Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 50 institutions that hold shares in the stock, with a total of 8.38 Million shares, which have been reported (via 13F filing form) to have a value of $131 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Morgan Stanley
New York, NY |
Nov 14, 2024 Q3 2024 |
2,036,254
shares
|
$32.1 Million
0.0% of portfolio
|
Q3 2024
Reduced 1.65%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Nov 13, 2024 Q3 2024 |
950,000
shares
|
$15 Million
0.11% of portfolio
|
Q3 2023
Added 49.65%
|
|
|
Cohen & Steers, Inc.
New York, NY |
Nov 14, 2024 Q3 2024 |
944,251
shares
|
$14.9 Million
0.03% of portfolio
|
Q2 2024
Added 0.85%
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
Nov 13, 2024 Q3 2024 |
694,920
shares
|
$11 Million
0.02% of portfolio
|
Q3 2024
Added 4.55%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2024 Q3 2024 |
599,821
shares
|
$9.45 Million
0.0% of portfolio
|
Q3 2024
Reduced 10.59%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2024 Q3 2024 |
520,629
shares
|
$8.21 Million
0.0% of portfolio
|
Q3 2024
Added 3.87%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Nov 08, 2024 Q3 2024 |
487,071
shares
|
$7.68 Million
0.15% of portfolio
|
Q3 2024
Added 27.24%
|
|
|
Penserra Capital Management LLC
Orinda, CA |
Nov 12, 2024 Q3 2024 |
299,198
shares
|
$4.72 Million
0.11% of portfolio
|
Q3 2024
New holding
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
252,938
shares
|
$3.99 Million
0.0% of portfolio
|
Q3 2024
Reduced 8.48%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
249,825
shares
|
$3.94 Million
0.0% of portfolio
|
Q3 2024
Added 48.02%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
Nov 07, 2024 Q3 2024 |
220,358
shares
|
$3.47 Million
0.02% of portfolio
|
Q3 2024
Reduced 14.94%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
178,877
shares
|
$2.82 Million
0.0% of portfolio
|
Q3 2024
Added 39.25%
|
|
|
Corrado Advisors, LLC
Ramsey, NJ |
Nov 01, 2024 Q3 2024 |
171,743
shares
|
$2.71 Million
2.15% of portfolio
|
Q3 2024
Reduced 2.11%
|
|
|
Oppenheimer & CO Inc
New York, NY |
Nov 05, 2024 Q3 2024 |
73,325
shares
|
$1.16 Million
0.02% of portfolio
|
Q3 2024
Reduced 15.3%
|
|
|
Kovitz Investment Group Partners, LLC
|
Nov 14, 2024 Q3 2024 |
69,419
shares
|
$1.09 Million
0.01% of portfolio
|
Q3 2024
New holding
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 13, 2024 Q3 2024 |
60,230
shares
|
$949,224
0.0% of portfolio
|
Q3 2024
Reduced 5.56%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Nov 14, 2024 Q3 2024 |
54,793
shares
|
$863,537
0.0% of portfolio
|
Q3 2024
Added 16.84%
|
|
|
J.W. Cole Advisors, Inc.
|
Oct 24, 2024 Q3 2024 |
39,853
shares
|
$628,083
0.03% of portfolio
|
Q3 2024
Reduced 7.36%
|
|
|
Journey Strategic Wealth LLC
Summit, NJ |
Jan 24, 2025 Q4 2024 |
37,142
shares
|
$585,357
0.02% of portfolio
|
Q4 2024
Reduced 19.24%
|
|
|
Hightower 6 M Holding, LLC
|
Oct 25, 2022 Q3 2022 |
34,544
shares
|
$544,413
0.04% of portfolio
|
Q3 2022
Reduced 20.0%
|
|
|
Rockefeller Capital Management L.P.
New York, NY |
Nov 14, 2024 Q3 2024 |
32,559
shares
|
$513,129
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
Jan 24, 2025 Q4 2024 |
26,802
shares
|
$422,399
0.01% of portfolio
|
Q3 2024
Reduced 63.13%
|
|
|
Davenport & CO LLC
|
Jan 24, 2025 Q4 2024 |
25,200
shares
|
$397,152
0.0% of portfolio
|
Q4 2024
Reduced 3.82%
|
|
|
Envestnet Asset Management Inc
|
Nov 06, 2024 Q3 2024 |
24,442
shares
|
$385,205
0.0% of portfolio
|
Q3 2024
Added 7.85%
|
|
|
Concurrent Investment Advisors, LLC
Tampa, FL |
Oct 30, 2024 Q3 2024 |
23,381
shares
|
$368,484
0.01% of portfolio
|
Q3 2024
Added 52.05%
|