Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 60 institutions that hold shares in the stock, with a total of 10.1 Million shares, which have been reported (via 13F filing form) to have a value of $157 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Morgan Stanley
New York, NY |
May 15, 2025 Q1 2025 |
2,471,797
shares
|
$38.5 Million
0.0% of portfolio
|
Q1 2025
Added 2.56%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
May 14, 2025 Q1 2025 |
950,000
shares
|
$14.8 Million
0.14% of portfolio
|
Q3 2023
Added 49.65%
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
May 15, 2025 Q1 2025 |
766,124
shares
|
$11.9 Million
0.02% of portfolio
|
Q1 2025
Added 4.14%
|
|
|
Cohen & Steers, Inc.
New York, NY |
May 15, 2025 Q1 2025 |
736,149
shares
|
$11.5 Million
0.02% of portfolio
|
Q1 2025
Reduced 6.36%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
May 15, 2025 Q1 2025 |
708,910
shares
|
$11.1 Million
0.21% of portfolio
|
Q1 2025
Added 19.12%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
May 15, 2025 Q1 2025 |
658,169
shares
|
$10.3 Million
0.04% of portfolio
|
Q1 2025
Added 100.37%
|
|
|
Bank Of America Corp
Charlotte, NC |
May 15, 2025 Q1 2025 |
615,034
shares
|
$9.59 Million
0.0% of portfolio
|
Q1 2025
Added 6.7%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
May 13, 2025 Q1 2025 |
592,568
shares
|
$9.24 Million
0.0% of portfolio
|
Q1 2025
Added 16.95%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
May 15, 2025 Q1 2025 |
517,900
shares
|
$8.07 Million
0.0% of portfolio
|
Q1 2025
Added 12.03%
|
|
|
Wells Fargo & Company
San Francisco, CA |
May 13, 2025 Q1 2025 |
250,898
shares
|
$3.91 Million
0.0% of portfolio
|
Q1 2025
Reduced 0.28%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
249,825
shares
|
$3.89 Million
0.0% of portfolio
|
Q3 2024
Added 48.02%
|
|
|
Kovitz Investment Group Partners, LLC
|
May 19, 2025 Q1 2025 |
195,786
shares
|
$3.05 Million
0.02% of portfolio
|
Q1 2025
Added 24.01%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
178,877
shares
|
$2.79 Million
0.0% of portfolio
|
Q3 2024
Added 39.25%
|
|
|
Corrado Advisors, LLC
Ramsey, NJ |
May 01, 2025 Q1 2025 |
162,224
shares
|
$2.53 Million
2.22% of portfolio
|
Q1 2025
Added 0.87%
|
|
|
Kestra Advisory Services, LLC
|
May 14, 2025 Q1 2025 |
96,149
shares
|
$1.5 Million
0.01% of portfolio
|
Q1 2025
Added 0.04%
|
|
|
Oppenheimer & CO Inc
New York, NY |
Apr 22, 2025 Q1 2025 |
88,120
shares
|
$1.37 Million
0.02% of portfolio
|
Q1 2025
Added 5.19%
|
|
|
Stifel Financial Corp
St. Louis, MO |
May 13, 2025 Q1 2025 |
60,767
shares
|
$947,357
0.0% of portfolio
|
Q1 2025
Added 10.1%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 12, 2025 Q1 2025 |
52,272
shares
|
$814,920
0.0% of portfolio
|
Q4 2024
Added 4.61%
|
|
|
Invesco Ltd.
Atlanta, GA |
May 12, 2025 Q1 2025 |
47,517
shares
|
$740,790
0.0% of portfolio
|
Q1 2025
Added 258.7%
|
|
|
Ubs Group Ag
|
May 13, 2025 Q1 2025 |
46,421
shares
|
$723,703
0.0% of portfolio
|
Q1 2025
Reduced 5.35%
|
|
|
Golden State Equity Partners
South Coast Metro, CA |
Jul 14, 2025 Q2 2025 |
39,724
shares
|
$619,297
0.12% of portfolio
|
Q2 2025
New holding
|
|
|
Hightower 6 M Holding, LLC
|
Oct 25, 2022 Q3 2022 |
34,544
shares
|
$538,540
0.04% of portfolio
|
Q3 2022
Reduced 20.0%
|
|
|
Walleye Capital LLC
Plymouth, MN |
May 14, 2025 Q1 2025 |
32,932
shares
|
$513,409
0.0% of portfolio
|
Q1 2025
Reduced 2.61%
|
|
|
Steward Partners Investment Advisory, LLC
|
May 13, 2025 Q1 2025 |
30,689
shares
|
$478,441
0.0% of portfolio
|
Q1 2025
Added 217.56%
|
|
|
Journey Strategic Wealth LLC
Summit, NJ |
May 06, 2025 Q1 2025 |
29,539
shares
|
$460,513
0.02% of portfolio
|
Q1 2025
Reduced 20.47%
|