Prospera Financial Services Inc Closed Holding Positions

Prospera Financial Services Inc

  • $3.82 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
PRTS
Car Parts.Com, Inc.

Consumer Cyclical
Q1 2021 Filed on May 06, 2021
16,660
$12.34 - $21.87 $206K - $364K
FXA
Invesco Currency Shares Australian Dollar Trust

ETFs
Q1 2021 Filed on May 06, 2021
4,048
$75.44 - $79.34 $305K - $321K
Michaels Cos Inc
Q1 2021 Filed on May 06, 2021
28,607
N/A
ORC
Orchid Island Capital, Inc.

Real Estate
Q1 2021 Filed on May 06, 2021
35,000
$5.09 - $6.04 $178K - $211K
Wpx Energy Inc
Q1 2021 Filed on May 06, 2021
132,806
N/A
Columbia Ppty Tr Inc
Q4 2020 Filed on Feb 12, 2021
1,300
N/A
Fireeye Inc
Q4 2020 Filed on Feb 12, 2021
523
N/A
First Tr Exch Traded Fd Iii
Q4 2020 Filed on Feb 12, 2021
564
N/A
REFR
Research Frontiers Inc

Technology
Q4 2020 Filed on Feb 12, 2021
750
$2.59 - $3.06 $1.94K - $2.3K
Indexiq ETF Tr
Q4 2020 Filed on Feb 12, 2021
7,346
N/A
Blackrock Mun 2020 Term Tr
Q4 2020 Filed on Feb 12, 2021
16,122
N/A
Highpoint Res Corp
Q4 2020 Filed on Feb 12, 2021
13,526
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q4 2020 Filed on Feb 12, 2021
5,410
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
1,600
N/A
Seagate Technology PLC
Q4 2020 Filed on Feb 12, 2021
1,206
N/A
Glu Mobile Inc
Q4 2020 Filed on Feb 12, 2021
83
N/A
Gw Pharmaceuticals PLC
Q4 2020 Filed on Feb 12, 2021
724
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
7,981
N/A
Cloudera Inc
Q4 2020 Filed on Feb 12, 2021
2,210
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
46
N/A
Zogenix Inc
Q4 2020 Filed on Feb 12, 2021
7,643
N/A
GSV
Gold Standard Ventures Corp.

Basic Materials
Q4 2020 Filed on Feb 12, 2021
7,500
$0.63 - $0.82 $4.73K - $6.15K
AGGY
Wisdomtree Yield Enhanced U.S.

ETFs
Q4 2020 Filed on Feb 12, 2021
351
$53.28 - $53.95 $18.7K - $18.9K
SMTC
Semtech Corp

Technology
Q4 2020 Filed on Feb 12, 2021
191
$52.17 - $73.33 $9.96K - $14K
Slack Technologies Inc
Q4 2020 Filed on Feb 12, 2021
10,000
N/A
SM
Sm Energy CO

Energy
Q4 2020 Filed on Feb 12, 2021
2,000
$1.4 - $6.67 $2.8K - $13.3K
Aarons Inc
Q4 2020 Filed on Feb 12, 2021
1,905
N/A
Acceleron Pharma Inc
Q4 2020 Filed on Feb 12, 2021
609
N/A
AMG
Affiliated Managers Group, Inc.

Financial Services
Q4 2020 Filed on Feb 12, 2021
38
$67.47 - $101.74 $2.56K - $3.87K
ALRM
Alarm.Com Holdings, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
203
$57.13 - $103.79 $11.6K - $21.1K
ALLK
Allakos Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
464
$79.58 - $152.45 $36.9K - $70.7K
AOUT
American Outdoor Brands, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
599
$12.99 - $18.53 $7.78K - $11.1K
AU
Anglogold Ashanti LTD

Basic Materials
Q4 2020 Filed on Feb 12, 2021
61
$20.77 - $27.97 $1.27K - $1.71K
Apache Corp
Q4 2020 Filed on Feb 12, 2021
4,861
N/A
APOG
Apogee Enterprises, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
639
$20.92 - $32.95 $13.4K - $21.1K
APEN
Apollo Endosurgery, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
5,550
$1.66 - $4.81 $9.21K - $26.7K
ARCB
Arcbest Corp

Industrials
Q4 2020 Filed on Feb 12, 2021
171
$29.99 - $44.99 $5.13K - $7.69K
ARNC
Arconic Corp

Industrials
Q4 2020 Filed on Feb 12, 2021
103
$18.83 - $30.9 $1.94K - $3.18K
ASUR
Asure Software Inc

Technology
Q4 2020 Filed on Feb 12, 2021
1,000
$6.95 - $8.63 $6.95K - $8.63K
AVRO
Avrobio, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
1,769
$12.79 - $17.1 $22.6K - $30.2K
Aytu Bioscience Inc
Q4 2020 Filed on Feb 12, 2021
11,435
N/A
AZUL
Azul Sa

Industrials
Q4 2020 Filed on Feb 12, 2021
190
$11.85 - $24.68 $2.25K - $4.69K
BZH
Beazer Homes Usa Inc

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
375
$12.18 - $16.19 $4.57K - $6.07K
BJ
Bj'S Wholesale Club Holdings, Inc.

Consumer Defensive
Q4 2020 Filed on Feb 12, 2021
111
$37.08 - $44.55 $4.12K - $4.95K
BL
Blackline, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
82
$88.1 - $140.28 $7.22K - $11.5K
BGY
Black Rock Enhanced International Dividend Trust

Financial Services
Q4 2020 Filed on Feb 12, 2021
136
$4.97 - $5.91 $676 - $804
Blackrock Strategic Mun Tr
Q4 2020 Filed on Feb 12, 2021
1,425
N/A
BCOR
Blucora, Inc.

Financial Services
Q4 2020 Filed on Feb 12, 2021
150
$9.47 - $16.04 $1.42K - $2.41K
BOOT
Boot Barn Holdings, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
155
$29.38 - $43.79 $4.55K - $6.79K
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