Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

  • $1.13 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
THO
Thor Industries Inc

Consumer Cyclical
Q2 2018 Filed on Jul 31, 2018
7,114
$92.6 - $115.2 $659K - $820K
Hollyfrontier Corp
Q2 2018 Filed on Jul 31, 2018
4,607
N/A
WY
Weyerhaeuser CO

Real Estate
Q2 2018 Filed on Jul 31, 2018
6,647
$34.61 - $38.36 $230K - $255K
WWE
World Wrestling Entertainmentinc

Communication Services
Q2 2018 Filed on Jul 31, 2018
21,603
$34.94 - $74.35 $755K - $1.61M
TPR
Tapestry, Inc.

Consumer Cyclical
Q2 2018 Filed on Jul 31, 2018
3,941
$43.72 - $54.64 $172K - $215K
FXI
Ishares Tr

ETFs
Q2 2018 Filed on Jul 31, 2018
4,270
$41.99 - $48.77 $179K - $208K
AEIS
Advanced Energy Industries Inc

Industrials
Q1 2018 Filed on May 03, 2018
11,465
$62.32 - $77.53 $714K - $889K
SPIB
Spdr Portfolio Intermediate Te

ETFs
Q1 2018 Filed on May 03, 2018
11,639
N/A
MDC
M.D.C. Holdings, Inc.

Consumer Cyclical
Q1 2018 Filed on May 03, 2018
26,297
$25.5 - $32.12 $671K - $845K
Student Transn Inc
Q1 2018 Filed on May 03, 2018
11,465
N/A
Twenty First Centy Fox I
Q1 2018 Filed on May 03, 2018
37,454
N/A
NYCB
New York Community Bancorp Inc

Financial Services
Q1 2018 Filed on May 03, 2018
19,270
$12.87 - $14.48 $248K - $279K
Valeant Pharmaceuticals
Q1 2018 Filed on May 03, 2018
9,634
N/A
Dr Pepper Snapple Group
Q1 2018 Filed on May 03, 2018
58,063
N/A
NFG
National Fuel Gas CO

Energy
Q1 2018 Filed on May 03, 2018
3,700
$49.1 - $56.77 $182K - $210K
PAA
Plains All American Pipeline LP

Energy
Q1 2018 Filed on May 03, 2018
12,645
$20.23 - $23.96 $256K - $303K
LEA
Lear Corp

Consumer Cyclical
Q1 2018 Filed on May 03, 2018
4,187
$178.71 - $197.99 $748K - $829K
Suncoke Energy Partners
Q1 2018 Filed on May 03, 2018
11,400
N/A
Endocyte Inc
Q1 2018 Filed on May 03, 2018
10,700
N/A
BGCP
Bgc Partners, Inc.

Financial Services
Q1 2018 Filed on May 03, 2018
59,130
$8.37 - $9.73 $495K - $575K
ALKS
Alkermes Plc.

Healthcare
Q1 2018 Filed on May 03, 2018
4,800
$53.61 - $67.26 $257K - $323K
ARI
Apollo Commercial Real Estate Finance, Inc.

Real Estate
Q1 2018 Filed on May 03, 2018
10,121
$17.7 - $18.72 $179K - $189K
Ticc Capital Corp
Q1 2018 Filed on May 03, 2018
11,600
N/A
XLP
Consumer Staples Sector Spdr

ETFs
Q1 2018 Filed on May 03, 2018
3,509
N/A
Priceline Grp Inc
Q1 2018 Filed on May 03, 2018
304
N/A
SLV
I Shares Silver Trust

ETFs
Q1 2018 Filed on May 03, 2018
19,903
$15.28 - $16.56 $304K - $330K
WB
Weibo Corp

Communication Services
Q4 2017 Filed on Feb 12, 2018
2,999
$89.87 - $120.43 $270K - $361K
Apache Corp
Q4 2017 Filed on Feb 12, 2018
6,265
N/A
Fireeye Inc
Q4 2017 Filed on Feb 12, 2018
10,648
N/A
GATX
Gatx Corp

Industrials
Q4 2017 Filed on Feb 12, 2018
12,912
$56.54 - $64.28 $730K - $830K
RNP
Cohen & Steers Reit & Preferred & Income Fund Inc

Financial Services
Q4 2017 Filed on Feb 12, 2018
11,000
$20.48 - $21.89 $225K - $241K
NGG
National Grid PLC

Utilities
Q4 2017 Filed on Feb 12, 2018
3,399
$57.87 - $63.32 $197K - $215K
Platinum Group Metals LTD
Q4 2017 Filed on Feb 12, 2018
10,000
N/A
GBCI
Glacier Bancorp, Inc.

Financial Services
Q4 2017 Filed on Feb 12, 2018
8,500
$36.01 - $40.31 $306K - $343K
Whiting Pete Corp New
Q4 2017 Filed on Feb 12, 2018
28,119
N/A
XLB
Select Sector Spdr Fd Material

ETFs
Q4 2017 Filed on Feb 12, 2018
6,076
N/A
GHL
Greenhill & CO Inc

Financial Services
Q4 2017 Filed on Feb 12, 2018
11,000
$16.6 - $20.65 $183K - $227K
MUA
Blackrock Muniassets Fund, Inc.

Financial Services
Q4 2017 Filed on Feb 12, 2018
13,000
$14.82 - $15.84 $193K - $206K
PAAS
Pan American Silver Corp

Basic Materials
Q4 2017 Filed on Feb 12, 2018
11,516
$14.21 - $17.89 $164K - $206K
Credit Suisse Nassau Brh
Q4 2017 Filed on Feb 12, 2018
2,682
N/A
Amerigas Partners L P
Q4 2017 Filed on Feb 12, 2018
7,957
N/A
MDRX
Allscripts Healthcare Solutions, Inc.

Healthcare
Q4 2017 Filed on Feb 12, 2018
12,207
$12.57 - $14.91 $153K - $182K
NVS
Novartis Ag

Healthcare
Q4 2017 Filed on Feb 12, 2018
2,381
$72.33 - $77.64 $172K - $185K
GSK
Gsk PLC

Healthcare
Q4 2017 Filed on Feb 12, 2018
5,743
$35.34 - $41.9 $203K - $241K
HGTXU
Hugoton Royalty Trust

Energy
Q4 2017 Filed on Feb 12, 2018
13,333
$1.3 - $1.8 $17.3K - $24K
Kkr & CO L P Del
Q4 2017 Filed on Feb 12, 2018
10,123
N/A
AUY
Yamana Gold Inc.

Basic Materials
Q4 2017 Filed on Feb 12, 2018
13,290
$2.4 - $3.14 $31.9K - $41.7K
Credit Suisse Nassau Brh
Q4 2017 Filed on Feb 12, 2018
3,543
N/A
HUN
Huntsman Corp

Basic Materials
Q4 2017 Filed on Feb 12, 2018
45,456
$27.17 - $33.42 $1.24M - $1.52M
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