Latest Institutional Purchases of Guggenheim Active Allocation Fund (GUG)
This list provides information on the latest institutional transactions involving Guggenheim Active Allocation Fund (GUG) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
507KNew |
$7.53M - $8.36M
|
507K
$7.87M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
374K+ 18.36% |
$5.56M - $6.16M
|
2.41M
$37.4M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
108K+ 49.06% |
$1.61M - $1.78M
|
328K
$5.1M
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
108K+ 22.18% |
$1.61M - $1.78M
|
595K
$9.24M
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
96.1KNew |
$1.43M - $1.58M
|
96.1K
$1.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
88.5K+ 127.42% |
$1.32M - $1.46M
|
158K
$2.45M
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
40.7K+ 5.86% |
$606K - $672K
|
736K
$11.4M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
35.9K+ 273.72% |
$534K - $592K
|
49K
$762K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
33.8KNew |
$503K - $558K
|
33.8K
$525K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.3KNew |
$481K - $533K
|
32.3K
$502K
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
21.6K+ 7.22% |
$321K - $356K
|
321K
$4.98M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20KNew |
$298K - $331K
|
20K
$311K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
16.1KNew |
$239K - $266K
|
16.1K
$250K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.2KNew |
$197K - $218K
|
13.2K
$206K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.8KNew |
$176K - $195K
|
11.8K
$184K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
10.5K+ 14.25% |
$155K - $172K
|
83.8K
$1.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.4KNew |
$154K - $171K
|
10.4K
$161K
|
|
|
Feb 10, 2025
Q4 2024
|
South State Corp
|
BUY
|
- |
8.43KNew |
$125K - $139K
|
8.43K
$131K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
7.8K+ 52.5% |
$116K - $129K
|
22.7K
$352K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.7K+ 94.68% |
$69.9K - $77.5K
|
9.66K
$150K
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.75K+ 9.42% |
$55.8K - $61.9K
|
43.6K
$677K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
3.17K+ 13.55% |
$47.1K - $52.3K
|
26.6K
$412K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.96K+ 12.42% |
$29.1K - $32.3K
|
17.7K
$275K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.91K+ 53.65% |
$28.4K - $31.5K
|
5.48K
$85.1K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.83K+ 7.48% |
$27.2K - $30.2K
|
26.3K
$408K
|
|
|
Feb 06, 2025
Q4 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.66K+ 9.37% |
$24.7K - $27.4K
|
19.4K
$302K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.11KNew |
$16.4K - $18.2K
|
1.11K
$17.2K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
750New |
$11.2K - $12.4K
|
750
$11.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
747+ 6.63% |
$11.1K - $12.3K
|
12K
$187K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
700New |
$10.4K - $11.5K
|
700
$10.9K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
550+ 14.47% |
$8.18K - $9.07K
|
4.35K
$67.6K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
399+ 0.73% |
$5.93K - $6.58K
|
55.2K
$857K
|
|
|
Feb 12, 2025
Q4 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
309+ 2.03% |
$4.59K - $5.1K
|
15.5K
$241K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
259+ 2.34% |
$3.85K - $4.27K
|
11.3K
$176K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3+ 0.0% |
$44.6 - $49.5
|
60.2K
$935K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
81K+ 48.02% |
$1.23M - $1.35M
|
250K
$3.88M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
50.4K+ 39.25% |
$764K - $840K
|
179K
$2.78M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
46.7K+ 1555.0% |
$707K - $777K
|
49.7K
$771K
|
|
|
Nov 04, 2024
Q3 2024
|
Savant Capital, LLC
|
BUY
|
- |
11.5KNew |
$174K - $192K
|
11.5K
$179K
|
|
|
Nov 14, 2024
Q3 2024
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
7.5KNew |
$114K - $125K
|
7.5K
$116K
|
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21+ 0.17% |
$318 - $350
|
12.4K
$193K
|
|
| Q2 2024 | |||||||
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
291KNew |
$4.09M - $4.44M
|
291K
$4.52M
|
|
|
Aug 14, 2024
Q2 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$162K - $176K
|
11.6K
$180K
|
|
|
Jul 25, 2024
Q2 2024
|
Raymond James Trust N.A.
|
BUY
|
- |
7.01K+ 64.85% |
$98.4K - $107K
|
17.8K
$277K
|
|
|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.11KNew |
$29.6K - $32.2K
|
2.11K
$32.8K
|
|
|
Aug 13, 2024
Q2 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
2.03K+ 8.29% |
$28.5K - $30.9K
|
26.5K
$412K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
298New |
$4.18K - $4.54K
|
298
$4.63K
|
|
| Q1 2024 | |||||||
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
12.5KNew |
$176K - $188K
|
12.5K
$194K
|
|
|
May 15, 2024
Q1 2024
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
11.2KNew |
$159K - $169K
|
11.2K
$174K
|
|