Latest Institutional Purchases of Guggenheim Active Allocation Fund (GUG)
This list provides information on the latest institutional transactions involving Guggenheim Active Allocation Fund (GUG) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
291KNew |
$4.09M - $4.44M
|
291K
$4.75M
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
121K+ 22.35% |
$1.7M - $1.85M
|
665K
$10.8M
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
112K+ 41.35% |
$1.57M - $1.71M
|
383K
$6.24M
|
|
Aug 14, 2024
Q2 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
61.7K+ 31.29% |
$866K - $940K
|
259K
$4.23M
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
42.9K+ 50.23% |
$603K - $654K
|
128K
$2.1M
|
|
Aug 06, 2024
Q2 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
31.9KNew |
$447K - $485K
|
31.9K
$519K
|
|
Aug 14, 2024
Q2 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
24.8K+ 57.29% |
$348K - $378K
|
68.1K
$1.11M
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
19.3K+ 12.91% |
$271K - $294K
|
169K
$2.75M
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.5K+ 5.13% |
$189K - $205K
|
276K
$4.51M
|
|
Aug 14, 2024
Q2 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$162K - $176K
|
11.6K
$189K
|
|
Aug 12, 2024
Q2 2024
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
11.3KNew |
$158K - $172K
|
11.3K
$184K
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.1KNew |
$156K - $169K
|
11.1K
$181K
|
|
Aug 13, 2024
Q2 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
8K+ 0.85% |
$112K - $122K
|
944K
$15.4M
|
|
Jul 25, 2024
Q2 2024
|
Raymond James Trust N.A.
|
BUY
|
- |
7.01K+ 64.85% |
$98.4K - $107K
|
17.8K
$291K
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.25K+ 1.26% |
$87.7K - $95.2K
|
501K
$8.18M
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
5.39K+ 5.12% |
$75.7K - $82.1K
|
111K
$1.81M
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3KNew |
$42.1K - $45.7K
|
3K
$48.9K
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.94K+ 6.69% |
$41.3K - $44.8K
|
46.9K
$765K
|
|
Aug 08, 2024
Q2 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
2.52K+ 6.23% |
$35.4K - $38.4K
|
43K
$702K
|
|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.11KNew |
$29.6K - $32.2K
|
2.11K
$34.5K
|
|
Aug 13, 2024
Q2 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
2.03K+ 8.29% |
$28.5K - $30.9K
|
26.5K
$432K
|
|
Aug 14, 2024
Q2 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.11K+ 6.13% |
$15.6K - $16.9K
|
19.2K
$313K
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
1.08K+ 18.41% |
$15.1K - $16.4K
|
6.91K
$113K
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
943+ 42.71% |
$13.2K - $14.4K
|
3.15K
$51.4K
|
|
Aug 13, 2024
Q2 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
852+ 4.05% |
$12K - $13K
|
21.9K
$357K
|
|
Jul 30, 2024
Q2 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
675+ 4.59% |
$9.47K - $10.3K
|
15.4K
$251K
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
344+ 3.28% |
$4.83K - $5.24K
|
10.8K
$177K
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
298New |
$4.18K - $4.54K
|
298
$4.86K
|
|
Aug 09, 2024
Q2 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
272+ 1.2% |
$3.82K - $4.14K
|
23K
$375K
|
|
Aug 13, 2024
Q2 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
39+ 3.99% |
$547 - $594
|
1.02K
$16.6K
|
|
Aug 14, 2024
Q2 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
29+ 0.23% |
$407 - $442
|
12.4K
$202K
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Q1 2024 | |||||||
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
138K+ 7.58% |
$1.95M - $2.07M
|
1.96M
$31.9M
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
82.2KNew |
$1.16M - $1.23M
|
82.2K
$1.34M
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
12.5KNew |
$176K - $188K
|
12.5K
$204K
|
|
May 15, 2024
Q1 2024
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
11.2KNew |
$159K - $169K
|
11.2K
$183K
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.01KNew |
$14.2K - $15.1K
|
1.01K
$16.4K
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
864New |
$12.2K - $13K
|
864
$14.1K
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
400New |
$5.65K - $6.01K
|
400
$6.52K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
96.3KNew |
$1.23M - $1.42M
|
96.3K
$1.57M
|
|
Jun 25, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
29KNew |
$370K - $427K
|
29K
$473K
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
21.6K+ 7.44% |
$276K - $318K
|
313K
$5.1M
|
|
Jan 05, 2024
Q4 2023
|
Banc First Trust & Investment Management
Oklahoma City, OK |
BUY
|
- |
19.4KNew |
$247K - $285K
|
19.4K
$316K
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
16.8KNew |
$215K - $248K
|
16.8K
$275K
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
9.8KNew |
$125K - $144K
|
9.8K
$160K
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
315K+ 49.65% |
$4.24M - $4.52M
|
950K
$15.5M
|
|
Nov 14, 2023
Q3 2023
|
Pine Bridge Investments, L.P.
|
BUY
|
- |
21.8KNew |
$294K - $313K
|
21.8K
$356K
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
18.5KNew |
$249K - $266K
|
18.5K
$302K
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
BUY
|
- |
15KNew |
$202K - $215K
|
15K
$245K
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.25KNew |
$16.8K - $18K
|
1.25K
$20.4K
|