Latest Institutional Sells of Guggenheim Active Allocation Fund (GUG)
This list provides information on the latest institutional transactions involving Guggenheim Active Allocation Fund (GUG) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-16.7K- 50.75% |
$234K - $263K
|
16.2K
$256K
|
|
|
Aug 14, 2025
Q2 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-13.1K- 54.53% |
$183K - $206K
|
10.9K
$172K
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-10.6K- 5.41% |
$148K - $167K
|
185K
$2.92M
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-3.6K- 81.67% |
$50.3K - $56.7K
|
808
$12.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 0.49% |
$35.4K - $39.8K
|
515K
$8.13M
|
|
|
Aug 12, 2025
Q2 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-2K- 6.77% |
$28K - $31.5K
|
27.5K
$435K
|
|
|
Aug 08, 2025
Q2 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-550- 2.81% |
$7.69K - $8.66K
|
19.1K
$301K
|
|
| Q1 2025 | |||||||
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-6.3K- 33.42% |
$94K - $100K
|
12.6K
$198K
|
|
|
May 12, 2025
Q1 2025
|
Nordwand Advisors, LLC
Radnor, PA |
SELL
|
- |
-5K- 30.3% |
$74.6K - $79.5K
|
11.5K
$181K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.8K- 87.36% |
$56.7K - $60.4K
|
550
$8.68K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3K- 66.67% |
$44.8K - $47.7K
|
1.5K
$23.7K
|
|
|
Apr 28, 2025
Q1 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.19K- 4.74% |
$17.8K - $19K
|
24K
$379K
|
|
|
Aug 15, 2025
Q1 2025
|
Provenance Wealth Advisors, LLC
Fort Lauderdale, FL |
SELL
|
- |
-361Closed |
$5.39K - $5.74K
|
0
$0
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.81K- 9.87% |
$27K - $29.9K
|
16.6K
$261K
|
|
| Q3 2024 | |||||||
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-45.9K- 63.13% |
$695K - $764K
|
26.8K
$423K
|
|
| Q2 2024 | |||||||
|
Aug 08, 2024
Q2 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-10.4K- 11.54% |
$146K - $159K
|
80K
$1.26M
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-2K- 47.62% |
$28.1K - $30.5K
|
2.2K
$34.7K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.04M- 88.52% |
$14.7M - $15.7M
|
135K
$2.13M
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-6.3K- 2.56% |
$88.9K - $94.6K
|
239K
$3.78M
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-56.3K- 72.99% |
$719K - $828K
|
20.8K
$329K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-100K- 78.59% |
$1.35M - $1.43M
|
27.2K
$430K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-313K- 39.11% |
$4.21M - $4.5M
|
488K
$7.69M
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-8.63K- 20.0% |
$111K - $137K
|
34.5K
$545K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.75KClosed |
$65.6K - $83.9K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 20, 2022
Q1 2022
|
Marcum Wealth, LLC
|
SELL
|
- |
-25KClosed |
$413K - $502K
|
0
$0
|
|