Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $5.11 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
EPU
Ishares Msci Peru ETF
Q4 2020 Filed on Feb 12, 2021
8
N/A
JELD
Jeld Wen Holding, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
150
$20.87 - $26.74 $3.13K - $4.01K
KSU
Kansas City Southern

Industrials
Q4 2020 Filed on Feb 12, 2021
529
N/A
KOS
Kosmos Energy Ltd.

Energy
Q4 2020 Filed on Feb 12, 2021
500
$0.98 - $2.51 $490 - $1.26K
L Brands Inc
Q4 2020 Filed on Feb 12, 2021
38
N/A
LAZ
Lazard LTD

Financial Services
Q4 2020 Filed on Feb 12, 2021
85
$33.1 - $42.3 $2.81K - $3.6K
WINC
Legg Mason ETF Invt Tr Westn A

ETFs
Q4 2020 Filed on Feb 12, 2021
4,380
$25.5 - $26.3 $112K - $115K
Livongo Health Inc
Q4 2020 Filed on Feb 12, 2021
265
N/A
Loral Space & Communicatns I
Q4 2020 Filed on Feb 12, 2021
13
N/A
MGTA
Magenta Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,455
$6.1 - $7.94 $21.1K - $27.4K
MMLP
Martin Midstream Partners L.P.

Energy
Q4 2020 Filed on Feb 12, 2021
600
$1.15 - $1.99 $690 - $1.19K
Maxim Integrated Prods Inc
Q4 2020 Filed on Feb 12, 2021
397
N/A
Mobile Telesystems Pjsc
Q4 2020 Filed on Feb 12, 2021
355
N/A
Momenta Pharmaceuticals Inc
Q4 2020 Filed on Feb 12, 2021
323
N/A
Momo Inc
Q4 2020 Filed on Feb 12, 2021
39
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
223
N/A
National Oilwell Varco Inc
Q4 2020 Filed on Feb 12, 2021
316
N/A
NLTX
Neoleukin Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
840
$10.17 - $14.56 $8.54K - $12.2K
NBEVQ
Newage Inc. Com
Q4 2020 Filed on Feb 12, 2021
1,430
N/A
NGL
Ngl Energy Partners LP

Energy
Q4 2020 Filed on Feb 12, 2021
275
$2.18 - $4.34 $600 - $1.19K
Noble Energy Inc
Q4 2020 Filed on Feb 12, 2021
679
N/A
Nuance Communications Inc
Q4 2020 Filed on Feb 12, 2021
95
N/A
Nuveen Select Tax Free Incom
Q4 2020 Filed on Feb 12, 2021
2,028
N/A
OPCH
Option Care Health, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
250
$12.86 - $16.55 $3.22K - $4.14K
Osi ETF Tr
Q4 2020 Filed on Feb 12, 2021
1,509
N/A
PDSB
Pds Biotechnology Corp

Healthcare
Q4 2020 Filed on Feb 12, 2021
100
$1.91 - $2.67 $191 - $267
PRFT
Perficient Inc

Technology
Q4 2020 Filed on Feb 12, 2021
189
$38.42 - $49.1 $7.26K - $9.28K
Perspecta Inc
Q4 2020 Filed on Feb 12, 2021
181
N/A
PCG
Pg&E Corp

Utilities
Q4 2020 Filed on Feb 12, 2021
589
$9.56 - $12.82 $5.63K - $7.55K
Phillips 66 Partners LP
Q4 2020 Filed on Feb 12, 2021
445
N/A
Pimco Dynamic Cr Income Fd
Q4 2020 Filed on Feb 12, 2021
3,154
N/A
Pluralsight Inc
Q4 2020 Filed on Feb 12, 2021
1,725
N/A
Ppd Inc
Q4 2020 Filed on Feb 12, 2021
940
N/A
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
700
N/A
CLIX
Proshares Tr Long Online/Short

ETFs
Q4 2020 Filed on Feb 12, 2021
200
$79.99 - $97.86 $16K - $19.6K
UST
Proshares Ultra 7 10 Yr Treasu

ETFs
Q4 2020 Filed on Feb 12, 2021
90
$72.95 - $75.96 $6.57K - $6.84K
Proshares Tr
Q4 2020 Filed on Feb 12, 2021
156
N/A
USD
Proshares Ultra Semiconductors

ETFs
Q4 2020 Filed on Feb 12, 2021
50
$17.86 - $26.39 $893 - $1.32K
Quidel Corp
Q4 2020 Filed on Feb 12, 2021
1,020
N/A
RXT
Rackspace Technology, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
300
$15.58 - $20.84 $4.67K - $6.25K
Reality Shs ETF Tr
Q4 2020 Filed on Feb 12, 2021
100
N/A
Realpage Inc
Q4 2020 Filed on Feb 12, 2021
75
N/A
RIBT
Rice Bran Technologies

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
1,000
$0.39 - $0.72 $390 - $720
RCKT
Rocket Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,678
$23.3 - $59.57 $85.7K - $219K
SAFE
Safehold Inc.

Real Estate
Q4 2020 Filed on Feb 12, 2021
192
$62.55 - $74.0 $12K - $14.2K
SPNS
Sapiens International Corp N V

Technology
Q4 2020 Filed on Feb 12, 2021
9,212
$27.12 - $32.82 $250K - $302K
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,139
$3.56 - $5.09 $4.05K - $5.8K
SXT
Sensient Technologies Corp

Basic Materials
Q4 2020 Filed on Feb 12, 2021
40
$58.47 - $74.98 $2.34K - $3K
SQNS
Sequans Communications

Technology
Q4 2020 Filed on Feb 12, 2021
2,310
$3.92 - $6.34 $9.06K - $14.6K
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