Regal Investment Advisors LLC Spdr Nuveen Bloomberg Municipa Transaction History

Regal Investment Advisors LLC

$1.4 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 13, 2023	SELL	$43.67 - $46.49 $1.19 Million - $1.27 Million	-27,284 Reduced 82.12%	5,941 $259,000
Q2 2023 Aug 11, 2023	BUY	$45.36 - $47.24 $1.51 Million - $1.57 Million	33,225 New	33,225 $1.53 Million
Q3 2022 Nov 15, 2022	BUY	$43.92 - $47.21 $244,151 - $262,440	5,559 New	5,559 $245,000
Q1 2022 May 09, 2022	SELL	$47.75 - $51.66 $988,807 - $1.07 Million	-20,708 Closed	0 $0
Q4 2021 Feb 10, 2022	BUY	$51.25 - $51.8 $1.06 Million - $1.07 Million	20,708 New	20,708 $1.07 Million
Q4 2018 Feb 04, 2019	SELL	N/A	-4,600 Closed	0 $0
Q3 2018 Nov 05, 2018	BUY	N/A	4,600 New	4,600 $218,000
Q2 2018 Aug 10, 2018	SELL	N/A	-4,600 Closed	0 $0
Q4 2017 Feb 06, 2018	BUY	N/A	4,600	4,600 $225,000

Others Institutions Holding TFI

# of Institutions

323

Shares Held

67.9M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

18M
Shares

$831 Million
0.07% of portfolio
Morgan Stanley New York, NY

11.5M
Shares

$532 Million
0.04% of portfolio
Betterment LLC New York, NY

6.85M
Shares

$316 Million
0.77% of portfolio
Northwestern Mutual Wealth Management CO

4.6M
Shares

$212 Million
0.19% of portfolio
Ken Fisher Fisher Asset Management, LLC | Camas, Wa

3.55M
Shares

$164 Million
0.07% of portfolio

About SPDR NUVEEN BLOOMBERG MUNICIPA

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