Rivernorth Capital Management, LLC Highland Income Fund\Ma Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 16, 2022	SELL	$10.88 - $11.94 $10.6 Million - $11.6 Million	-969,893 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$10.73 - $11.44 $304,216 - $324,346	-28,352 Reduced 2.84%	969,893 $10.7 Million
Q3 2021 Nov 15, 2021	BUY	$10.2 - $11.07 $10.2 Million - $11.1 Million	998,245 New	998,245 $10.7 Million
Q4 2020 Feb 16, 2021	SELL	$7.83 - $10.28 $8.6 Million - $11.3 Million	-1,097,977 Closed	0 $0
Q3 2020 Nov 16, 2020	SELL	$7.5 - $9.05 $15.9 Million - $19.2 Million	-2,123,983 Reduced 65.92%	1,097,977 $9.43 Million
Q2 2020 Aug 14, 2020	BUY	$7.13 - $9.65 $2.06 Million - $2.79 Million	289,343 Added 9.87%	3,221,960 $25.9 Million
Q1 2020 May 18, 2020	BUY	$8.38 - $12.72 $1.73 Million - $2.62 Million	206,126 Added 7.56%	2,932,617 $25 Million
Q4 2019 Feb 14, 2020	SELL	$11.41 - $13.22 $4 Million - $4.64 Million	-350,963 Reduced 11.4%	2,726,491 $33.9 Million
Q3 2019 Nov 14, 2019	SELL	$12.75 - $13.92 $1.79 Million - $1.96 Million	-140,700 Reduced 4.37%	3,077,454 $41.1 Million
Q2 2019 Aug 14, 2019	BUY	$13.29 - $13.84 $1.41 Million - $1.47 Million	106,160 Added 3.41%	3,218,154 $44.4 Million
Q1 2019 May 15, 2019	BUY	$12.95 - $14.1 $1.69 Million - $1.84 Million	130,732 Added 4.39%	3,111,994 $43.2 Million
Q4 2018 Feb 14, 2019	BUY	$12.2 - $15.54 $15.9 Million - $20.3 Million	1,307,265 Added 78.09%	2,981,262 $37.4 Million
Q3 2018 Nov 15, 2018	BUY	$15.42 - $16.0 $2.55 Million - $2.65 Million	165,603 Added 10.98%	1,673,997 $25.8 Million
Q2 2018 Aug 14, 2018	SELL	$15.58 - $16.12 $1.3 Million - $1.34 Million	-83,159 Reduced 5.23%	1,508,394 $23.6 Million
Q1 2018 May 15, 2018	BUY	$15.3 - $16.24 $4.9 Million - $5.2 Million	319,966 Added 25.16%	1,591,553 $25.4 Million
Q4 2017 Feb 14, 2018	BUY	$15.02 - $15.64 $19.1 Million - $19.9 Million	1,271,587	1,271,587 $19.7 Million

Others Institutions Holding HFRO

# of Institutions

103

Shares Held

29.1M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

3.72M
Shares

$20.2 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

3.69M
Shares

$20 Million
0.01% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

3.02M
Shares

$16.4 Million
6.16% of portfolio
Royal Bank Of Canada Toronto, A6

2.59M
Shares

$14 Million
0.0% of portfolio
Envestnet Asset Management Inc

2.02M
Shares

$11 Million
0.0% of portfolio

About HIGHLAND INCOME FUND\MA

Ticker HFRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Highland Funds I - Highland Floating Rate Opportunities Fund is a close-ended fixed income mutual fund launched by Highland Capital Management, L.P. It is managed by Highland Capital Management Fund Advisors, L.P. The fund invests in fixed income markets of countries across the globe. It primarily invests in floating rate loans and other securit...

More about HFRO

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rivernorth Capital Management, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Rivernorth Capital Management, LLC with notifications on news.