Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 60 institutions that hold shares in the stock, with a total of 10.1 Million shares, which have been reported (via 13F filing form) to have a value of $157 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Envestnet Asset Management Inc
|
Apr 29, 2025 Q1 2025 |
28,601
shares
|
$445,889
0.0% of portfolio
|
Q1 2025
Added 8.87%
|
|
|
J.W. Cole Advisors, Inc.
|
May 05, 2025 Q1 2025 |
26,891
shares
|
$419,230
0.01% of portfolio
|
Q1 2025
Reduced 38.33%
|
|
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
Jul 14, 2025 Q2 2025 |
26,802
shares
|
$417,843
0.01% of portfolio
|
Q3 2024
Reduced 63.13%
|
|
|
Concurrent Investment Advisors, LLC
Tampa, FL |
Apr 29, 2025 Q1 2025 |
26,609
shares
|
$414,834
0.01% of portfolio
|
Q1 2025
Added 0.22%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
May 07, 2025 Q1 2025 |
24,581
shares
|
$383,217
0.0% of portfolio
|
Q1 2025
Added 22.62%
|
|
|
Aviance Capital Partners, LLC
Naples, FL |
Apr 28, 2025 Q1 2025 |
24,434
shares
|
$380,926
0.05% of portfolio
|
Q1 2025
Added 25.79%
|
|
|
High Tower Advisors, LLC
Chicago, IL |
May 12, 2025 Q1 2025 |
24,098
shares
|
$375,687
0.0% of portfolio
|
Q1 2025
Reduced 25.48%
|
|
|
Mgb Wealth Management, LLC
Addison, TX |
May 09, 2025 Q1 2025 |
24,019
shares
|
$374,456
0.13% of portfolio
|
Q1 2025
Added 99.98%
|
|
|
Davenport & CO LLC
|
Apr 28, 2025 Q1 2025 |
24,006
shares
|
$374,253
0.0% of portfolio
|
Q1 2025
Reduced 4.74%
|
|
|
Rockefeller Capital Management L.P.
New York, NY |
May 14, 2025 Q1 2025 |
21,147
shares
|
$329,681
0.0% of portfolio
|
Q1 2025
Reduced 9.5%
|
|
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
May 02, 2025 Q1 2025 |
19,605
shares
|
$305,641
0.01% of portfolio
|
Q4 2024
Reduced 1.28%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
May 06, 2025 Q1 2025 |
19,436
shares
|
$303,007
0.0% of portfolio
|
Q1 2025
Added 9.6%
|
|
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
Oct 26, 2023 Q3 2023 |
18,516
shares
|
$288,664
0.01% of portfolio
|
Q3 2023
New holding
|
|
|
Raymond James Trust N.A.
|
Nov 12, 2024 Q3 2024 |
17,830
shares
|
$277,969
0.01% of portfolio
|
Q2 2024
Added 64.85%
|
|
|
National Asset Management, Inc.
Boca Raton, FL |
Feb 25, 2025 Q4 2024 |
16,563
shares
|
$258,217
0.01% of portfolio
|
Q4 2024
Reduced 9.87%
|
|
|
Wedbush Securities Inc
|
May 06, 2025 Q1 2025 |
15,074
shares
|
$235,003
0.01% of portfolio
|
Q1 2025
Reduced 33.47%
|
|
|
Israel Englander
Millennium Management LLC | New York, Ny
|
May 15, 2025 Q1 2025 |
14,602
shares
|
$227,645
0.0% of portfolio
|
Q1 2025
New holding
|
|
|
Commonwealth Equity Services, LLC
|
May 09, 2025 Q1 2025 |
11,600
shares
|
$180,844
0.0% of portfolio
|
Q1 2025
Added 2.33%
|
|
|
Nordwand Advisors, LLC
Radnor, PA |
May 12, 2025 Q1 2025 |
11,500
shares
|
$179,285
0.07% of portfolio
|
Q1 2025
Reduced 30.3%
|
|
|
Wetherby Asset Management Inc
San Francisco, CA |
Feb 14, 2025 Q4 2024 |
11,232
shares
|
$175,106
0.01% of portfolio
|
Q1 2024
New holding
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
May 14, 2025 Q1 2025 |
10,776
shares
|
$167,997
0.0% of portfolio
|
Q1 2025
Added 3.96%
|
|
|
South State Corp
|
May 12, 2025 Q1 2025 |
8,425
shares
|
$131,345
0.01% of portfolio
|
Q4 2024
New holding
|
|
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
May 09, 2025 Q1 2025 |
7,500
shares
|
$116,925
0.05% of portfolio
|
Q3 2024
New holding
|
|
|
Elequin Capital LP
New York, NY |
May 13, 2025 Q1 2025 |
4,408
shares
|
$68,720
0.01% of portfolio
|
Q1 2025
New holding
|
|
|
Tsfg, LLC
|
Apr 24, 2025 Q1 2025 |
1,734
shares
|
$27,033
0.01% of portfolio
|
Q1 2025
New holding
|