Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 57 institutions that hold shares in the stock, with a total of 10.8 Million shares, which have been reported (via 13F filing form) to have a value of $171 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Morgan Stanley
New York, NY |
Aug 15, 2025 Q2 2025 |
2,581,005
shares
|
$40.7 Million
0.0% of portfolio
|
Q2 2025
Added 4.42%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Aug 13, 2025 Q2 2025 |
950,000
shares
|
$15 Million
0.12% of portfolio
|
Q3 2023
Added 49.65%
|
|
|
Bank Of America Corp
Charlotte, NC |
Aug 14, 2025 Q2 2025 |
920,711
shares
|
$14.5 Million
0.0% of portfolio
|
Q2 2025
Added 49.7%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Aug 12, 2025 Q2 2025 |
799,036
shares
|
$12.6 Million
0.23% of portfolio
|
Q2 2025
Added 12.71%
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
Aug 13, 2025 Q2 2025 |
781,143
shares
|
$12.3 Million
0.02% of portfolio
|
Q2 2025
Added 1.96%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
Aug 12, 2025 Q2 2025 |
770,869
shares
|
$12.2 Million
0.05% of portfolio
|
Q2 2025
Added 17.12%
|
|
|
Cohen & Steers, Inc.
New York, NY |
Aug 14, 2025 Q2 2025 |
741,149
shares
|
$11.7 Million
0.02% of portfolio
|
Q2 2025
Added 0.68%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Aug 14, 2025 Q2 2025 |
650,002
shares
|
$10.3 Million
0.0% of portfolio
|
Q2 2025
Added 9.69%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Aug 14, 2025 Q2 2025 |
515,370
shares
|
$8.13 Million
0.0% of portfolio
|
Q2 2025
Reduced 0.49%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Aug 14, 2025 Q2 2025 |
255,921
shares
|
$4.04 Million
0.0% of portfolio
|
Q2 2025
Added 2.0%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
249,825
shares
|
$3.94 Million
0.0% of portfolio
|
Q3 2024
Added 48.02%
|
|
|
Kovitz Investment Group Partners, LLC
|
Aug 14, 2025 Q2 2025 |
185,191
shares
|
$2.92 Million
0.01% of portfolio
|
Q2 2025
Reduced 5.41%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
178,877
shares
|
$2.82 Million
0.0% of portfolio
|
Q3 2024
Added 39.25%
|
|
|
Corrado Advisors, LLC
Ramsey, NJ |
Aug 01, 2025 Q2 2025 |
167,183
shares
|
$2.64 Million
2.14% of portfolio
|
Q2 2025
Added 3.06%
|
|
|
Kestra Advisory Services, LLC
|
Aug 14, 2025 Q2 2025 |
96,208
shares
|
$1.52 Million
0.01% of portfolio
|
Q2 2025
Added 0.06%
|
|
|
Oppenheimer & CO Inc
New York, NY |
Jul 31, 2025 Q2 2025 |
90,955
shares
|
$1.44 Million
0.02% of portfolio
|
Q2 2025
Added 3.22%
|
|
|
Steward Partners Investment Advisory, LLC
|
Aug 12, 2025 Q2 2025 |
75,835
shares
|
$1.2 Million
0.01% of portfolio
|
Q2 2025
Added 147.11%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Aug 14, 2025 Q2 2025 |
65,580
shares
|
$1.03 Million
0.0% of portfolio
|
Q2 2025
Added 7.92%
|
|
|
Invesco Ltd.
Atlanta, GA |
Aug 13, 2025 Q2 2025 |
60,389
shares
|
$952,938
0.0% of portfolio
|
Q2 2025
Added 27.09%
|
|
|
Ubs Group Ag
|
Aug 14, 2025 Q2 2025 |
58,755
shares
|
$927,153
0.0% of portfolio
|
Q2 2025
Added 26.57%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Aug 13, 2025 Q2 2025 |
54,471
shares
|
$859,552
0.0% of portfolio
|
Q2 2025
Added 4.21%
|
|
|
Golden State Equity Partners
South Coast Metro, CA |
Jul 14, 2025 Q2 2025 |
39,724
shares
|
$626,844
0.12% of portfolio
|
Q2 2025
New holding
|
|
|
J.W. Cole Advisors, Inc.
|
Aug 12, 2025 Q2 2025 |
38,406
shares
|
$606,046
0.01% of portfolio
|
Q2 2025
Added 42.82%
|
|
|
Hightower 6 M Holding, LLC
|
Oct 25, 2022 Q3 2022 |
34,544
shares
|
$545,104
0.04% of portfolio
|
Q3 2022
Reduced 20.0%
|
|
|
Envestnet Asset Management Inc
|
Jul 31, 2025 Q2 2025 |
32,501
shares
|
$512,865
0.0% of portfolio
|
Q2 2025
Added 13.64%
|