Sigma Planning Corp Highland Income Fund\Ma Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 11, 2022	SELL	$10.75 - $12.07 $198,896 - $223,319	-18,502 Reduced 28.68%	46,000 $518,000
Q1 2022 Apr 20, 2022	SELL	$10.88 - $11.94 $62,277 - $68,344	-5,724 Reduced 8.15%	64,502 $770,000
Q4 2021 Feb 02, 2022	SELL	$10.73 - $11.44 $180,843 - $192,809	-16,854 Reduced 19.35%	70,226 $772,000
Q3 2021 Oct 28, 2021	SELL	$10.2 - $11.07 $2,692 - $2,922	-264 Reduced 0.3%	87,080 $938,000
Q2 2021 Aug 13, 2021	SELL	$9.92 - $12.05 $432,432 - $525,283	-43,592 Reduced 33.29%	87,344 $953,000
Q1 2021 May 06, 2021	BUY	$10.11 - $11.13 $407,958 - $449,117	40,352 Added 44.55%	130,936 $1.45 Million
Q4 2020 Feb 09, 2021	SELL	$7.83 - $10.28 $460,169 - $604,155	-58,770 Reduced 39.35%	90,584 $931,000
Q3 2020 Nov 03, 2020	BUY	$7.5 - $9.05 $437,932 - $528,438	58,391 Added 64.19%	149,354 $1.28 Million
Q2 2020 Jul 31, 2020	SELL	$7.13 - $9.65 $26,345 - $35,656	-3,695 Reduced 3.9%	90,963 $732,000
Q1 2020 May 01, 2020	SELL	$8.38 - $12.72 $398,611 - $605,052	-47,567 Reduced 33.44%	94,658 $807,000
Q4 2019 Feb 03, 2020	SELL	$11.41 - $13.22 $82,882 - $96,030	-7,264 Reduced 4.86%	142,225 $1.77 Million
Q3 2019 Nov 01, 2019	SELL	$12.75 - $13.92 $30,574 - $33,380	-2,398 Reduced 1.58%	149,489 $2 Million
Q2 2019 Aug 01, 2019	SELL	$13.29 - $13.84 $26,447 - $27,541	-1,990 Reduced 1.29%	151,887 $2.1 Million
Q1 2019 May 01, 2019	SELL	$12.95 - $14.1 $591,866 - $644,426	-45,704 Reduced 22.9%	153,877 $2.14 Million
Q4 2018 Jan 31, 2019	BUY	$12.2 - $15.54 $74,871 - $95,368	6,137 Added 3.17%	199,581 $2.56 Million
Q3 2018 Nov 07, 2018	SELL	$15.42 - $16.0 $178,794 - $185,520	-11,595 Reduced 5.66%	193,444 $2.98 Million
Q2 2018 Aug 02, 2018	SELL	$15.58 - $16.12 $75,111 - $77,714	-4,821 Reduced 2.3%	205,039 $3.2 Million
Q1 2018 May 11, 2018	BUY	$15.3 - $16.24 $3.21 Million - $3.41 Million	209,860 New	209,860 $3.36 Million

Others Institutions Holding HFRO

# of Institutions

104

Shares Held

29.1M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

3.72M
Shares

$19.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

3.69M
Shares

$19.3 Million
0.01% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

3.02M
Shares

$15.8 Million
6.16% of portfolio
Royal Bank Of Canada Toronto, A6

2.59M
Shares

$13.5 Million
0.0% of portfolio
Envestnet Asset Management Inc

2.02M
Shares

$10.6 Million
0.0% of portfolio

About HIGHLAND INCOME FUND\MA

Ticker HFRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Highland Funds I - Highland Floating Rate Opportunities Fund is a close-ended fixed income mutual fund launched by Highland Capital Management, L.P. It is managed by Highland Capital Management Fund Advisors, L.P. The fund invests in fixed income markets of countries across the globe. It primarily invests in floating rate loans and other securit...

More about HFRO

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