Quad Cities Investment Group, LLC Rivernorth Opportunities Fund, Inc. Transaction History

Quad Cities Investment Group, LLC

$196 Million
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Jan 28, 2020	SELL	$15.99 - $17.01 $1,599 - $1,701	-100 Closed	0 $0
Q3 2019 Oct 25, 2019	BUY	$16.42 - $17.31 $1,642 - $1,730	100 New	100 $17,000
Q2 2019 Jul 17, 2019	SELL	$16.25 - $16.96 $40,007 - $41,755	-2,462 Closed	0 $0
Q1 2019 Apr 09, 2019	BUY	$16.14 - $16.98 $807 - $849	50 Added 2.07%	2,462 $41,000
Q4 2018 Feb 06, 2019	BUY	$14.2 - $18.6 $766 - $1,004	54 Added 2.29%	2,412 $40,000
Q3 2018 Oct 18, 2018	SELL	$17.79 - $20.73 $7,009 - $8,167	-394 Reduced 14.32%	2,358 $44,000
Q2 2018 Aug 07, 2018	BUY	$20.11 - $21.19 $55,342 - $58,314	2,752 New	2,752 $57,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$21.1 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.52 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$4.03 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

248K
Shares

$3.07 Million
0.08% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.81 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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