Rivernorth Capital Management, LLC High Income Securities Fund Transaction History

Rivernorth Capital Management, LLC

$1.95 Billion
Q2 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$7.19 - $8.1 $4.11 Million - $4.63 Million	-571,438 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$7.62 - $8.85 $981,570 - $1.14 Million	128,815 Added 29.1%	571,438 $4.53 Million
Q4 2021 Feb 14, 2022	BUY	$8.41 - $9.31 $3.72 Million - $4.12 Million	442,623 New	442,623 $3.83 Million
Q4 2020 Feb 16, 2021	SELL	$7.27 - $8.99 $285,987 - $353,648	-39,338 Closed	0 $0
Q3 2020 Nov 16, 2020	SELL	$7.73 - $8.62 $729,912 - $813,952	-94,426 Reduced 70.59%	39,338 $328,000
Q2 2020 Aug 14, 2020	SELL	$5.91 - $7.89 $382,051 - $510,049	-64,645 Reduced 32.58%	133,764 $1.02 Million
Q1 2020 May 18, 2020	SELL	$5.17 - $9.52 $221,389 - $407,665	-42,822 Reduced 17.75%	198,409 $1.3 Million
Q4 2019 Feb 14, 2020	SELL	$8.47 - $9.02 $505,769 - $538,611	-59,713 Reduced 19.84%	241,231 $2.16 Million
Q3 2019 Nov 14, 2019	BUY	$8.2 - $8.53 $1.29 Million - $1.34 Million	157,633 Added 109.99%	300,944 $2.56 Million
Q2 2019 Aug 14, 2019	BUY	$8.23 - $9.04 $1.18 Million - $1.3 Million	143,311 New	143,311 $1.19 Million
Q1 2019 May 15, 2019	SELL	$8.9 - $9.17 $5.75 Million - $5.93 Million	-646,600 Closed	0 $0
Q4 2018 Feb 14, 2019	SELL	$8.9 - $9.47 $2.12 Million - $2.26 Million	-238,537 Reduced 26.95%	646,600 $5.77 Million
Q3 2018 Nov 15, 2018	BUY	$9.35 - $9.49 $8.28 Million - $8.4 Million	885,137 New	885,137 $8.39 Million

Others Institutions Holding PCF

# of Institutions

53

Shares Held

3.8M

Call Options Held

0

Put Options Held

0

Cetera Investment Advisers Schaumburg, IL

711K
Shares

$4.81 Million
0.01% of portfolio
Morgan Stanley New York, NY

323K
Shares

$2.18 Million
0.0% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

290K
Shares

$1.96 Million
0.96% of portfolio
Alpine Global Management, LLC New York, NY

250K
Shares

$1.69 Million
0.39% of portfolio
Boothbay Fund Management, LLC New York, NY

250K
Shares

$1.69 Million
0.05% of portfolio

About HIGH INCOME SECURITIES FUND

Ticker PCF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in...

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