Rockefeller Capital Management L.P. Nuveen Enhanced Yield U.S. Agg Transaction History

Rockefeller Capital Management L.P.

$33.9 Billion
Q1 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 02, 2022	BUY	N/A	315 New	315 $6,000
Q1 2022 May 13, 2022	SELL	N/A	-178 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	N/A	178 New	178 $4,000

Others Institutions Holding NUAG

# of Institutions

26

Shares Held

1.23M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

370K
Shares

$7.62 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

196K
Shares

$4.04 Million
0.01% of portfolio
Nuveen Asset Management, LLC Chicago, IL

158K
Shares

$3.26 Million
0.0% of portfolio
Beaumont Financial Partners, LLC

70.9K
Shares

$1.46 Million
0.14% of portfolio
Prospera Financial Services Inc

68.9K
Shares

$1.42 Million
0.05% of portfolio

About NUVEEN ENHANCED YIELD U.S. AGG

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