Rivernorth Capital Management, LLC Guggenheim Active Allocation Fund Transaction History

Rivernorth Capital Management, LLC

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 14, 2023	SELL	$13.44 - $14.36 $4.21 Million - $4.5 Million	-313,139 Reduced 39.11%	487,592 $7 Million
Q1 2023 May 15, 2023	BUY	$13.52 - $15.23 $779,198 - $877,750	57,633 Added 7.76%	800,731 $11.2 Million
Q4 2022 Feb 14, 2023	BUY	$13.09 - $14.61 $1.7 Million - $1.9 Million	130,060 Added 21.22%	743,098 $9.99 Million
Q3 2022 Nov 14, 2022	SELL	$12.83 - $15.91 $2.06 Million - $2.55 Million	-160,483 Reduced 20.75%	613,038 $7.87 Million
Q2 2022 Aug 15, 2022	BUY	$13.82 - $17.68 $9.34 Million - $12 Million	675,970 Added 692.94%	773,521 $11 Million
Q1 2022 May 16, 2022	BUY	$16.5 - $20.08 $1.61 Million - $1.96 Million	97,551 New	97,551 $1.69 Million

8.54M

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