Latest Institutional Sells of Guggenheim Active Allocation Fund (GUG)
This list provides information on the latest institutional transactions involving Guggenheim Active Allocation Fund (GUG) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-71K- 10.59% |
$1.08M - $1.18M
|
600K
$9.42M
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-45.9K- 63.13% |
$695K - $764K
|
26.8K
$421K
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-38.7K- 14.94% |
$586K - $644K
|
220K
$3.46M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-34.2K- 1.65% |
$518K - $570K
|
2.04M
$32M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.4K- 8.48% |
$355K - $390K
|
253K
$3.97M
|
|
|
Nov 12, 2024
Q3 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-22.1K- 32.46% |
$335K - $368K
|
46K
$723K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-13.3K- 15.3% |
$201K - $221K
|
73.3K
$1.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.65K- 30.4% |
$101K - $111K
|
15.2K
$239K
|
|
|
Nov 07, 2024
Q3 2024
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-5.2K- 22.65% |
$78.8K - $86.6K
|
17.8K
$279K
|
|
|
Nov 01, 2024
Q3 2024
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-3.7K- 2.11% |
$56.1K - $61.6K
|
172K
$2.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.55K- 5.56% |
$53.8K - $59.1K
|
60.2K
$946K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-3.17K- 7.36% |
$47.9K - $52.7K
|
39.9K
$626K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-602Closed |
$9.12K - $10K
|
0
$0
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-253- 1.67% |
$3.83K - $4.21K
|
14.9K
$233K
|
|
| Q2 2024 | |||||||
|
Aug 08, 2024
Q2 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-10.4K- 11.54% |
$146K - $159K
|
80K
$1.26M
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-2K- 47.62% |
$28.1K - $30.5K
|
2.2K
$34.6K
|
|
|
Aug 13, 2024
Q2 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-285- 0.79% |
$4K - $4.34K
|
36K
$566K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.04M- 88.52% |
$14.7M - $15.7M
|
135K
$2.13M
|
|
|
May 06, 2024
Q1 2024
|
Nordwand Advisors, LLC
Radnor, PA |
SELL
|
- |
-19.6K- 54.35% |
$277K - $295K
|
16.5K
$259K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-6.3K- 2.56% |
$88.9K - $94.6K
|
239K
$3.76M
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-56.3K- 72.99% |
$719K - $828K
|
20.8K
$327K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-100K- 78.59% |
$1.35M - $1.43M
|
27.2K
$428K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-313K- 39.11% |
$4.21M - $4.5M
|
488K
$7.66M
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34.8K- 76.12% |
$455K - $508K
|
10.9K
$171K
|
|
| Q3 2022 | |||||||
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-8.63K- 20.0% |
$111K - $137K
|
34.5K
$543K
|
|
| Q2 2022 | |||||||
|
Aug 08, 2022
Q2 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-10.7KClosed |
$148K - $190K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.75KClosed |
$65.6K - $83.9K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 20, 2022
Q1 2022
|
Marcum Wealth, LLC
|
SELL
|
- |
-25KClosed |
$413K - $502K
|
0
$0
|
|