Provenance Wealth Advisors, LLC Guggenheim Active Allocation Fund Transaction History

Provenance Wealth Advisors, LLC

$774 Billion
Q3 2025

Shares

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2025 Aug 15, 2025	SELL	$14.92 - $15.9 $5,386 - $5,739	-361 Closed	0 $0
Q3 2024 Aug 15, 2025	BUY	$15.15 - $16.65 $5,469 - $6,010	361 New	361 $5.98 Million

Others Institutions Holding GUG

# of Institutions

57

Shares Held

11M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.78M
Shares

$42.1 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

950K
Shares

$14.4 Million
0.11% of portfolio
Pathstone Holdings, LLC Englewood, NJ

898K
Shares

$13.6 Million
0.05% of portfolio
Advisors Asset Management, Inc. Monument, CO

895K
Shares

$13.6 Million
0.25% of portfolio
Cohen & Steers, Inc. New York, NY

748K
Shares

$11.3 Million
0.02% of portfolio

About Guggenheim Active Allocation Fund

Ticker GUG
Exchange NYSE
Sector ETFs
Industry ETFs

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