Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

  • $1.08 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Ferrellgas Partners L.P.
Q4 2017 Filed on Feb 12, 2018
12,741
N/A
FONR
Fonar Corp

Healthcare
Q4 2017 Filed on Feb 12, 2018
15,880
$22.55 - $33.6 $358K - $534K
NVS
Novartis Ag

Healthcare
Q4 2017 Filed on Feb 12, 2018
2,381
$72.33 - $77.64 $172K - $185K
Fireeye Inc
Q4 2017 Filed on Feb 12, 2018
10,648
N/A
Enduro Rty Tr
Q4 2017 Filed on Feb 12, 2018
18,000
N/A
HGTXU
Hugoton Royalty Trust

Energy
Q4 2017 Filed on Feb 12, 2018
13,333
$1.3 - $1.8 $17.3K - $24K
GHL
Greenhill & CO Inc

Financial Services
Q4 2017 Filed on Feb 12, 2018
11,000
$16.6 - $20.65 $183K - $227K
PAAS
Pan American Silver Corp

Basic Materials
Q4 2017 Filed on Feb 12, 2018
11,516
$14.21 - $17.89 $164K - $206K
Fifth Street Finance Corp
Q4 2017 Filed on Feb 12, 2018
38,464
N/A
EMN
Eastman Chemical CO

Basic Materials
Q4 2017 Filed on Feb 12, 2018
8,259
$87.3 - $93.42 $721K - $772K
AUY
Yamana Gold Inc.

Basic Materials
Q4 2017 Filed on Feb 12, 2018
13,290
$2.4 - $3.14 $31.9K - $41.7K
ASM
Avino Silver & Gold Mines LTD

Basic Materials
Q3 2017 Filed on Nov 13, 2017
12,000
$1.52 - $1.77 $18.2K - $21.2K
Oneok Partners LP
Q3 2017 Filed on Nov 13, 2017
18,494
N/A
VCR
Vanguard Consumer Discretionar

ETFs
Q3 2017 Filed on Nov 13, 2017
1,486
N/A
Kite Pharma Inc
Q3 2017 Filed on Nov 13, 2017
2,300
N/A
Alon Usa Energy Inc
Q3 2017 Filed on Nov 13, 2017
11,667
N/A
WPM
Wheaton Precious Metals Corp.

Basic Materials
Q3 2017 Filed on Nov 13, 2017
72,085
$18.34 - $21.01 $1.32M - $1.51M
Kcap Finl Inc
Q3 2017 Filed on Nov 13, 2017
22,585
N/A
LAMR
Lamar Advertising CO

Real Estate
Q3 2017 Filed on Nov 13, 2017
75,734
$63.14 - $71.11 $4.78M - $5.39M
ADTNXXXX
Adtran Inc
Q3 2017 Filed on Nov 13, 2017
140,001
N/A
ADI
Analog Devices Inc

Technology
Q3 2017 Filed on Nov 13, 2017
12,610
$76.83 - $86.17 $969K - $1.09M
Orbital Atk Inc
Q3 2017 Filed on Nov 13, 2017
7,881
N/A
ELV
Elevance Health, Inc.

Healthcare
Q3 2017 Filed on Nov 13, 2017
6,107
$181.44 - $197.43 $1.11M - $1.21M
Z
Zillow Group Inc Cl C Cap Stk

Communication Services
Q3 2017 Filed on Nov 13, 2017
5,821
$37.8 - $40.77 $220K - $237K
JRO
Nuveen Floating Rate Income Opportunity Fund

Financial Services
Q3 2017 Filed on Nov 13, 2017
11,400
$11.56 - $11.87 $132K - $135K
GPL
Great Panther Mining LTD

Basic Materials
Q3 2017 Filed on Nov 13, 2017
22,700
$12.3 - $14.6 $279K - $331K
FIVE
Five Below, Inc

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
6,367
$47.13 - $54.88 $300K - $349K
First Data Corp New
Q3 2017 Filed on Nov 13, 2017
61,700
N/A
HOG
Harley Davidson, Inc.

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
5,614
$45.93 - $49.59 $258K - $278K
FFIV
F5, Inc.

Technology
Q3 2017 Filed on Nov 13, 2017
2,040
$115.56 - $121.43 $236K - $248K
Terra Nitrogen CO L P
Q3 2017 Filed on Nov 13, 2017
2,490
N/A
Tesoro Corp
Q3 2017 Filed on Nov 13, 2017
6,298
N/A
MASI
Masimo Corp

Healthcare
Q3 2017 Filed on Nov 13, 2017
10,658
$81.79 - $96.62 $872K - $1.03M
IRT
Independence Realty Trust, Inc.

Real Estate
Q3 2017 Filed on Nov 13, 2017
17,450
$9.46 - $10.39 $165K - $181K
Tcp Cap Corp
Q3 2017 Filed on Nov 13, 2017
10,777
N/A
HNPIY
Huaneng Power International Inc
Q3 2017 Filed on Nov 13, 2017
8,984
$0.63 - $0.75 $5.66K - $6.74K
MUX
Mc Ewen Mining Inc.

Basic Materials
Q3 2017 Filed on Nov 13, 2017
26,995
$19.5 - $28.3 $526K - $764K
Ship Finance International L
Q3 2017 Filed on Nov 13, 2017
10,010
N/A
GFI
Gold Fields LTD

Basic Materials
Q3 2017 Filed on Nov 13, 2017
11,900
$3.95 - $4.68 $47K - $55.7K
GNTX
Gentex Corp

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
10,211
$16.89 - $19.83 $172K - $202K
GPS
Gap Inc

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
29,971
$22.07 - $29.7 $661K - $890K
GLPI
Gaming & Leisure Properties, Inc.

Real Estate
Q3 2017 Filed on Nov 13, 2017
6,876
$36.31 - $39.19 $250K - $269K
Horizon Pharma PLC
Q3 2017 Filed on Nov 13, 2017
10,500
N/A
STT
State Street Corp

Financial Services
Q3 2017 Filed on Nov 13, 2017
10,612
$90.97 - $95.95 $965K - $1.02M
INO
Inovio Pharmaceuticals, Inc.

Healthcare
Q3 2017 Filed on Nov 13, 2017
12,400
$5.36 - $6.37 $66.5K - $79K
Dupont Fabros Technology Inc
Q3 2017 Filed on Nov 13, 2017
4,456
N/A
Du Pont E I De Nemours & CO
Q3 2017 Filed on Nov 13, 2017
6,095
N/A
Potash Corp Sask Inc
Q3 2017 Filed on Nov 13, 2017
12,875
N/A
POOL
Pool Corp

Industrials
Q3 2017 Filed on Nov 13, 2017
7,703
$97.3 - $109.02 $750K - $840K
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