Regal Investment Advisors LLC First Tr ETF Vi Nasdaq Bk ETF Transaction History

Regal Investment Advisors LLC

$1.43 Billion
Q1 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 09, 2022	BUY	$30.92 - $37.0 $16,325 - $19,536	528 Added 6.81%	8,286 $263,000
Q4 2021 Feb 10, 2022	BUY	$31.33 - $35.32 $243,058 - $274,012	7,758 New	7,758 $255,000
Q1 2020 May 12, 2020	SELL	$13.58 - $28.33 $154,214 - $321,715	-11,356 Closed	0 $0
Q4 2019 Jan 29, 2020	SELL	$24.29 - $28.47 $15,715 - $18,420	-647 Reduced 5.39%	11,356 $320,000
Q3 2019 Nov 15, 2019	SELL	$23.14 - $26.59 $20,178 - $23,186	-872 Reduced 6.77%	12,003 $307,000

Q2 2019 Jul 26, 2019	SELL	$23.92 - $26.77 $23,896 - $26,743	-999 Reduced 7.2%	12,875 $326,000
Q1 2019 May 09, 2019	SELL	$22.51 - $26.74 $34,485 - $40,965	-1,532 Reduced 9.94%	13,874 $338,000
Q4 2018 Feb 04, 2019	BUY	$21.01 - $28.52 $3,382 - $4,591	161 Added 1.06%	15,406 $343,000
Q3 2018 Nov 05, 2018	BUY	$27.89 - $30.24 $103,890 - $112,644	3,725 Added 32.34%	15,245 $425,000
Q2 2018 Aug 10, 2018	SELL	$28.49 - $30.85 $103,219 - $111,769	-3,623 Reduced 23.93%	11,520 $328,000
Q1 2018 Apr 25, 2018	BUY	$28.86 - $32.18 $160,086 - $178,502	5,547 Added 57.81%	15,143 $447,000
Q4 2017 Feb 06, 2018	BUY	$26.96 - $29.77 $258,708 - $285,672	9,596	9,596 $282,000

Others Institutions Holding FTXO

# of Institutions

64

Shares Held

2.15M

Call Options Held

0

Put Options Held

0

Secure Asset Management, LLC

406K
Shares

$10.7 Million
2.69% of portfolio
Lpl Financial LLC Fort Mill, SC

275K
Shares

$7.24 Million
0.0% of portfolio
Morgan Stanley New York, NY

255K
Shares

$6.73 Million
0.0% of portfolio
Wagner Wealth Management, LLC Greenville, SC

208K
Shares

$5.49 Million
2.23% of portfolio
Wells Fargo & Company San Francisco, CA

117K
Shares

$3.07 Million
0.0% of portfolio

About FIRST TR ETF VI NASDAQ BK ETF

Ticker FTXO
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