Rivernorth Capital Management, LLC Franklin LTD Duration Income Trust Transaction History

Rivernorth Capital Management, LLC

$1.82 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 15, 2023	SELL	$6.07 - $6.55 $4.91 Million - $5.3 Million	-809,463 Reduced 54.18%	684,485 $4.23 Million
Q4 2022 Feb 14, 2023	SELL	$5.95 - $6.54 $362,944 - $398,933	-60,999 Reduced 3.92%	1,493,948 $9.28 Million
Q3 2022 Nov 14, 2022	SELL	$6.16 - $7.11 $1.18 Million - $1.36 Million	-191,076 Reduced 10.94%	1,554,947 $9.61 Million
Q2 2022 Aug 15, 2022	BUY	$6.45 - $7.77 $11.2 Million - $13.5 Million	1,733,006 Added 13313.41%	1,746,023 $11.8 Million
Q1 2022 May 16, 2022	SELL	$7.29 - $9.14 $3.87 Million - $4.86 Million	-531,286 Reduced 97.61%	13,017 $99,000
Q3 2019 Nov 14, 2019	SELL	$9.31 - $9.73 $3.56 Million - $3.72 Million	-382,372 Reduced 41.26%	544,303 $5.07 Million
Q2 2019 Aug 14, 2019	SELL	$9.45 - $9.74 $1.94 Million - $2 Million	-205,399 Reduced 18.14%	926,675 $8.92 Million
Q1 2019 May 15, 2019	BUY	$9.1 - $9.7 $193,529 - $206,289	21,267 Added 1.91%	1,132,074 $10.9 Million
Q4 2018 Feb 14, 2019	BUY	$8.73 - $10.24 $9.7 Million - $11.4 Million	1,110,807 New	1,110,807 $10.1 Million

Others Institutions Holding FTF

# of Institutions

82

Shares Held

13.7M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.96M
Shares

$13 Million
0.0% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.76M
Shares

$11.7 Million
0.05% of portfolio
Penserra Capital Management LLC Orinda, CA

1.15M
Shares

$7.6 Million
0.17% of portfolio
Cetera Investment Advisers Schaumburg, IL

867K
Shares

$5.75 Million
0.01% of portfolio
Invesco Ltd. Atlanta, GA

805K
Shares

$5.34 Million
0.0% of portfolio

About FRANKLIN LTD DURATION INCOME TRUST

Ticker FTF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Franklin Limited Duration Income Trust is a closed-ended fixed income mutual fund launched by Franklin Resources, Inc. The fund is managed by Franklin Advisers, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in mortgage-backed securities, asset-backed securities, floating rate bank loans, and high yi...

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