2021
85
$33.1 - $42.3 $2.81K - $3.6K
WINC
Legg Mason ETF Invt Tr Westn A

ETFs
Q4 2020 Filed on Feb 12, 2021
4,380
$25.5 - $26.3 $112K - $115K
Livongo Health Inc
Q4 2020 Filed on Feb 12, 2021
265
N/A
Loral Space & Communicatns I
Q4 2020 Filed on Feb 12, 2021
13
N/A
MGTA
Magenta Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,455
$6.1 - $7.94 $21.1K - $27.4K
MMLP
Martin Midstream Partners L.P.

Energy
Q4 2020 Filed on Feb 12, 2021
600
$1.15 - $1.99 $690 - $1.19K
Maxim Integrated Prods Inc
Q4 2020 Filed on Feb 12, 2021
397
N/A
Mobile Telesystems Pjsc
Q4 2020 Filed on Feb 12, 2021
355
N/A
Momenta Pharmaceuticals Inc
Q4 2020 Filed on Feb 12, 2021
323
N/A
Momo Inc
Q4 2020 Filed on Feb 12, 2021
39
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
223
N/A
Myokardia Inc
Q4 2020 Filed on Feb 12, 2021
1,171
N/A
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