Rockefeller Capital Management L.P. Guggenheim Active Allocation Fund Transaction History

Rockefeller Capital Management L.P.

$42.4 Billion
Q2 2025

A detailed history of Rockefeller Capital Management L.P. transactions in Guggenheim Active Allocation Fund stock. As of the latest transaction made, Rockefeller Capital Management L.P. holds 21,645 shares of GUG stock, worth $342,207. This represents 0.0% of its overall portfolio holdings.

Number of Shares

21,645

Previous 21,645 -0.0%

Holding current value

$342,207

Previous $338,000 -0.0%

% of portfolio

0.0%

Previous 0.0%

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2025 Aug 08, 2025	BUY	$13.98 - $15.75 $6,962 - $7,843	498 Added 2.35%	21,645 $338,000
Q1 2025 May 14, 2025	SELL	$14.92 - $15.9 $33,107 - $35,282	-2,219 Reduced 9.5%	21,147 $318,000
Q4 2024 Feb 13, 2025	SELL	$14.87 - $16.49 $136,699 - $151,592	-9,193 Reduced 28.23%	23,366 $347,000
Q3 2024 Nov 14, 2024	BUY	$15.15 - $16.65 $493,268 - $542,107	32,559 New	32,559 $538,000
Q3 2022 Nov 02, 2022	BUY	$12.83 - $15.91 $96,225 - $119,325	7,500 New	7,500 $96,000
Q2 2022 Aug 12, 2022	SELL	$13.82 - $17.68 $55,280 - $70,720	-4,000 Closed	0 $0
Q1 2022 May 13, 2022	BUY	$16.5 - $20.08 $66,000 - $80,320	4,000 New	4,000 $68,000

Others Institutions Holding GUG

# of Institutions

Shares Held

10.8M

Call Options Held

Put Options Held

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About Guggenheim Active Allocation Fund

Ticker GUG
Exchange NYSE
Sector ETFs
Industry ETFs

More about GUG

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Rockefeller Capital Management L.P. Guggenheim Active Allocation Fund Transaction History